CrawlJobs Logo

Principal Auditor - Risk Management

capitalone.com Logo

Capital One

Location Icon

Location:
United States , New York ▼

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

106700.00 - 146100.00 USD / Year
Save Job
Save Icon
Apply Position

Job Description:

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. As a member of the Audit team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk Management, Operational Risk Management, Third Party Risk Management, Business Continuity, Payment Risk, Network Conflict Risk) and the First Line Risk Offices. The role will also provide Subject Matter Expertise and advisory to other audit teams regarding risk management.

Job Responsibility:

  • Lead small audits, or own completion of significant components of larger audits
  • Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
  • Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements
  • Document audit processes and procedures, review and analyze evidence, and identify potential issues
  • Prepare clear, organized, and complete documentation to support work performed and conclusions reached
  • Independently gather facts to support issues and concerns, escalate to necessary groups, and help draft audit findings
  • Establish and maintain good client and team relations during engagements
  • Effectively communicate information and audit progress to team, clients and auditor-in-charge
  • Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives
  • Proactively take on additional work to support the team when possible
  • Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires

Requirements:

  • Bachelor's Degree or military experience
  • At least 3 years of experience in auditing, at least 3 years of experience in accounting, at least 3 years of experience in financial analysis, at least 3 years of experience in compliance, or a combination

Nice to have:

  • 1+ year of experience in leading audits and performing in the role of auditor-in-charge
  • 2+ years of experience in banking or in financial services
  • 4+ years experience in internal audit or risk management (can be combined with Big Four external Audit experience)
  • 1+ years of experience in performing data analysis in support of internal auditing
  • Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification
What we offer:
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)

Additional Information:

Job Posted:
December 30, 2025

Employment Type:
Fulltime
Work Type:
Hybrid work
Icon
Capital One - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Principal Auditor - Risk Management

Senior Internal Auditor

Paying up to £40k, this is an excellent opportunity for a qualified or part qual...
Location
Location
United Kingdom , Gloucestershire
Salary
Salary:
40000.00 GBP / Year
auditandriskrecruitment.com Logo
Audit & Risk Recruitment
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified as an Internal Auditor (CMIIA or CIA) OR you meet the requirements for entry to the CIA qualification programme: 2:1 degree in any discipline, OR Internal Audit Practitioner designation with the last 3 years OR 5 years internal audit experience
  • Experienced in internal audit delivery
  • Committed to delivering quality and improvement
  • A good communicator across all organisational levels
  • Flexible, with a can-do attitude, and a collaborative approach to working
  • Interested in professional development and continuous learning
Job Responsibility
Job Responsibility
  • To carry out audit reviews without supervision and to a standard as set by the Company, as guided by the Principal Auditor
  • To be responsible for the mentoring and direct supervision of auditors. This includes monitoring performance and quality and providing advice and guidance, as required. The Senior Auditor, in conjunction with their Assistant Director, will also approve timesheets and authorise leave and expense claims, for the colleagues assigned to them
  • To initiate the audit process, including meeting with the client manager to discuss the objectives and scope of the audit review
  • To ensure the design and completion of all aspects of the audit process, including the design of appropriate tests, in respect of every audit to a standard determined by the Company
  • To ensure a draft audit report is produced in respect of every audit undertaken and within a time scale agreed with the client manager. To ensure that recommendations in audit reports are agreed with client managers including implementation dates of same
  • To liaise with all levels of management, as required, with regard to the audit process including agreeing recommendations in reports with client managers and agreeing implementation dates of same
What we offer
What we offer
  • generous pension and holiday scheme
  • Fulltime
Read More
Arrow Right

Head of Audit

Interim Head of Audit for a 12-month fixed-term contract. A fantastic opportunit...
Location
Location
United Kingdom , Southampton
Salary
Salary:
Not provided
auditandriskrecruitment.com Logo
Audit & Risk Recruitment
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • A fully qualified auditor (e.g., CCAB, CMIIA, or equivalent) with significant post-qualification experience
  • Proven experience in leading and managing an internal audit function, ideally within a public sector or similarly complex environment
  • A strategic thinker with the ability to translate organisational objectives into a risk-based audit plan
  • Exceptional communication and interpersonal skills, with a proven ability to engage, influence, and build credibility with senior stakeholders
  • A demonstrable track record of effective team leadership and a passion for developing others
  • A proactive, forward-thinking individual who is able to drive change and deliver results
Job Responsibility
Job Responsibility
  • Provide strategic leadership and direction to the Internal Audit function
  • Develop, manage, and deliver a comprehensive risk-based annual audit plan
  • Oversee the delivery of a portfolio of audit assignments to a high standard, ensuring they provide valuable insights
  • Act as the principal audit advisor, building and maintaining strong, collaborative relationships with the Executive Leadership Team, the Audit Committee, and other senior stakeholders
  • Lead, mentor, and develop the audit team as well as managing the co-source function
  • Prepare and present clear, concise, and impactful reports to the Audit Committee and senior management
  • Champion best practices in internal audit, governance, and risk management across the organisation
Read More
Arrow Right

Principal Auditor - Cyber, Risk and Analysis Technology Audit

Capital One is seeking an energetic, self-motivated Principal Technology Auditor...
Location
Location
United States , McLean, Virginia; Chicago, Illinois; Richmond, Virginia; Plano, Texas; New York, New York; Riverwoods, Illinois; Charlotte, North Carolina
Salary
Salary:
119400.00 - 163500.00 USD / Year
capitalone.com Logo
Capital One
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s Degree or military experience
  • At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination
  • At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)
  • At least 2 years of experience in managing components of audit engagements, project management or a combination
  • At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing)
Job Responsibility
Job Responsibility
  • Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as the ability to assist in leading components of small to medium size audits
  • Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures
  • Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions
  • Establishes and maintains good client relations during engagements. Communicates or assists in communicating the results of some audit projects to management via written reports and oral presentations
  • Identify expectations of the client and take actions to support the client experience
  • Prepare clear, organized and complete documentation to support work performed
  • Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results
  • Coordinate with others and proactively take on additional work
  • Deliver appropriate, succinct and organized information, tailoring communication style to audience
  • Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge
What we offer
What we offer
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • Fulltime
Read More
Arrow Right

Principal Auditor (Experienced Senior Auditor), Global Payment Network

Capital One is seeking an energetic, self-motivated Principal Auditor interested...
Location
Location
United States , Riverwoods; Chicago; McLean; Plano; New York; Charlotte
Salary
Salary:
119400.00 - 163500.00 USD / Year
capitalone.com Logo
Capital One
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s Degree or military experience
  • At least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance, risk management or a combination
  • At least 3 years of experience in global payment network operations and banking or financial services, or a combination
Job Responsibility
Job Responsibility
  • Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas
  • Perform risk assessments of business activities, potential exposures and materiality of loss
  • Design and perform audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
  • Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
  • Effectively review and compile relevant, material findings and recommendations into readable and concise audit reports
  • Communicate the results of audit projects to management via written reports and compelling oral presentations
  • Provide significant input into the development of the annual audit plan
  • Design and execute internal control testing for standardized operations of moderate complexity with more than one component, including finance, IT, compliance, credit, security
  • Provide risk management advice and counsel to business leadership on best practices
  • Establish and maintain good working relationships with line management and auditees during engagements
What we offer
What we offer
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • Fulltime
Read More
Arrow Right

Principal Supplier Quality Engineer

This position provides technical leadership for Supplier Quality Management proc...
Location
Location
United States
Salary
Salary:
Not provided
avanos.com Logo
Avanos
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Personnel performing work affecting product quality shall be competent based on appropriate education, training, skills and experience.
  • B.S. in Engineering, Science, Business, or another relevant field
  • Minimum of 10 years of collective experience in a Research, Manufacturing, Quality and/or Regulatory Affairs function within a medical device, pharmaceutical, biologic, or other highly regulated industry.
  • Supplier Quality Engineering experience in the Medical Device industry
  • Strong understanding of Risk Management principles and techniques.
  • Knowledge of Statistical Techniques
  • Experience in root cause analysis and failure investigation tools
  • Working knowledge of the MDSAP Single Audit program including the regulations for US, Japan, Canada, Australia, and Brazil
  • Working knowledge of the key medical device compliance related standards such as ISO 13485, ISO 14971, ISO 19011, ISO 10993, etc.
  • Certification as CQA, CBA, MDA, or ISO 13485 Lead Auditor
Job Responsibility
Job Responsibility
  • Ensure conformance to industry practices, domestic and international regulatory requirements and established company procedures.
  • Provide global technical leadership in the development and implementation of quality and regulatory compliance strategies and best practices to ensure the manufacturing and distribution of products comply with applicable regulatory requirements.
  • Lead cross-functional collaboration with Procurement, R&D/Operations, Technical Quality, and Logistics teams to address quality issues at contract manufacturers and suppliers.
  • Establish and administer the supplier audit program for quality/regulatory compliance.
  • Maintain the Approved Supplier List (ASL).
  • Support the Global Supplier Review Board, including providing metrics for supplier assessments.
  • Actively engage with suppliers in the event of a supplier issue requiring corrective action or upcoming external audits.
  • Provide guidance as needed for corrective action required because of assessment findings.
  • Execute supplier audits in accordance with approved schedules.
  • Support documentation of supplier changes through the supplier notification, change management, QNC, or CAPA processes.
What we offer
What we offer
  • comprehensive and competitive range of benefits
  • Total Rewards package
  • pay
  • health care benefits
  • retirement plans
  • work/life benefits
  • generous 401(k) employer match of 100% of each pretax dollar you contribute on the first 4% and 50% of the next 2% of pay contributed with immediate vesting
  • benefits on day 1
  • free onsite gym
  • onsite cafeteria
Read More
Arrow Right

Associate Director – Relationship Management

The Associate Director– Relationship Management will be an integral part of the ...
Location
Location
Luxembourg , Luxembourg
Salary
Salary:
Not provided
waystone.com Logo
Waystone Governance Ltd.
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Motivated with enhanced interpersonal skills and adept at building client relationships
  • Minimum 10 years’ experience in an investment funds environment
  • Knowledge of AIFMD, UCITS and MiFID
  • Client facing background with strong communication, leadership, and presentation skills
  • Commercially aware with strong client service, problem solving skills and cross sell mindset
  • Strong academic background including a Degree in Finance/Business/Economics or related field
  • Strong IT skills including MS Office (Word, Excel, PowerPoint, etc.)
Job Responsibility
Job Responsibility
  • Management of client relationships and ongoing governance of funds dealing with internal Conducting Officers and supporting teams, and being lead contact person with Fund Boards, Investment Managers and across the different service providers, principally the Fund Administrator, Depositary, Auditors and Legal Advisors
  • Expertise within Luxembourg domiciled UCITS and AIF funds but also understanding and interest in other Waystone products and domiciles elsewhere in the Waystone group which clients may avail of
  • Identification and management of the relationship to ensure they remain operationally efficient and financially profitable. Includes ongoing interaction with internal teams, Conducting Officers persons and extended parties to manage ongoing deliverables, ad hoc matters, and project related items
  • Ensure current knowledge of regulations and updates as and when they are circulated by reading and implementing processes to adhere to this changing regulation, specifically AIFMD, UCITS and MiFID
  • Preparation of Manco/AIFM report on time and board meeting presentation
  • Action items reviewed and resolved in advance of Board meeting
  • Attend, when available, training sessions on relevant topics and ensure all teams are onboard with the changing environment
  • Communicate all relationship and governance items to Conducting officers and internal management, and internal teams and work towards resolutions & log for training purposes to avoid duplication of issues
  • Operational and relationship responsibility for a group of current clients in line with all fund documentation including prospectus, legal agreements and in line with Waystone procedures, with the support of Conducting Officers, Risk Management, Compliance and Operational Risk, to ensure client satisfaction and compliance with regulatory obligations
  • Identify procedures that need to be implemented or changed, lead the charge to get the changes made, take responsibility for training, and ensure that procedures are adhered to on an ongoing basis
  • Fulltime
Read More
Arrow Right

Principal Actuarial Analyst

At Allianz Life, we are driven by our mission – we secure your future – and by o...
Location
Location
United States , Minneapolis
Salary
Salary:
67000.00 - 134000.00 USD / Year
https://www.allianz.com Logo
Allianz
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 4-5 years experience required
  • Four-year degree required
  • Completed a minimum 4-5 SOA Exams
  • Candidates must be legally authorized to work in the U.S. without requiring sponsorship
Job Responsibility
Job Responsibility
  • Researches and prepares actuarial analyses to assist in the development of products, renewal pricing strategies, financial forecasts, valuation and other experience and risk mitigation studies
  • Supports completion of projects for actuarial functions including: Product development and pricing analyses, Product management tools and studies, Business and related forecasts, Valuation, financial reporting and analyses
  • Assist in preparation of financial reports, memorandums and other required actuarial supporting analyses including New product and filings and rollouts, Product management actions, Requests from external auditors, state regulators and rating agencies
  • Communicates actuarial results to cross-functional areas including: Business unit and other Support unit personnel, Other actuaries
  • Assist, performs or reviews actuarial research
  • May supervise other entry-level actuaries. Training and direction of other entry-level actuaries
What we offer
What we offer
  • Choice of comprehensive medical, dental and vision plan options
  • Flexible spending and health savings accounts
  • Tuition reimbursement
  • Student loan retirement program
  • Generous annual paid leave
  • Outstanding 401(k) company match
  • Life insurance
  • Onsite health center
  • Child development center
  • Fitness facility
  • Fulltime
Read More
Arrow Right
New

Treasury Analyst

We are looking for a Treasury Analyst to join our team in Spokane, Washington. I...
Location
Location
United States , Spokane
Salary
Salary:
70000.00 - 80000.00 USD / Year
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 1-3 years of experience in cash management, cash forecasting, and financial analysis
  • Familiarity with ERP systems and data analytics tools is preferred
  • Strong knowledge of corporate treasury operations, including cash flow forecasting and financial risk management
  • Ability to analyze financial data and produce actionable reports to aid decision-making
  • Excellent organizational skills and attention to detail, especially when managing transactions and compliance
  • Effective communication skills to collaborate with cross-functional teams and external auditors
Job Responsibility
Job Responsibility
  • Handle corporate borrowing processes, including payments for principal amounts, commitment fees, letters of credit, and interest expenses
  • Conduct daily calculations for borrowing, repayments, and cash conversions to ensure sufficient cash availability for operational needs
  • Update cash flow forecasts regularly and develop financial models to improve reporting and analysis of cash and debt
  • Identify and address cash shortages or surpluses by monitoring established thresholds and escalating concerns as necessary
  • Collaborate with cross-departmental teams to support strategic growth initiatives and corporate development
  • Prepare comprehensive treasury reports detailing cash flow, liquidity, and overall financial performance
  • Process bank changes and ensure supplier onboarding is accurate and timely
  • Implement new treasury technologies and processes to enhance departmental efficiency
  • Review and recommend updates to existing treasury policies to align with best practices and organizational needs
  • Act as a liaison during audits by gathering and providing necessary data for borrowing base reports and compliance reviews
What we offer
What we offer
  • Healthcare Benefits: Medical/Dental/Vision
  • Other Insurance: AD& D, Short and Long Term Disability, Life Insurance
  • Retirement Plan: 401k plus company match
  • PTO: paid holidays and additional paid time off
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy