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Capital One Logo Capital One · Finance

Principal Associate, Finance Risk Management - Intercompany Agreements and Regulation W Programs

United States, McLean 119400.00 - 149800.00 USD / Year · Job Posted March 22, 2026

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Job Description

Capital One is seeking a motivated professional for a Principal Associate position in the Finance Risk Management(FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization and the Enterprise to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk and influencing risk stakeholders (i.e., risk offices, compliance, internal audit, and regulators). FRM strives to enable a strong culture of risk management across Finance that is adaptable to a changing environment. This position performs a key role within the Intercompany Agreement (ICA) and Regulation W risk management program in Finance Risk Management engagement between Finance, Compliance, Legal, and various business partners.

Job Responsibility

  • Manage the enterprise-wide Intercompany Agreements program, adhering to internal policies and standards related to Regulation W
  • Identify and drive process improvements to mature our intercompany transactions risk management program to ensure effective control practices, governance, and supporting documentation
  • Collaborate with cross functional teams, including ICA Stakeholders, to drive effective risk management, execute ICA work, and complete process improvements
  • Participate in and execute other special projects for the team on a periodic basis
  • Develop and maintain documentation to include relevant procedures, presentations, and training materials
  • Have the ability to think critically, solve complex problems, work independently, and prioritize and manage multiple tasks

Requirements

  • Bachelor’s Degree or military experience
  • At least 4 years of experience in Financial Services, Risk Management, Audit, or a combination
  • At least 4 years of experience in Business Process Management or Project Management

Nice to have

  • At least 5 years of experience in Financial Services, Finance Risk Management, Legal, Corporate Treasury Capital Markets functions, or a combination
  • At least 5 years of experience in audit, compliance, risk management, or a combination
  • At least 5 years of project management experience

What we offer

  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
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