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Capital One's Audit function is a dedicated group of audit professionals focused on delivering top-quality assurance services to the organization's Audit and Risk Committees. The Audit department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. Audit professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. We are seeking an energetic, self-motivated Principal Associate to join the Quality Assurance and Improvement Program team within Audit Practices. The Quality Assurance and Improvement Program executes quality assurance and quality control reviews to maintain high audit quality and inform department-wide methodology, and training needs. This position, Quality Assurance Principal Associate, will be responsible for performing quality assurance reviews and driving key quality improvement initiatives.
Job Responsibility
Responsible for the execution of key quality assurance reviews, including providing major input to planning and testing, as well as identification, development, and documentation of exceptions related to quality assurance reviews
Deliver verbal and written communication to the audit teams and audit leadership
Establish and maintain effective relationships with audit teams and audit leadership
Design and execute best-in-class operational processes and improvement initiatives of moderate complexity for the quality assurance and improvement program
Requirements
Bachelor's Degree or military experience
At least 4 years of experience in auditing
Nice to have
Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA)
2+ years of experience in banking or financial services industry
What we offer
Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits