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We are looking for a detail-oriented Operations Assistant to join our team in Carlsbad, California. This Contract to permanent position offers an excellent opportunity to support operational and sales processes within the investment management industry. The ideal candidate will play a pivotal role in ensuring smooth workflows, accurate documentation, and compliance with industry standards.
Job Responsibility:
Collaborate closely with the Operations and Sales teams to streamline processes and ensure effective communication
Provide the Sales team with accurate and timely documentation for client distribution
Record and summarize received information for financial advisors to facilitate decision-making
Monitor restricted positions daily and prepare required documentation for custodial needs
Analyze daily reports from the custodian and coordinate with internal teams to ensure proper coding
Communicate with issuers and external legal counsel when necessary to address documentation and compliance matters
Execute trade processing and settlement operations efficiently
Reallocate interest based on broker performance and maintain accurate records
Manage the placement timeline and update placement calendars accordingly
Prepare and distribute subscription agreements while ensuring subscriber accreditation and compliance with guidelines
Requirements:
Prior experience in the credit card, consumer banking, or consumer lending industry
Proficiency in Microsoft Office Suite, including Word, Excel, and PowerPoint
Strong organizational and analytical skills to handle detailed operational tasks
Ability to manage multiple priorities and meet deadlines in a fast-paced environment
Excellent communication skills to liaise with internal teams and external stakeholders
Familiarity with investment management processes and industry standards
Knowledge of compliance requirements for account registration and documentation
Attention to detail and a proactive approach to problem-solving
What we offer:
medical, vision, dental, and life and disability insurance