Operational Risk Analyst

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Operational Risk Analyst - Client Asset Regulation

The purpose of this role is to support and strengthen client asset regulatory pr...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance, economics, law or related field.
4-6 years of experience in financial services compliance, client asset regulation, or operational risk.
Knowledge of APAC client asset regulation is preferred
understanding of UK/EU frameworks is a plus.
Strong analytical and problem-solving skills
with high attention to detail.
Excellent communication and collaboration skills to work effectively within a global team.
Ability to manage multiple priorities in a dynamic environment.

Job Responsibility

Support the APAC region in implementing and maintaining client asset regulatory frameworks and controls, initially for Global Markets.
Assist in interpreting regional regulatory requirements and ensuring alignment with global policies.
Collaborate with the global team to ensure consistent application of client asset practices across the regions.
Conduct reviews and assessments of APAC client asset processes, highlighting issues and recommending improvements.
Prepare reports, dashboards, and presentations for internal stakeholders and regulators (if required).
Monitor APAC regulatory developments and provide insights on potential impacts to client asset practices.
Support internal and external audits or regulatory inquiries relevant to APAC.

Fulltime

Risk and Control - Client Asset Protection Analyst

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Relevant experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Knowledge of Client Assets and Depositor Protection regulations in the UK and Ireland highly desirable
Able to balance regulatory requirements with business practicality
Ability to identify, measure, and manage key risks and controls
Proven experience in implementing sustainable solutions and improving processes
Strong analytical skills to evaluate complex risk, control and regulatory activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills
Ability to manage multiple tasks and priorities
Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word

Job Responsibility

Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II regulations
Lead and facilitate various governance and oversight meetings with key stakeholders and senior management
Track issues, breaches, and incidents, ensuring root cause analysis and remediation plans are robust and executed in a timely manner
Collaborate with External Audit, Internal Audit, Compliance, and key business stakeholders to coordinate audit activities, ensuring timely understanding, addressing, and evidencing of requirements
Perform thematic reviews, deep dives, and risk assessments to identify control weaknesses and emerging risks
Acting as a point of contact and bridge between the client asset office and the business lines, functions on client asset matters
Provide oversight over the groups Managers Controls Assessment (MCA) and the Client Asset Risk Evaluation (CARE)
Collaberate with partners in business to ensure they are aware of their regulatory obligations
Help drive and manage control enhancements focused on increasing efficiency and reducing risk

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Individuals in Quality Assurance, Monitoring & Testing are responsible for the a...

Location

India , Pune; Chennai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 3 to 5 years of relevant experience
Self-motivated and detail oriented
Good understanding of how the team interacts with others in accomplishing the objectives of the area
Good knowledge in the development and execution for controls
Experience in control related functions in the financial industry
Understanding of compliance laws, rules, regulations, and best practices
Understanding of Citi’s Policies, Standards, and Procedures
Good analytical skills to evaluate complex risk and control activities and processes
Good verbal and written communication skills
Ability to manage multiple tasks and priorities

Job Responsibility

Good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management
Assist in performing the QA, monitoring and testing reviews
Help teams involved in the end-to-end monitoring of the controls as defined in Risk Management policy
Involve in Control & Monitoring Design Assessment (CMDA) meetings and provide help in drafting the procedures
Help to identify any monitoring breaks and suggest enhancements
Assisting in the creation and maintenance of reports for control tracking and analysis
Help to identify risks across the business and organize cross functional solutions
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards.

Fulltime

Operational Risk Lead Analyst

Individuals in Operational Risk manage operational risk policies, standards, pro...

Location

Egypt , Cairo

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 8 years in Banking industry with 3 years on Risk and Control within the business, ORM, Compliance, Internal audit or a similar function
Previous experience supporting risk management, compliance, governance, or controls related roles
Demonstrated track record of effectively assessing and managing competing priorities
Deep understanding of operational risk concepts, methodologies, and tools
Familiarity with regulatory requirements related to operational risk management
Exposure to enterprise risk management frameworks and knowledge of risk reporting tools and techniques
Understanding to Operational Risk Regulatory submissions i.e. ICAAP, Recovery Plan and Scenario Analysis
Understanding of different risk types, e.g. credit, market, liquidity
Experience working in a regulated industry (e.g., banking, finance, insurance, healthcare)
Ability to interact effectively at all levels, develop strong partnerships across the organization, and present complex information clearly to senior management and stakeholders

Job Responsibility

Support the design and implementation of enterprise operational risk management procedures and methodologies, including effective application within the businesses
Independently assess operational risks in the business to ensure it is within the acceptable risk appetite
Collaborate with the business to understand its risk profile, assess operational risk exposure, integrate risk mitigation controls, and monitor adherence
Review and challenge the effectiveness of risk mitigation strategies and control measures implemented by the 1st line of defense
Provide regular reporting to senior management and stakeholders on the status of operational risk profile
Analyze data to identify trends or emerging risks and provide timely recommendations to mitigate risk exposure
Lead initiatives to improve operational risk management practices and enhance organizational resilience
Ensure operational risk management activities comply with internal policies, external regulations, and industry standards
Stay abreast of industry best practices and regulatory changes to assess its impact on operational risk management, and advise the business accordingly
Support the execution of remediation with timely and effective outcomes against regulatory expectations

Fulltime

Governance, Operational & Risk Management Analyst

The Cross-disciplinary Controls Lead Analyst (C13) will play a pivotal role in s...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in the financial services industry, with a focus on governance, regulatory affairs, operational oversight, or similar functions
Experience in the US marketing sector is a plus
Knowledge of risk and control metrics, including gathering, reporting, trend analysis, creation, and metrics
Ability to identify operational gaps and problems, generate solutions and choose appropriate alternatives using basic root cause analysis
Manage risk and control initiatives by assessing requirements changes, determining and conveying impact and risk
Proven experience in control related functions in the financial industry
Strong analytical skills to evaluate complex risk and control activities and processes
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Proficient in Microsoft Office Suite
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Guide sponsors through externally owned change governance processes (e.g., PBNAC) for new activities
Facilitate risk and controls governance and management meeting routines (e.g., Operational Risk Forums, Controls Forums)
Manage and oversee activities related to key policy documents, such as Desktop Manual
Manage the end-to-end Personal Trading and Investment Policy (PTIP), partnering with HR, Legal, and Risk to ensure comprehensive training, oversight, and compliance across employees, preventing insider trading and conflicts of interest
Support ad-hoc risk and control initiatives and projects, demonstrating flexibility and responsiveness to evolving organizational needs
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards

Fulltime

Governance, Operational & Risk Management Control Reporting Analyst

The Cross-disciplinary Controls Lead Analyst (C13) will play a pivotal role in s...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in the financial services industry, with a focus on governance, regulatory affairs, operational oversight, or similar functions
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Strong analytical skills to evaluate complex risk and control activities and processes
Strong problem-solving and decision-making skills
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Proficient in Microsoft Office Suite
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Develop and manage comprehensive risk and control reports for the Business Controls team, delivering insightful analysis to relevant Executive heads and Leadership Teams
Maintain a detailed Risk and Controls Narrative by gathering and interpreting quantitative and qualitative data from various control forums (e.g., Operational Risk Forums, Bi-Weekly Control meetings)
Prepare insightful reporting with actionable recommendations to facilitate effective management review and decision-making
Support Risk & Control Management Information Systems (MIS) and reporting routines for MGE, including the production of Scorecard Actuals/Pro-forma and Key Performance Indicators (KPIs)
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards

Fulltime

Private Bank Client Know Your Customer Quality Assurance Client Onboarding Analyst

We’re currently looking for a high caliber professional to join our team as Offi...

Location

Hong Kong , Kowloon City

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

3-5 years of experience in KYC/AML process, compliance, operations, risk & control functions
Demonstrated interpersonal skills, pro-active team player but also able to work independently, with strong written and verbal communication skills
Ability to manage multiple stakeholders across levels, businesses, and geographies
Highly motivated, persistent, and able to work in a structured, high volume, time sensitive, high-risk environment
Capable of multitasking and eager to learn multiple products in a challenging environment. Fast learner, strong attention to detail, and willingness to go extra mile
Proficient in handling urgent and escalation cases and manage internal team expectations
Proficient in Microsoft Office Applications
Consistently demonstrates clear and concise written and verbal communication skills
Proficient knowledge of English (written and spoken)
Bachelor’s/University degree or equivalent experience

Job Responsibility

Responsible to perform independent Client Onboarding KYC due diligence functions of new and existing clients across a variety of teams including private bankers, operations and compliance
To review clients' profiles and work with banker team to fulfill onboarding requirement, full compliance of Bank’s AML/KYC standards, local laws and regulations
Perform Client Name Screening disposition, Sanctions review and Enhanced Due Diligence
Identify and highlight suspicious money laundering activities, deficiencies and other non-compliance issues to management
To prepare client risk assessments and various MIS reports for management reporting to facilitate relevant reviews and strengthening the control process
To observe ongoing gap analysis on policies and standards against existing processes, identify improvement initiatives for streamlining the KYC and Onboarding process
Acts as SME to other stakeholders
Focuses on timely and accurate delivery of all responsible functions, as well as delivering superior customer service and resolution of customer issues, guided by service level agreements and efficiency/accuracy standards
Performs day to day management of volume processing, including daily management of in-process, pending, and service-related activities, ensuring requirements are clearly defined to support all scenarios of KYC account opening and maintenance requirements
Establishes and maintains close working relationship with client, stakeholder and within team to facilitate an open and direct communication of issues, needs, queries and system setups, in such that these may be responded to in an efficient, prompt and professional manner

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country
We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world
We empower our employees to manage their financial well-being and help them plan for the future
Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
We have a variety of programs that help employees balance their work and life, including generous paid time off packages
We offer our employees resources and tools to volunteer in the communities in which they live and work. In 2019, Citi employee volunteers contributed more than 1 million volunteer hours around the world

Fulltime

Senior Vice President - Global Credit Reserve Sr. Lead Analyst - Risk Management

The Global Credit Reserve Team oversees the firmwide credit reserving approaches...

Location

Canada , Mississauga

Salary:

141600.00 - 212400.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

10+ years of experience
Solid knowledge and hands-on experience in risk management, especially with credit portfolios, exhibiting abilities in scrutinizing, probing, and supervising first line of defense risk management
Acumen in questioning, examining, and validating new account strategies, account management strategies, and non-scoring financial models
Familiarity with compliance protocols with a demonstrated ability to direct, assess and dispute compliance adherence
Experience in directing internal and external audits, with a strong understanding of oversight reviews, demonstrating competence in questioning and appraising audit processes
Ability to collaborate with multiple teams and departments with a focus on managing, inspecting and disputing collaborative endeavors
Comprehensive knowledge and experience in risk assessment, particularly when making business decisions demonstrating, strength in contesting, scrutinizing, and ensuring decisions maintain the firm's reputation
Proficiency in ensuring compliance with legal and regulatory requirements, demonstrating ability to dispute, assess, and supervise compliance processes
Advanced expertise in scrutinizing and evaluating complex financial data, with the capacity to make strategic decisions under review
Proficiency in credit analysis, counterparty risk, and portfolio stress testing, including the ability to predict and plan for potential market fluctuations whilst challenging these predictions

Job Responsibility

Supervise and scrutinize risk management activities related to the credit portfolio, including risk assessment, mitigation, monitoring, and reporting to ensure optimal performance
Oversee the end-to-end framework for credit reserve adequacy, carefully assessing and mitigating potential risks
Review new and enhanced modelling techniques applied for credit reserving
Conduct rigorous internal and oversight reviews, probing and investigating internal processes and controls, managing any internal audits or regulatory exams to uphold institutional integrity
Assess and analyze risk during decision making processes, using sound judgement to safeguard the firm's reputation and financial stability
Ensure firm policies are upheld, promote ethical conduct, and rigorously examine activities and processes to ensure compliance with relevant legal and regulatory requirements
Stay informed about industry trends, leverage strong communication skills to clearly relay information to various stakeholders and make complex business decisions
Monitor and adapt current practices according to the latest trends in credit risk analysis, leveraging expertise for improved forecasting and allowance calculations
Manage governance discussions to ensure reserve adequacy
Is an enthusiastic and early adopter of change

Fulltime

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Operational Risk Analyst - Client Asset Regulation

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