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Reporting to the Head of Operational Performance. The role is to ensure high-standard completion of FCA Consumer Duty reports and support the embedding of ownership for processes, policies, risks, and controls across the first line, aligning with strategic objectives to strengthen accountability.
Job Responsibility:
Ensure all FCA required Consumer Duty reports, assessments and reviews are completed to a high-standard and in a timely manner
Create, maintain and review all other documents relating to the internal governance of the Duty
Support the embedding of ownership for processes, policies, risks, and controls across the first line
Provide written and verbal reports on Consumer Duty and Customer Outcomes to senior management
Produce the Consumer Duty Principle 12 Report
Undertake the Price and Value Assessment
Undertake product reviews for all Transact wrappers
Review and maintain the Consumer Duty and Conduct Risk Framework document
Create the Consumer Duty and Conduct Risk Forum and Board Pack
Work with the Training team to produce annual Consumer Duty training
Develop a framework and drive the embedding of ownership for policies, processes, risks, and controls across the business
Manage the end-to-end policy review cycle
Support the detailed review and mapping of key processes linked to Important Business Services
Ensure all core processes are centrally stored and supported by robust business evidence
Requirements:
Experienced Financial Services professional
Detailed understanding of the FCA’s Consumer Duty rules
Excellent written communication skills
Previous experience of producing high quality Consumer Duty reports for Board level and regulatory audiences
Strong intellect and analytical ability
Exceptional planning and organisational skills
Ability to consistently deliver high‑quality work under pressure to tight deadlines
Excellent interpersonal and communication skills, both verbal and written
Conscientious with outstanding attention to detail
Methodical and logical approach
Goal‑oriented
Capable of developing practical and commercially sound solutions independently
Highly collaborative and an effective team player
Excellent stakeholder management skills at all levels
Comfortable engaging with Board level members
What we offer:
Company discretionary bonus
Excellent pension contributions
Attractive staff share scheme
BUPA health insurance
Buying and selling of annual leave
Sponsorship of relevant professional qualifications