Officer, Non-Financial Risk, HSBC

HSBC

Location:
Hong Kong, Central

Category:
Banking

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Global Markets is part of our HSBC Corporate and Institutional Banking division, a markets-led, financing-focused business that provides investment and financial solutions. Our Markets business is one of the largest of its kind in the world. It combines sophisticated 24-hour global coverage with a detailed knowledge of local markets. Our services are offered both online and offline in 58 countries and territories. We specialise in foreign exchange, credits and rates, structured derivatives, equities and debt, equity and equity-linked capital markets.

Job Responsibility:

Assist in driving the conduct agenda for the region
assist in driving control actions
review new policies and standards for and on behalf of the business line
assist in overseeing the Risk & Control Assessments (RCAs) for the business line
assist in ensuring effective remediation actions in place for key issues for the business and track mitigation
assist in embedding regulation in the business and performing periodic analysis to remediate population gaps
assist in ensuring the execution of desk/control reviews, thematic reviews and other remediation/assurance work as required
tracking of Issues in Firm's Reporting Tools - Support the Control Office and Front Office Management in the maintenance and upload of items into HELIOS and other firm's reporting tool
act as an additional point of escalation for stake holders with respect to internal control issues for the business
assist in Implementing and Overseeing Policies & Processes to mitigate the business' top risks for the business, Act as an additional contact point for Audit
work closely with the other Regional control teams, Governance team, Assurance team, Business Management community and their support functions to collectively ensure effective implementation and design of control standards, governance and procedures with the aim of sharing and promoting best practice

Requirements:

A good understanding of the Front to back processes within Equities
effective in the continuously evolving control framework within Global Markets
ability to engage and influence senior business and functional stakeholders
experience in working with Technology
understanding of Equity HK / Asia market structure
understanding of e-Trading controls
strong analytical skills required to perform in depth review of impact to existing business
excellent verbal and written communication skills
previous experience working in Global Markets and demonstrable ability to deliver complex projects with multiple stakeholders involved
ability to establish strong relationships with internal and external clients
ability to challenge constructively and effect change

What we offer:

Continuous professional development
flexible working
opportunities to grow within an inclusive and diverse environment

Additional Information:

Job Posted:
September 18, 2025

Expiration:
October 02, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Officer, Non-Financial Risk

HSBC

Location:Hong Kong, Central

Category:Banking

Contract Type:Not provided