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Join our Compliance team where you will play a vital role in supporting our Alternative Investment Fund Manager (AIFM) activities in Luxembourg and across EU. We offer a dynamic and international corporate atmosphere that fosters professional growth and development. As an Officer, reporting to the head of AIFM Compliance, you will play a key role in supporting the Compliance team and Management of the AIFM in ensuring adherence to regulatory requirements and internal policies.
Job Responsibility:
Execute regulatory compliance control testing, assess compliance risk, communicate results and deficiencies, monitor mitigation measures implementation
Assist in updating and publishing Compliance policies and procedures, coordinate annual attestations, maintain AIFM policy register and track timely updates and approvals
Assist in day-to-day activities of the Compliance team, such as complaints handling, conflict of interest, personal transactions, or compliance related incident and remedial actions
Ensure accurate and timely recording of compliance information by maintaining registers, managing shared mailbox, and organizing files
Proactively follow up on open items and escalate unresolved issues for prompt resolution
Support the implementation and enhancement of compliance tools to streamline compliance processes
Keep track of new regulations, draft regulatory change notifications, oversee their implementation and prepare periodic reports on regulatory development for Senior Management
Assist in coordinating with other control functions by collecting and organizing necessary documentation, facilitate data collection, prepare Key Performance Indicator (KPI), and support in the preparation of reports for Senior Management and Regulators
Support the preparation and delivery of compliance training, monitor training participation to ensure compliance with training requirements
Undertake any other relevant task as assigned to support the overall compliance function within the AIFM
Requirements:
Master’s degree in finance, accounting, business, law or a related field
Initial professional experience in the investment fund management sector in a Compliance, Audit or Control function, at an Asset Servicer, an AIFM, or an Audit & Consulting firm
Good understanding of the organization and operations of an AIFM and familiarity with the regulatory framework applicable to AIFMs
Good communication skills and ability to build positive working relationships
Proficiency in English with excellent written and verbal communication skills
Strong analytical and organizational skills with sharp attention to detail
Good command of Office 360
Nice to have:
Knowledge of the Luxembourg regulatory framework
Knowledge of French
Any additional language skills
Advanced Excel and data analytics capabilities
What we offer:
Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location