Monitoring Compliance Officer Job at Crédit Agricole (NEW DELHI)

Compliance Officer

We are offering a long term contract employment opportunity for a Compliance Off...

Location

United States , San Francisco

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5 years of experience as a Compliance Officer in Consumer Lending or in a similar role
Proficiency in using compliance software for monitoring and reporting
Deep understanding of compliance requirements and standards in consumer lending
Experience in dealing with UDAAP (Unfair, Deceptive, or Abusive Acts or Practices)
Knowledge of Consumer Banking regulations and practices
Familiarity with FCRA (Fair Credit Reporting Act) and its application in consumer lending

Job Responsibility

Oversee compliance with Regulation Z (TILA), ECOA/Regulation B, UDAAP, the Fair Credit Reporting Act (FCRA)/Regulation V, and CAN-SPAM
Utilize compliance software to ensure adherence to all relevant regulations
Manage and resolve customer inquiries in a timely manner
Monitor and manage customer accounts, taking necessary actions as required
Process customer credit applications with accuracy and efficiency
Maintain up-to-date and accurate records of all customer credit information
Ensure adherence to UDAAP and consumer banking regulations
Uphold compliance with the FCRA/Regulation V and CAN-SPAM laws

What we offer

medical
vision
dental
life and disability insurance
eligibility to enroll in company 401(k) plan

Fulltime

Privacy and Responsible Information Management Compliance Officer

Citi’s Global Legal Affairs and Compliance(GLAC) empowers and protects Citi by p...

Location

Philippines , City of Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance risks and typologies
Good understanding of data privacy and records laws and regulations including GDPR, CCPA, GLBA, etc.
Strong analytical skills to assess privacy and records risks and to develop mitigation strategies
Advanced Microsoft Office skills, including Excel, PowerPoint, and Word
Knowledge of banking products and services and horizontal programs such as Anti-Money Laundering, Sanctions, etc.
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization

Job Responsibility

Serve as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise
Assisting with the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM
Regularly reviewing and updating privacy and records management policies aligned with relevant data protection laws (e.g., GDPR, CCPA) to determine impacts to the business
Providing support to Product and Function ICRM (PFICRM) regarding privacy and records management matters
Assist with relevant compliance risk assessments
Preparing reports to disseminate pertinent information to PFICRM and lines of business to oversee privacy and records management risks
Leveraging data to conduct monitoring to identify potential privacy and records management risks and non-compliance issues and taking appropriate action
Providing credible challenge of existing control environment across businesses and functions aligned with relevant privacy and records laws
Identifying data sources, collating data, and developing and/or enhancing current reporting metrics to demonstrate the oversight of compliance and risks aligned to relevant privacy and records laws
Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families
We empower our employees to manage their financial well-being and help them plan for the future
Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
We have a variety of programs that help employees balance their work and life, including generous paid time off packages
We offer our employees resources and tools to volunteer in the communities in which they live and work

Fulltime

Compliance Officer

The Compliance Officer role at Citi involves serving as a senior compliance risk...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Compliance laws, rules, regulations, risks and typologies
Knowledge of Custody Business, its operations and related UAE Securities and Commodities Authorities’ (SCA) regulations
SCA Full Accreditation
Product Compliance experience
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time

Job Responsibility

Serve as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)
Establish internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design
Engage with the ICRM product and function coverage teams to develop and apply Client Relationship Manager program solutions
Participate in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices
Analyze comparative data and prepare regional and global reports related to compliance risk assessments
Review materials or New Activity/initiatives to ensure compliance with regulatory and legal requirements
Investigate and assist in responses to compliance risk issues
Monitor adherence to Citi’s Compliance Risk Policies and relevant procedures
Prepare, edit and maintain Compliance program related materials
Interact and work with other areas within Citi

What we offer

Competitive base salary (annually reviewed)
Hybrid working model (up to 2 days working at home per week)
Benefits that support well-being, living well, and saving well
Commitment to an inclusive workplace

Fulltime

Insurance Compliance Officer

An established Lloyd’s broker based in the City are currently looking to recruit...

Location

United Kingdom , London

Salary:

50000.00 - 60000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Working knowledge of the FCA and insurance compliance
Experience working within an insurance environment
Ability to cope with a busy work environment
Strong computer skills
Good communicational and organisational skills
Advanced knowledge of Microsoft products (Word, Excel and Outlook) or similar software applications
Ability to manage time, prioritise and ensure that deadlines are met without compromising quality
Ability to understand and execute oral and written instructions
Ability to communicate effectively and professionally both verbally and in writing with clients, insurers and other associates
At least 5 GCSE’s including English and Math’s at Grade B or above

Job Responsibility

Assisting in the company’s compliance duties
Conduct Compliance monitoring and audits of the significant business processes
Ensure compliance requirements are adhered to
Monitor, analyze and communicate new regulatory developments and legislation
Provide guidance/sign off on financial promotions
Understand and implement oversight and audit requirements in accordance with SYSC rules
Develop and lead the Compliance Plan as agreed by the Board
Embed and communicate Lloyd’s requirements as appropriate
To support and assist the AML Officer as required
Lead projects and develop plans for implementation

What we offer

Study support when required

Fulltime

AVP - Compliance Monitoring

Citi’s Global Legal Affairs and Compliance(GLAC) empowers and protects Citi by p...

Location

India , Gurgaon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8+ years of experience
Knowledge of Compliance laws, rules, regulations, risks and typologies
Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Extensive global compliance and audit related experience, and strong knowledge of business processes
Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions

Job Responsibility

Developing, implementing, and executing compliance testing, continuous testing, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan
Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan
Documenting findings and report to the Compliance Testing management team
Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Testing and Internal Audit Methodologies and Standards for auditing, testing, monitoring, and reporting
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CT function and with other stakeholders including business and technology process owners, and Internal Audit function
Promoting knowledge sharing and promulgation of best practices across ICRM and the business
Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process
Informing CT management of significant compliance matters that require their attention or action
Additional duties as assigned

What we offer

We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world
We empower our employees to manage their financial well-being and help them plan for the future
We have a variety of programs that help employees balance their work and life, including generous paid time off packages

Fulltime

Compliance Officer

Location

Canada , Toronto

Salary:

37.00 - 40.00 CAD / Hour

MTFX INC

Expiration Date

Until further notice

Requirements

Thorough understanding of PCMLTFA
3-5 years of experience in risk management and compliance
Bachelor’s degree in Business, Commerce, Accounting, or a related field
Good understanding of accounting principles and financial statements
Auditing experience required
Understand the risk of non-compliance
Team player adaptable to fast-paced and changing environment
Ability to manage tight processes, accuracy and attention to detail
Sense of urgency necessary to ensure customer transactions are reviewed promptly
Outstanding customer service skills

Job Responsibility

Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation
Monitor and assess compliance by the firm, securities legislation
Report to the ultimate designated person of the firm as soon as possible if the chief compliance officer becomes aware of any circumstances indicating that the firm, or any individual acting on its behalf, may be in non-compliance with securities legislation
Act as liaison with Regulators and other industry counterparts in gathering practical and technical knowledge about various compliance issues
Respond to requests for information including production orders from various Regulators
Provide compliance support as required on various compliance or management projects or new initiatives
Respond to requests from internal departments on various compliance issues
Management of regulatory and corporate audit process, including preparation of requested material and management responses to findings
Annual review of compliance infrastructure and report to UDP for compliance certification filling, if required
Participate and represent the firm at various conferences, seminars, and industry committees in an effort to stay abreast of new and upcoming regulations and best practices, and to be aware of regulatory “hot issues”

What we offer

Eligible for wage increases and bonuses
Eligible for dental insurance and extended medical insurance

Fulltime

Compliance Officer

Compliance Officer role focusing on compliance, risk, and regulatory activities ...

Location

United Kingdom , Nottingham

Salary:

38500.00 - 42000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Experience in a compliance role within financial services
Strong knowledge of FCA/PRA regulations, SM&CR, and AML frameworks
Familiarity with SYSC, CONC, and other relevant rulebooks
Professional qualifications (ICA Compliance/AML, Risk, or similar)
Excellent analytical and communication skills

Job Responsibility

Ensure adherence to FCA and PRA requirements
Prepare regulatory reports and monitor updates to relevant rulebooks
Maintain and develop the risk register
Monitor emerging risks and oversee the Business Continuity Plan
Review, develop, and audit internal compliance frameworks and controls
Lead on AML activities and act as MLRO (if designated)
Deliver staff training and promote a strong ethical compliance culture
Provide regular compliance updates to senior management
Liaise with auditors and regulatory bodies

What we offer

25 days annual leave with option to buy additional days
35-hour working week with flexible hours
Company pension
Cycle to Work scheme
Free flu vaccinations
Regular company events
Supportive, collaborative culture with ongoing professional development

Fulltime

Compliance Officer

Compliance Officer role focusing on compliance, risk, and regulatory activities ...

Location

United Kingdom , Leicester

Salary:

38500.00 - 42000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Experience in a compliance role within financial services
Strong knowledge of FCA/PRA regulations, SM&CR, and AML frameworks
Familiarity with SYSC, CONC, and other relevant rulebooks
Professional qualifications (ICA Compliance/AML, Risk, or similar)
Excellent analytical and communication skills

Job Responsibility

Ensure adherence to FCA and PRA requirements
Prepare regulatory reports and monitor updates to relevant rulebooks
Maintain and develop the risk register
Monitor emerging risks and oversee the Business Continuity Plan
Review, develop, and audit internal compliance frameworks and controls
Lead on AML activities and act as MLRO (if designated)
Deliver staff training and promote a strong ethical compliance culture
Provide regular compliance updates to senior management
Liaise with auditors and regulatory bodies

What we offer

25 days annual leave with option to buy additional days
35-hour working week with flexible hours
Company pension
Cycle to Work scheme
Free flu vaccinations
Regular company events
Supportive, collaborative culture with ongoing professional development

Fulltime

Monitoring Compliance Officer

Crédit Agricole

Location:
India , NEW DELHI ▼
MUMBAI
BANGALORE
CHENNAI
AHMEDABAD
PUNE

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
January 23, 2026

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Job Posted:January 23, 2026

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January 23, 2026