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The Data & Regulatory Operations group is a centralized unit, that is responsible for the oversight of day-to-day compliance for regulatory reporting including exception management and risk mitigation for the EMEA Region. The team is responsible for the review, action and oversight of daily regulatory reporting and exception management. The team provides a crucial level of governance to safeguard Citi and its clients for their reporting obligations. Regulatory Operations (Reg Ops) work closely with Compliance, Business, Technology and Operations to interpret, investigate and remediate regulatory related issues, and to track risk through metrics analysis, trending oversight and timely escalation.
Job Responsibility:
Help drive implementation and perform monitoring and testing of firm’s submission data and exceptions/rejections to develop appropriate controls
To ensure ongoing compliance with the regulatory requirement
Review, Design and Enhance key metrics and KPIs relevant to numerous regulations and assist with reporting to key stakeholders and senior management
Key tasks to involve the monitoring of numerous regulatory processes within the Reporting team in Belfast, and to support the successful identification and remediation of failed controls
The individual will be responsible for working collaboratively with Operations Regulatory Control, Technology, and key business stakeholders to maintain a strong working relationship and a best-in-class approach to proactive exception management
Partnering with Reg Ops Change Management and QA to ensure adequate issue documentation, testing and resolution implementation
Extensive liaison with internal customers, notably Business Units, Information Technology, Other Reg Ops areas and Compliance Management, whilst fostering partnerships with key contacts with open and honest feedback
Requirements:
Good Microsoft skills including Excel, Word and Outlook
Proactive, able to work on initiative and organize themselves well
Ability to communicate effectively facilitating interaction with clients, own team and operations management
Analytical and Numerate proven ability to research and identify large and complex issues
Demonstrates sound judgement and professionalism in decision making/problem solving
Real attention to detail
Experience of compiling large volumes of data and analysing results
Experience of exception-based controls and processing
Experience of working within a control environment
Experience of Regulatory reporting/Risk and Control (preferable)
GCSE “A” Level standard or equivalent
Good numeric skills desirable
Bachelor’s degree (preferable)
Industry exams e.g. FCA module exams or a full affiliate status
Nice to have:
Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience
What we offer:
Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources
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