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As a MiFID/MiCA Expert, you’ll act as a subject matter expert within our Investment firm and play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II and MiCA across all investment offerings.
Job Responsibility:
Act as a subject matter expert within our Investment firm and play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II and MiCA across all investment offerings
Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations
Perform second-line of defence controls, identifying risks associated with existing and new investment products, and providing high-impact recommendations
Lead horizon scanning to translate complex regulatory shifts into actionable business strategies
Assist in maintaining a robust framework of policies
Support future license extension processes and play a key role in defining our regulatory roadmap as we expand our activities
Partner directly with the Authorised Management and Product teams to provide expert guidance on business impacts and product development
Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors
Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
Support interactions with regulators and auditors on matters related to investment services
Requirements:
3-8 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II and/or MiCA, in Luxembourg or Europe
deep understanding of European and Luxembourgish regulatory frameworks applicable to investment firms (including MiFID II, MiCA, MiCAR), with the ability to translate MiFID II/MiCAR and local laws into operations
direct exposure to audits and regulatory inspections is a strong plus
Solid knowledge of financial crime prevention, including transaction monitoring and international financial sanctions
A genuine interest in Fintech and virtual assets, with comfort operating in technology-driven environments
A natural drive to stay ahead of the curve as the digital asset world evolves. Highly organised and able to work independently, with a proactive owner mentality
Fluency in English with the ability to translate complex regulatory requirements into clear, concise guidance for non-compliance stakeholders
Nice to have:
direct exposure to audits and regulatory inspections
What we offer:
Unlimited paid time off
Psychological support & mental health webinars with Serenis
Flexible hybrid working system
Extended parental leave
Childcare leave
Professional development programmes
Internal mobility program
Language classes with Preply
Internal workshops & training
Stock Option Plan (with additional grants often provided based on performance)