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Markets E-Trading Risk & Controls

https://www.citi.com/ Logo

Citi

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Location:
United States, New York

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Category:
Finance

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Contract Type:
Employment contract

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Salary:

Not provided

Job Description:

E-Trading Risk and Controls (ETRC) is a First-Line risk team which is part of the Global Markets COO function. ETRC works with Global Markets E-Trading businesses, CAOs and second-line functions to implement the E-Trading Risk Framework. Key responsibilities include Real-Time Monitoring of Citi’s algorithmic trading activities for signs of disorderly trading, governance and oversight of E-Trading businesses, project management of key markets-wide E-Trading initiatives, design and delivery of Market’s E-Trading Controls, and leading reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business.

Job Responsibility:

  • Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required)
  • Lead the market access reviews/attestation from a cross-asset perspective, while ensuring adherence to the market access controls and oversight protocols as required by the 15c3-5 Market Access Rule
  • Participate as the regional lead for NAM to ensure robust governance for the E-Trading limits management system while disseminating key changes and asset class implications to key stakeholders by following strong program management protocols
  • Own the issue management workstream for the team by providing oversight of remediation plans for ETRC or Businesses (where relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit
  • Provide expert guidance to the Businesses with respect to the E-Trading Governance framework and represent ETRC at Product Level Governance forums
  • Assist with key E-Trading initiatives and remediation of ETRC enhancement projects for the NAM region as required
  • Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions

Requirements:

  • Subject matter expertise with Electronic Trading Risks, Controls and Market Structure
  • 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit
  • Deep knowledge of E-Trading regulation and guidance and best practices
  • Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Effective organizational influencing skills required
  • Excellent problem-solving skills
  • Ability to see the big picture with high attention to critical detail
  • Demonstrated ability to develop and implement strategy and process improvement initiatives
What we offer:
  • medical, dental & vision coverage
  • 401(k)
  • life insurance
  • accident and disability insurance
  • wellness programs
  • planned time off (vacation)
  • unplanned time off (sick leave)
  • paid holidays
  • discretionary and formulaic incentive and retention awards

Additional Information:

Job Posted:
October 11, 2025

Expiration:
October 17, 2025

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:
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