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Join us as a Markets Business Oversight Compliance - Macro and Laws, Rules, and Regulations, where you will support Americas Markets Compliance with the compliance delivery of the Firm’s program to enhance Barclays’ approach to managing Laws, Rules, and Regulations (LRR) applicable to the firm and provide compliance oversight to the Macro Business within Markets. This role will require you to focus on LRRs that impact the firm’s Fixed Income businesses including FX, Rates, Credit and Securitized Products. Additionally, you will implement the compliance program for the Macro business within Markets by providing compliance oversight and day-to-day and project-based check and challenge of the Macro business with respect to regulatory, policy, reputational and conduct matters.
Job Responsibility:
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse
Conduct investigation of compliance risk events or breaches
Implementation of compliance policies and procedures in line with regulatory requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
Requirements:
Experience in the financial services industry, preferably at a broker-dealer/swap dealer
Knowledge of Securities and Derivatives Laws, Rules and Regulations for Fixed Income Businesses and how they impact those businesses
Knowledge of business controls and regulatory frameworks
Experience working in markets compliance or a similar controls function with check and challenge experience
Nice to have:
Ability to interpret regulations and provide solutions
Understanding of global compliance standards
Experience supporting the roll-out of a control framework
Problem solving skills and a demonstrated ability to take initiative, work independently and critically identify and analyze issues associated with sophisticated products and transactions