Market Surveillance Analyst Job at Barclays (Pune)

Analyst 1, Requirements Analysis

The role involves conducting post-market product data analysis, creating necessa...

Location

United States , San Diego

Salary:

Not provided

MillenniumSoft Inc

Expiration Date

Until further notice

Requirements

Minimum of 2 years of relevant business experience
Experience in data analysis, signal detection, and summarizing data into graphs and statistics
Experience with post-market surveillance, complaints, and service management is preferred
Experience in the medical device industry or an FDA-regulated environment is preferred
Familiarity with Complaint Management Systems and technical documentation is preferred
Excellent written and verbal communication skills
Strong organizational and time management skills
Ability to self-manage in a complex, time-sensitive environment
Intermediate to advanced MS Excel skills (pivot tables, VLOOKUP, formulas)
Ability to effectively collaborate with cross-functional team members

Job Responsibility

Conduct post-market product data analysis and prepare post-market documentation, including surveillance plans and reports
Ensure the adequacy of post-market surveillance documentation, focusing on regulatory compliance and technical/statistical soundness
Collaborate with internal teams such as Medical, R&D, Product Quality, Engineering, and Supplier Quality
regularly interact with executive management
Review and execute post-market surveillance processes continuously, including extracting monthly post-market quality data and updating PMS reports
Perform post-market safety and surveillance activities, including data analysis, tracking/trending, and signal detection
Summarize trends, signals, and escalations
Govern complaint coding schemes and link post-market quality systems to risk management files
Support external and internal audits of post-market surveillance processes
Complete projects and other assigned duties

Fulltime

Surveillance Analyst

As a Surveillance Analyst, you will help maintain the integrity of Kalshi’s mark...

Location

United States , New York

Salary:

100000.00 - 140000.00 USD / Year

Kalshi

Expiration Date

Until further notice

Requirements

0–4 years of experience in market surveillance, compliance, risk, or a related role in financial services
Strong critical thinking and problem-solving skills, with the ability to analyze complex datasets and identify subtle patterns or anomalies
Proficiency in Python and SQL, including building notebooks, analyses, and data pipelines
Interest in market structure, trading platforms, and financial instruments
Clear written and verbal communication skills, including the ability to explain complex findings to technical and non-technical audiences
High ethical standards, sound judgment, and a strong commitment to confidentiality and market integrity
Ability to operate effectively in a fast-paced, evolving environment with incomplete information

Job Responsibility

Market Monitoring: Monitor real-time trading activity across Kalshi’s markets using surveillance tools and data analytics
Surveillance Strategy: Design, implement, and continuously improve surveillance approaches to detect market manipulation, insider trading, and other abusive or fraudulent behavior
Incident Investigation: Conduct in-depth investigations into anomalous or suspicious trading patterns, documenting findings and escalating to internal stakeholders or regulators when appropriate
Risk Management: Identify emerging risks and vulnerabilities in the trading environment and help develop mitigation strategies to prevent market abuse or operational disruptions
Technology Enhancement: Partner closely with engineering to recommend and implement improvements to surveillance systems, data pipelines, and analytical tooling
Reporting & Documentation: Produce clear, thorough reports on surveillance activity, trends, and investigations
maintain accurate documentation of procedures and controls

What we offer

equity and benefits

Fulltime

New

Post Market Surveillance Analyst

The Post Market Specialist – Data Analyst supports post-market surveillance (PMS...

Location

United States , Alpharetta

Salary:

Not provided

Avanos

Expiration Date

Until further notice

Requirements

Bachelor’s degree in a relevant field (e.g., Life Sciences, Engineering, Statistics, Data Analytics, or related discipline)
2–5 years of experience in medical device, pharmaceutical, or regulated industry (preferred)
Experience with post-market surveillance, complaint handling, or regulatory reporting is highly desirable
Strong data analysis skills (e.g., Excel, statistical tools, or data visualization platforms such as Power BI, Tableau)
Ability to work at least three days per week (Tuesday – Thursday) in the office located in Alpharetta

Job Responsibility

Compile, analyze, and trend post-market data from multiple sources (e.g., complaints, adverse events, vigilance reports, literature, and regulatory databases)
Support the preparation of PMS reports, PSURs, and other regulatory-required documentation in accordance with global regulations (e.g., EU MDR, FDA, Health Canada)
Support the identification and analysis of emerging trends related to product safety, field actions, recalls, and regulatory enforcement (e.g., warning letters, recalls, safety alerts)
Perform statistical and qualitative analyses to detect safety signals and support risk management activities
Assist in the development and maintenance of dashboards and reporting tools for ongoing monitoring of product performance
Support recall and field action activities, including data collection, impact assessment, and reporting
Ensure data integrity, accuracy, and compliance with internal procedures and regulatory requirements
Assists with the investigation and documentation of low-risk customer complaints
Support audits and inspections by providing relevant data and documentation

What we offer

401(k) employer match of 100% of each pretax dollar you contribute on the first 4% and 50% of the next 2% of pay contributed with immediate vesting
benefits on day 1
free onsite gym
onsite cafeteria
HQ region voted 'best place to live' by USA Today
uncapped sales commissions

Fulltime

New

Analyst - Monitoring & Surveillance (French speaker)

Review audio and electronic communications alerts to detect potential cases of m...

Location

Poland

Salary:

7083.00 - 9700.00 PLN / Month

HSBC

Expiration Date

June 28, 2026

Requirements

Fluency in English and French
Educated to degree level
Prior experience working in the financial services, or genuine interest in the field
Knowledge of financial markets and financial market regulations
Proficient in Microsoft Office applications (Word, Excel, PowerPoint) and strong ability to learn new technologies
Strong analytical skills and a good eye for detail
Ability to work under pressure and within tight timelines
Excellent time management and prioritisation of work tasks
Knowledge of Electronic / Audio Surveillance monitoring tools

Job Responsibility

Review audio and electronic communications alerts to detect potential cases of market abuse, market manipulation or potential breaches of any internal HSBC policies
Escalate potential regulatory and internal market misconduct breaches as necessary, gather evidence and document findings in a clear and logical manner
Eliminate alerts with no issue in a timely manner
Work with surveillance technology and review platforms, contribute to testing of new surveillance tools
Consistently achieve process / queue TATs as per PLAs by ensuring to achieve individual daily/weekly production commitments stipulated by line management
Work with colleagues in Krakow and other Compliance Teams in order to contribute to global improvements in Surveillance
Contribute to relationship management meetings and maintain a close relationship with onshore partners
Continuously expand your knowledge in the dynamic field of financial market, financial instruments and the related market abuse risks in order to increase the effectiveness of controls

What we offer

Variable pay is discretionary, but influenced by Group performance, business/function performance and individual performance
Additional bonuses for recognition awards
Multisport card
Private medical care
Life insurance
One-time reimbursement of home office set-up (up to 800 PLN)
Cafeteria platform
Employee assistance program
Additional contributions to PPK scheme
Corporate parties & events

Fulltime

Compliance Senior Analyst

We’re looking for a Compliance Senior Analyst to join our Compliance Surveillanc...

Location

United Kingdom , London

Salary:

Not provided

LegalAndGeneral

Expiration Date

Until further notice

Requirements

Experience in a financial services Compliance, surveillance, or regulatory oversight role
Strong analytical capabilities with the ability to interpret data and identify emerging risks
Understanding of regulatory requirements within the asset management sector
Knowledge of trading, financial instruments or the investment decision‑making process
Experience using surveillance or analytical tools (e.g., trade/communications surveillance software, Bloomberg, Tableau, SQL or Python)
Ability to work proactively with business stakeholders to meet regulatory requirements
High attention to detail, strong organisational skills and the ability to meet deadlines
A collaborative and curious mindset, with the confidence to challenge constructively and promote good conduct and Compliance culture

Job Responsibility

Delivering high‑quality, risk‑based Compliance surveillance across Market Conduct, Customer Outcomes and Communications Oversight
Leading and contributing to the development, calibration and automation of surveillance tests
Taking ownership of allocated business areas and representing Compliance in relevant meetings
Identifying regulatory issues and risks while conducting trend analysis and escalating findings promptly
Producing clear, concise management information to support governance forums and decision‑making
Maintaining and developing knowledge of relevant regulation and supporting business areas to adapt to new requirements
Assisting with data collation and analysis for regulatory requests and internal investigations
Collaborating effectively with wider Compliance and Risk colleagues, sharing insights and supporting training initiatives

What we offer

The opportunity to participate in our annual, performance -related bonus plan and valuable share schemes
Generous pension contribution
Life assurance
Healthcare Plan (permanent employees only)
At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday
Competitive family leave
Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice (permanent employees only)
There are the many discounts we offer – both for our own products and at a range of high street stores and online

Fulltime

Agent Investigator Asset Protection

At Abercrombie & Fitch, quality is in our roots and we’re on a mission to honor ...

Location

United States , Houston

Salary:

Not provided

Abercrombie and Fitch Co.

Expiration Date

Until further notice

Requirements

4-year degree preferred
Experience and/or interest in Asset Protection, multi-location experience preferred
Strong communication and interpersonal skills
Ability to evaluate circumstances and make timely decisions based on company apprehension guidelines
Ability to work nights, evenings and weekends appropriate to retail business needs
Must pass a comprehensive background investigation
Must have a reliable means of transportation

Job Responsibility

Responsible for the execution of Asset Protection initiatives in assigned locations 5-10 stores, as well as, implementation of shortage reduction programs in high shrink location(s)
Provide in person and remote support to local store management to meet strategic asset protection objectives
Perform operational audits of store districts within the Company focusing on sales floor fullness, stockroom organization, health and safety, human resources compliance and customer service
Routine monthly travel to Focus Stores. Manage Focus Store program to ensure store compliance, and follow up on sub-standard performers
Provide clear and consistent training to all store personnel on Asset Protection Initiatives. safety communication guidelines and current crisis management protocols
Commit to the highest degree of professionalism, integrity, and customer service
Complete AP and Physical Security audits on a routine basis.
Complete special projects as assigned by Regional Manager of Asset Protection.
Optimize inventory accuracy through effective execution and management of physical inventories, store transfer monitoring and OMNI compliance.
Facilitate supply chain investigations to positively impact inbound carton loss and forced carton compliance.

What we offer

Incentive bonus program
401(K) savings plan with company match
Annual companywide review process
Flexible spending accounts
Medical, dental and vision insurance
Life and disability insurance
Associate assistance program
Paid parental and adoption leave
Access to fertility and adoption benefits through Carrot
Access to mental health and wellness app, Headspace

Fulltime

Junior Compliance Analyst

Akuna is looking for a Junior Compliance Analyst to join its team. This person w...

Location

United States , Chicago

Salary:

75000.00 USD / Year

AKUNA CAPITAL

Expiration Date

Until further notice

Requirements

1-3 years of relevant work experience
Series 57 preferred, but not required (willingness to take and pass within 90 days of hire)
Knowledge of trading markets, various asset classes and products
Ability to apply rule-based analysis to trading activity
Able to work on multiple projects and assignments at the same time and prioritize appropriately
High standard of accuracy and excellent attention to detail
Proficiency in Excel required
familiarity with SQL or data analysis tools is a plus

Job Responsibility

Monitor surveillance systems daily to detect potential market manipulation, spoofing, wash trading, and other abusive trading practices
Conduct daily reviews of trading activity, alert escalations, and flagged patterns
Investigate suspicious trading behavior and prepare detailed investigative reports
Support regulatory examinations and audit requests
Document compliance procedures and maintain policy and procedure updates
Manage form filings, securities registration/licensing, and SRO Exchange registration through the FINRA Web CRD portal (Form BD, U4, U5)
Manage the Firm’s outside brokerage account process, including insider trading and anti-money laundering reviews

What we offer

discretionary performance bonus
comprehensive benefits package that may encompass employer-paid medical, dental, vision, retirement contributions, paid time off, and other benefits

Fulltime

Call Monitoring Analyst

Officer position in Investments and Insurance Sales Surveillance responsible for...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

At least 1 to 2 years of banking experience in consumer banking products and processes
Prior experience in a customer service, sales or compliance would be an advantage
Good understanding of local sales advisory regulations
Bachelor's degree or equivalent work experience
Excellent judgment and assessment skills
Excellent communication skills
Excellent work ethic
Excellent organization and prioritization skills
Able to multitask
Proficient in MS Office

Job Responsibility

Review and disposition of alert triggers based on investigation results
Listen to voice logs (Investment/Insurance Call Monitoring) for Hong Kong market
Document exception findings and track corrective actions
Prepare trend analysis and surveillance reports for management reporting
Provide feedback and coaching on correct phone sales process to Sales Representatives
Provide consultations on sales process and branch operational matters
Report and document Quality of Work reports of Sales Representatives
Continuously seek process improvement to enhance efficiency
Review and update policies and unit procedures
Implementation of processes and procedures on compliance matters

What we offer

Career growth opportunities
Global team environment
Community engagement opportunities
Professional development

Fulltime

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Market Surveillance Analyst

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