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Manager, Regulatory Intelligence – North America

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KOR Financial

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Job Description:

KOR is seeking a highly skilled and motivated Manager, Regulatory Intelligence – North America to join our Compliance & Regulatory Products team. This role is critical in ensuring our firm and clients stay ahead of evolving regulatory obligations across the U.S. and Canada. The successful candidate will be a subject matter expert (SME) with deep knowledge of CFTC, SEC, and Canadian regulatory frameworks, particularly in the area of derivatives trade reporting. This position requires a self-starter who can proactively monitor, analyze, interpret, and communicate complex regulatory developments and translate them into actionable insights for internal teams and external clients.

Job Responsibility:

  • Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators
  • Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions
  • Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries
  • Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients
  • Develop and maintain knowledge base articles to educate and inform clients on regulatory changes
  • Create requirement outlines for product and compliance teams based on regulatory developments
  • Act as a point of escalation for regulatory questions from clients and internal stakeholders
  • Participate in client meetings to provide subject matter expertise on regulatory requirements
  • Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.)
  • Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality
  • Review and validate design specifications and product features related to trade reporting
  • Review client success implementations for regulatory completeness and accuracy
  • Represent KOR in industry working groups and contribute to shaping market understanding of regulatory obligations

Requirements:

  • 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting
  • Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently
  • Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions
  • Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles
  • Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums
  • Experience collaborating with technology and product teams on regulatory implementation projects
  • Highly motivated, self-starter with the ability to work independently and drive projects forward
What we offer:
  • Opportunity to influence regulatory strategy in a high-impact role
  • Collaborative and forward-thinking culture
  • Commitment to professional growth and development

Additional Information:

Job Posted:
January 08, 2026

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