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Manager, Operational Risk Management - Investments

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Brewin Dolphin

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Location:
United Kingdom , London

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Salary:

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Job Description:

This role is key in ensuring best-in-class, industry leading Operational Risk partnering practices, providing management with key risk insights to enable sound business decisions in Wealth Management Europe (WME). Through effective understanding of RBC’s risk management framework, industry techniques, stakeholder engagement and collaboration with our broader Operational Risk Management colleagues, the Manager will deliver risk management advisory services to stakeholders at various levels of the organisation. The key areas of focus will be operational risk events management, issues management, focusing on internal control deficiencies, assessing risk and control environment through the annual RCSA, integrated risk profiles and regular risk reporting, incl. risk appetite measures and key risk indicators.

Job Responsibility:

  • Work closely with the WME OR Senior Managers to ensure that RBC standards and requirements are met for the ORM programme elements
  • Manage a team of analysts to assist in partnering with key stakeholders to deliver the operational risk framework across WME
  • Operational Risk Events (OREs) – support key stakeholders in identifying, raising, and analyzing OREs, identifying common themes, and clearly articulating root cause and next steps
  • Issues Management – support key stakeholders in complying with RBC Enterprise Issue Management standard
  • Change Management – support key stakeholders in performing risk profiles for change initiatives
  • Support the annual RCSA cycle – under guidance from the RCSA lead, execute the roll-out of the RCSA process to business partners
  • Support the annual WM Risk Appetite Refresh cycle, ensuring delivery of an insightful set of metrics
  • Contribute to WME Quarterly Risk Reporting, KRI reporting, deep dive and thematic risk reviews and periodical reporting
  • Drive the continuous improvement effort by proactively identifying enhancement and/or optimization opportunities within existing processes
  • Looks within and outside RBC for best practices in supporting enhanced risk management and thematic analysis
  • Keeps abreast of the RBC framework changes and industry benchmarks
  • Contribute to and drive team efforts to impact, influence and drive a standardised/best-in-class approach to operational risk management

Requirements:

  • Degree educated
  • Strong knowledge of investment products, portfolio management, trade flows, and investments regulation such as MiFID II
  • Proven Relationship Management / Business Development skills
  • Strong experience in risk management practices, including RCSA, Risk Issue Management, Operational Risk Event Management, Risk Reporting, Risk Appetite, and KRIs, and risk thematic reviews
  • Understanding of Enterprise Risk Frameworks and Operational Risk Frameworks
  • Creative skills – thinks about interesting and engaging ways to get work done
  • Framing / Story Telling
  • Capable of managing multiple responsibilities, meeting tight deadlines and ability to work under pressure

Nice to have:

  • CISI, ICA, IRM Certification, Risk Management or Accountancy qualifications
  • RBC Organizational awareness (UK / Global)
What we offer:
  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to work with the best in the field
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team

Additional Information:

Job Posted:
January 07, 2026

Expiration:
January 21, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

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