Manager of Financial Reporting & Compliance Job at Robert Half (Irving)

Financial Reporting Assistant Manager

Step into the role of Assistant Manager, where you'll manage a portfolio of clie...

Location

United Kingdom , Southampton

Salary:

Not provided

BDO UK LLP

Expiration Date

Until further notice

Requirements

A professional accountancy qualification such as ACA, ACCA or equivalent
An excellent working knowledge of FRS102 and IFRS
Experience as a trainee or senior role, including delivering statutory accounts preparation or accounting services to ambitious entrepreneurial businesses
A proven ability to research technical accounting matters
Demonstratable working knowledge of financial products, firm services, issues regarding advice and regulation and compliance, including anti-money laundering

Job Responsibility

Manage a portfolio of clients and support senior team members in delivering services promptly
Review year-end statutory accounts compliance and liaise with audit teams, both BDO and non-BDO, alongside handling ad-hoc advisory requests
Assess resource needs, monitor progress against budgets and timelines, review junior staff work, and resolve issues before Manager or Partner review
Work independently, ensuring project delivery and acting as the first point of contact for clients and auditors
Analyse client data, make recommendations, and discuss issues credibly
Play a key role in team development, promoting BDO values and providing performance feedback

What we offer

Health and wellness programmes
Pension plan with matched employer contributions
Private medical access for you and your family
Income protection plan
Holidays enabling you to purchase up to 10 days of additional leave
Bike to work scheme

Wealth Regulatory Reporting Operations Manager

The Wealth Regulatory Reporting Operations Manager is an managerial role respons...

Location

Switzerland , Zurich

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 9 years of experience in Operations, preferably in regulatory reporting space
Minimum 4 years of experience in leading team
Solid experience in transactional regulatory reporting
Proven experience working with demanding business stakeholders within a cross-functional matrix environment
Deep understanding of regulations and operational processes
Good understanding of Investments and Capital Market products as well as trade execution and settlement processes
Analytical thinking skills
Effective workload management
Effective, adjusted to recipient communication skills
Critical thinking and drawing logic conclusions

Job Responsibility

Preparation and submission of regulatory reports covering different jurisdictions and products
Analyzing regulatory reporting process front to back
Resolving issues related to regulatory reporting
Communicate operational changes arising from remediation or process or control enhancements to Operations & Technology
Develop Business Requirements for system-related enhancements and End to end management of implementation of new or amended regulations
Reconciliation of positions and ensuring of completeness, accuracy, and timeliness of reporting
Executing the road map to improve regulatory reporting operations efficiency, controls, and resilience
Streamlining process inconsistencies, mitigate risks, and process documentation
Sharing knowledge among team to manage regulatory reporting operations functions
Anticipate details of future regulations by communicating directly with key stakeholders and staying informed of relevant trends and industry new

Fulltime

Compliance Manager

Location

Salary:

Not provided

Award Global

Expiration Date

Until further notice

Requirements

Excellent written and oral English communication skills
Strong leadership and managerial skills
At least a Bachelor’s/College Degree in Law, Finance, Accounting, or a related field
Minimum 5 years working experience in compliance, risk management, or a related field within Banking/Financial Services
Previous managerial experience preferred

Job Responsibility

Develops and oversees the implementation of the compliance SOP
Ensures compliance with all applicable laws and regulations
Manages and supervises the compliance officer and other compliance staff
Prepares and presents compliance reports to management team
Conducts regular audits and assessments to identify potential compliance risks
Develops, reviews, and updates compliance policies and procedures
Acts as a liaison with regulatory bodies and manages regulatory inquiries and examinations
Provides training and guidance on compliance-related matters to employees

Senior Regulatory Compliance Manager

You will be the strategic partner to the Director, transforming regulatory devel...

Location

United Kingdom , London

Salary:

Not provided

Shieldpay

Expiration Date

Until further notice

Requirements

Proven experience within regulated financial institutions, e-commerce, or high-growth FinTech environments
Robust, practical understanding of the EU/UK regulatory framework for Payments (PSD/EMI) and/or Cards
Demonstrated ability to thrive under pressure, expertly managing a diverse and high volume of tasks while consistently meeting aggressive deadlines
Exceptional capacity to rapidly absorb, retain, and stay ahead of complex information pertaining to Product setups, Compliance controls, and key organisational stakeholders
Strong affinity for data analysis and evidence-based decision-making to drive optimal compliance strategy
Proven ability to proactively manage change and seamlessly adapt to the demands of a continuously growing and transforming business landscape
Solid, hands-on experience in policy development, strategic implementation, and high-level regulatory advisory
Direct experience in successfully embedding non-financial crime Compliance frameworks from a foundational, bottom-up approach
Innate drive to continually raise the compliance bar and aggressively champion the compliance agenda across multiple, diverse business lines
Excellent communication with a proven track of building robust stakeholder relationships and influencing outcomes at all organisational levels

Job Responsibility

Own the Compliance Framework: Partner with the Director of Compliance to design, embed, and continuously optimise a high-impact compliance framework that guarantees firm-wide adherence to all legal and regulatory mandates
Lead Consumer Duty Excellence: Hold the central role for ongoing oversight of Consumer Duty, actively ensuring every product, service, and customer journey delivers superior customer outcomes aligned with the FCA’s four principles
Strategic Project Execution: Lead the full lifecycle of Compliance projects and roadmaps, driving coordination, prioritisation, and timely delivery across all business units
Proactive Advisory: Act as an embedded compliance expert, ensuring crucial advisory support is injected at the earliest stages of key business projects and product development
Innovate and Benchmark: Collaborate with Product teams to implement industry best practices and new ideas that enhance good customer outcomes and drive business integrity
Policy Modernisation: Rapidly drive improvements and updates to Compliance Policies and operational procedures, ensuring they are always cutting-edge and fit-for-purpose
Secure Firm-Wide Buy-in: Work across all functional areas to champion the compliance culture, ensuring leadership and staff fully adopt and embed the framework
Expert Challenge and Guidance: Serve as a trusted advisor, providing incisive challenge and advice on complex areas including payment regulations, financial promotions, product governance, TCF, conduct risk, and data privacy
Actionable Risk Reporting: Articulate key risks, issues, and strategic recommendations clearly and concisely to leadership, ensuring immediate and appropriate corrective action is taken
Regulatory Implementation Lead: Take the lead on timely and effective implementation of all new and relevant regulations across the business

What we offer

Flexible working options, such as flexible hours and hybrid work, to support our employees' work-life balance

Fulltime

Senior Regulatory Compliance Manager

You are a regulatory compliance subject specialist and able to take responsibili...

Location

Belgium , Brussels

Salary:

Not provided

Equals Group PLC

Expiration Date

Until further notice

Requirements

In-depth understanding of UK regulatory frameworks, including the Payment Services 2017 (PSRs), Electronic Money Regulations (EMRs), AML/CTF requirements and GDPR
Experience drafting and implementing compliance policies and procedures
Strong analytical and problem-solving skills
Excellent communication skills across all levels of stakeholders
Ability to promote the compliance agenda and foster a robust compliance culture across the business
Familiarity with working in a 3LOD model
Leadership skills to manage and inspire a team
Meticulous attention to detail and organisational capabilities
Minimum of 5-7 years’ experience in regulatory compliance within financial services, preferably in the payment services sector
Demonstrated track record in working with regulatory bodies such as the FCA, HMRC, NBB

Job Responsibility

Supporting the Head of Regulatory Compliance in the day-to-day execution of the compliance roadmap
Providing independent 2nd line ‘review and challenge’ to Equals business units, adopting the ‘advise, train and monitor’ second line model
Taking ownership of specific items on the Compliance Roadmap/Strategy, ensuring completion of tasks in line with deadlines and escalating any risks of non-completion
Providing high quality compliance advice to the business on all regulatory matters relevant to Equals businesses
Supporting the ongoing development of compliance staff through reviewing documentation, proposals and other assets and providing quality feedback on these
Supporting regulatory engagement in relevant markets where Equals has or is seeking to establish a presence
Working closely with the other Group Risk and Compliance functions and senior management stakeholders
Acting as a role model for more junior members of the compliance function
Co-ordinating the Group’s initial responses to regulatory change matters, and supporting the head to allocate new items to team members
Developing training material in relation to policies owned by Compliance

What we offer

A competitive salary benchmarked against a peer group
25 days holiday per year + your birthday off
Opportunities for progression, development and learning new skills - individual budgets towards the cost of learning & development
Interbank currency rates on travel money and international transfers
Meal Vouchers
Eco Cheques
Group Insurance
Insurance cover (hospitalisation, work accident and business travel)
Homeworking allowance
Bike allowance

Fulltime

Consumer Protection Compliance Program Manager, Customer Remediation

At Block, we build products designed to expand access to financial services whil...

Location

United States , Bay Area

Salary:

103200.00 - 193600.00 USD / Year

Block

Expiration Date

Until further notice

Requirements

6+ years of experience in compliance, risk management, or remediation oversight within financial services or fintech
Demonstrated ability to develop and operationalize frameworks for issue remediation, customer restitution, or corrective action programs
Deep understanding of consumer protection regulations (UDAAP, EFTA, Reg E, Reg Z, BSA/AML, or related frameworks)
Experience working across multiple global regions such as the UK, Canada, and Australia is a strong plus
Proven experience managing cross-functional programs with Legal, Risk, Engineering and Product partners in a complex, fast-paced environment
Strong analytical and documentation skills with the ability to assess root causes, design fair outcomes, and translate findings into actionable program improvements
Excellent communication and influence skills, with experience presenting to senior leadership and regulators
A passion for ensuring customers are treated fairly and transparently

Job Responsibility

Design Block’s remediation framework, including policies, procedures, and governance standards that guide how customer-impacting compliance issues are assessed, corrected, and reported
Oversee the execution of specific remediation programs, ensuring they meet regulatory expectations and achieve fair, consistent outcomes for affected consumers
Collaborate with cross-functional partners including Legal, Risk, Engineering and Operations to ensure appropriate root cause analysis, issue remediation, and documentation of corrective actions
Communicate effectively to senior leadership and other stakeholders, ensuring transparency and accountability across programs
Implement effective issue escalation and decision documentation processes, ensuring key remediation decisions are approved, recorded and actioned appropriately
Evaluate the effectiveness of remediation programs, identifying opportunities to improve controls, prevent recurrence, and strengthen customer trust
Partner closely with the UDAAP Program Manager to ensure that “lessons learned” from remediation activities are fed back into preventive compliance measures, policy updates, and training
Stay up to date on regulatory guidance and industry best practices related to customer remediation and consumer harm mitigation

What we offer

Remote work
Medical insurance
Flexible time off
Retirement savings plans
Modern family planning

Fulltime

Accounting Manager

We are looking for a skilled Accounting Manager to oversee financial operations ...

Location

United States , Charlotte

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5 years of experience in accounting or financial management roles
Proficiency in managing month-end close processes and general ledger activities
Strong understanding of financial statement preparation and audit coordination
Expertise in account reconciliation and journal entry review
Familiarity with accounting standards and regulatory compliance requirements
Excellent leadership and team management skills
Strong analytical abilities with attention to detail
Effective communication and collaboration skills to work across departments

Job Responsibility

Lead and supervise the accounting team to ensure efficient and accurate financial operations
Oversee month-end close processes, including reviewing reconciliations and ensuring timely reporting
Manage general ledger activities, ensuring all entries are accurate and in compliance with accounting standards
Prepare and analyze financial statements, providing insights to support decision-making
Coordinate and facilitate audits, ensuring compliance with regulatory requirements
Review and approve journal entries to maintain integrity in financial records
Monitor account reconciliations to identify and resolve discrepancies
Collaborate with other departments to align financial strategies with organizational goals
Develop and implement accounting policies and procedures to enhance efficiency and compliance
Provide mentorship and training to accounting staff to foster growth and skill development

What we offer

medical
vision
dental
life and disability insurance
401(k) plan
free online training

Fulltime

Manager of Financial Intelligence Unit

Blockchain.com is connecting the world to the future of finance. As the most tru...

Location

Lithuania , Vilnius

Salary:

50000.00 - 60000.00 EUR / Year

Blockchain

Expiration Date

Until further notice

Requirements

Minimum of 5 years of relevant AML experience
Knowledge of the laws, regulations, and guidance governing AML / CFT, Sanctions / illicit finance and regulatory reporting
Experience managing and implementing operational processes in crypto compliance, including using blockchain monitoring tools
Comfort working in a global environment across time zones
Experience working to drive programmatic and operational efficiencies using data and automation
Ability to successfully manage competing priorities in a fast-paced tech-driven environment
Experience querying databases with SQL or manipulating with data visualization tools
Exceptional communication skills for engaging with regulators, leadership, and cross-functional teams
Ability to balance regulatory compliance with business growth and innovation

Job Responsibility

Oversee the implementation of FIU day-to-day processes, ensuring full adherence to regulatory expectations and aligned with industry best practices
Maintain key performance indicators (KPIs) to measure the effectiveness of compliance operations, including alert volumes, false positive rates, and investigation times
Develop and deliver dashboards and reports to senior management, regulators, and other stakeholders
Create and scale operational mechanisms to manage productivity, improve quality, and contribute to best-in-class operational processes
Develop, implement, and manage risk-based rules to ensure effective monitoring across diverse geographies and product offerings
Manage vendor relationships that support operational processes including transaction monitoring, screening, blockchain monitoring, etc
Leverage technology to automate workflows, implement operational efficiencies, and enhance operational scalability as the business grows
Build and manage a global team of compliance professionals responsible for investigation and filing regulatory reports and supporting other ad-hoc strategic compliance initiatives
Work closely across the Compliance team with MLROs and the Head of Financial Crimes Compliance, as well as cross-functionally with Product, Engineering, Data, Legal, and others
Provide training, mentorship, and career development opportunities for team members

What we offer

Bonus scheme based on both company and individual performance
Unlimited vacation policy
Apple equipment provided by the company
Work from Anywhere Policies

Fulltime

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Manager of Financial Reporting & Compliance

Job Description

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