Manager, Insurance & Investment Compliance, HSBC

HSBC

Location:
Hong Kong, Kowloon City

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Through Commercial Banking, our global network offers comprehensive support and services to businesses in our home market of Hong Kong. From expanding overseas, to managing the cash and trade flows of an established enterprise, our team of Relationship Managers and Product Specialists provides a range of end-to-end solutions designed to help small and large businesses reach their potential.

Job Responsibility:

Monitor and control of Commercial Banking (CMB) Investment and Insurance Licensing affairs
Assist the team to draft and update Policies Procedures, Compliance Announcement, Reminder to align with the latest internal and external requirements
Assist the team to drive policies, procedures implementation with self-prepared training materials
Conduct regular training and awareness sessions to staff on Compliance related matters
Assist the team to work closely with frontline for provision of instant compliance advise and support functions to implement action plans, defining detailed responses and determining process
Perform oversight activities on insurance and investment sales process
Manage, raise awareness, and assist in implementation of control within department’s sales process
Maintain the Policies and Procedures to ensure an updated and comprehensive operational manual in place to support frontline and backend colleagues as well as to foster regulator’s review

Requirements:

Solid experience in commercial banking including strong process operational and implementation skills
Solid experience in insurance distribution or operation in insurance companies, brokers will be an advantage
Excellent verbal and written communication skills with experience of participating complex projects and communicating with senior management and other stakeholders
To be a team player who can foster good and collaborative partnerships with key stakeholders
Good interpersonal and negotiation skills in a cross functional environment to balance risk and business
Acquired skills in leading complex regulatory projects with excellent analytical, organizational, and decision-making experience
Possess high level of integrity and good analytical skills with good judgment and initiatives and be able to work independently
Fluency in Cantonese, English, and Mandarin

What we offer:

Continuous professional development
Flexible working
Opportunities to grow within an inclusive and diverse environment

Additional Information:

Job Posted:
August 05, 2025

Expiration:
August 19, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Manager, Insurance & Investment Compliance

HSBC

Location:Hong Kong, Kowloon City

Category:Finance

Contract Type:Not provided