Manager Global Investment Restrictions, HSBC

HSBC

Location:
India, Bangalore

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

HSBC is seeking a skilled professional for the role of Manager Global Investment Restrictions to oversee quality and consistency of centrally managed Investment Restrictions processes, including coding, testing, and EOD monitoring. The successful candidate will engage with global teams, define standards and best practices, ensure data quality, and collaborate with key stakeholders across various business functions.

Job Responsibility:

Responsible for ensuring the quality and consistency of centrally managed Investment Restrictions especially with regards to coding, testing of rules and EOD (End of Day) monitoring of Investment Restrictions
Enable and facilitate the delivery of suitable market intel and input for better Stewardship processes to all business lines and functions affected (Risk, Compliance, Front Office, Product, Data, IT, etc.)
Drive the reinforcement of skills of the Investment Restrictions staff due to knowledge sharing and definition of best practices
Build a clear, easy to use best practice library on coding, testing and EOD (End of Day) monitoring of Investment Restrictions
Engage with the local Investment Restrictions team and with international key stakeholders from all business lines and functions to define process expectations and quality measurements
Facilitate the generation of monthly Market Intel for the global processes undertaken within all teams and support actions derived based on the outcome
Engage with the Global Data Management team on- and off shore to define data requirements and to enforce data quality and –availability
Build networks with local Investment Restrictions teams creating an ability to understand their requirements and deliver the right services
Understand and ensure compliance with all relevant internal instructions and external regulatory requirements, including the management of operational risk and adherence to the Group’s standards of ethical behaviour
Understands, follows and takes measures to demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy
Responsible for the continual assessment of operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructuring and the impact of new technology
Undertake operations in a central team of Investment Restrictions Specialists located in both onshore sites and offshore Service Centres providing services for all Asset management Global production locations. These services include e.g. restrictions management including coding, testing and EOD (End of Day) monitoring of rules on Bloomberg as well as definition and maintenance of quality standards and best practices
Collaborate closely with international key stakeholders from affected business lines and functions within Asset management Global (e.g. Front Office, Product, Risk, Compliance, Data, IT).

Requirements:

Good knowledge of Investment Restrictions processes, minimum 5 years of experience required
Good knowledge of respective local and international regulatory requirements
Good knowledge of fund contracts prospectuses and other relevant mandate specific documentation
Good knowledge of Bloomberg market data (BPS or Data License) required
Track record of guidelines negotiation and practical rule translation, coding, testing and monitoring (pre- and/or post trade)
Demonstrates courageous integrity and ability to challenge existing and new practices
International experience or experience of dealing with international resources
University graduate with more than 7 years of industry experience
System skills: Charles River or Bloomberg required, other Investment Restrictions monitoring Systems (StateStreet MIG21, BlackRock Aladdin, Fidessa Sentinel, etc.) very welcome, advanced MS suite skills (Excel, PowerPoint, Access, Visio) obligatory
Test Management and Test execution skills required, 2+ years desirable
Project Management or PMO skills desirable.

Nice to have:

Project Management or PMO skills desirable
Test Management and Test execution skills required, 2+ years desirable.

What we offer:

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count
Workplace fostering continuous professional development
Flexible working opportunities
Inclusive and diverse environment
Encouragement of applications from all suitably qualified persons irrespective of gender, genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status.

Additional Information:

Job Posted:
September 08, 2025

Expiration:
October 08, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Manager Global Investment Restrictions