Manager, Capital Markets & Risk- Collateral Management Job at Capital One (McLean)

Head of Xva and Collateral Risk Management

Responsible for overseeing XVA and Collateral Risk Management within Crédit Agri...

Location

United Kingdom , London

Salary:

Not provided

Crédit Agricole

Expiration Date

Until further notice

Requirements

MSc in finance, maths, engineering, economics, physics, or other numerate degree
Market risk or Trading experience
Strong Interest Rate, Credit and/or Hybrids Exotic product knowledge
Good understanding of counterparty risk issues
Management skills
Good communication skills
Pro-activity
Strong Financial skills
Strong knowledge of exotic products, including pricing methodologies
IT skills (Excel VBA)

Job Responsibility

To monitor market activity, review positions taken by the XVA desk and collateral desk and G3 rates, Credit repo indexing, Capital market funding and Credit trading & CCR to communicate to Senior Management
Review risks taken by all the desks under responsibilities and the reward for taking these risks using current or new methodologies
Communicate to senior business and risk management in support of preparation of dashboard and collection of material for weekly risk meetings and HO Market Risk Committee (MRC)
Conduct annual review of market risk limits and submit recommendations to the HO MRC for validation
Contribute to the month end process (computation of reserves, pricing committee) in collaboration with XVA desks, Finance, and MAM
Contribute to the London Risk Committee (LRC on the defined scope of responsibilities
Validate risk indicators, produce official risk reports and notify limit breaches
Analyse new limit and one-off requests and make recommendations to the MRC for validation
Investigate limit breaches and discuss remedial action with FO, where appropriate
Participate in risk management methodology evolution and in the development of hold back reserves methods and their implementation

Fulltime

Senior Risk Associate, Capital Markets - Regulatory Onboarding

Senior Risk Associate, Capital Markets - Regulatory Onboarding. Capital One Comm...

Location

United States , Charlotte; Plano; Richmond

Salary:

87700.00 - 100100.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

High School Diploma, GED or equivalent certification
At least 3 years of experience in Financial Services
Bachelor’s Degree or Military experience (Preferred)
2+ years of experience with derivatives products, ISDA Definitions, and Dodd-Frank Title VII (Preferred)
2+ years of experience with securities products and FINRA rules (Preferred)
2+ years of experience in KYC (Know Your Customer) or AML (Anti-Money Laundering) (Preferred)
2+ years of experience with Client Onboarding (Preferred)
Must be within 50 miles driving distance from one of our Capital One hubs in Richmond, VA/ Plano, TX/ or Charlotte, NC
A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied via cellular data or hotspot

Job Responsibility

Provide exceptional customer service to both internal and external customers, while managing documentation support and coordination of client onboarding
Perform due diligence review and validation of onboarding documentation for accuracy and regulatory compliance
Consult Front Office and external customers on onboarding requirements and policies
In partnership with Front Office, conduct weekly pipeline reviews and prioritization of requests
Facilitate account setup in system of records with internal teams such as Derivatives Operations, COS Operations, and Collateral
Collaborate with internal teams to optimize processes and build relationships with our partners
Manage onboarding documentation and ensure they are uploaded into the record keeping depository
Manage external and internal audit requests in onboarding related asks
Regular review and appraisal of workflows and procedures to provide optimum client experience and appreciation of regulatory, compliance and risk environment
Demonstrate and articulate processes and industry knowledge through various communication avenues to internal team members and customers

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Fulltime

Analyst – Collateral And Client Reporting Management Middle Office

Within, Operations, Premises & Country COOs (OPC) based in Hong Kong, Capital Ma...

Location

Hong Kong , HONG KONG

Salary:

Not provided

Crédit Agricole

Expiration Date

Until further notice

Requirements

University Degree holder from discipline in Finance, Mathematics or Engineering
Minimum 2-5 years’ experience in Collateral Management, MTM reporting activities
Good analytical, organizational and interpersonal skill
Comfortable with multi-tasking and able to work independently with minimal supervision
Strong attention to details and a self-starter who is highly motivated
Good judgement, alertness and common sense
Good knowledge of financial products and understanding of the operational risks involved in OTC Derivatives, Repo’s, Equity Finance Bilateral and Tri-party, MTM, Collateral management process
Versatile with PC tools and applications, e.g. MS Office, VBA
Fluency in English

Job Responsibility

Manage the Margin calls for OTC Derivatives, REPO, Equity Finance Bilateral and Tri-party
Notification, confirmation and settlement
Reconciliation and disputes
Follow-up on unusual counterparties behaviour and margin call discrepancies
Contracts setup and liaison with the various teams involved setup in the systems
Co-ordinate with Front Office, Risk and other concerned departments to setup client desk and issue Mark-to-Market statements to clients
Perform daily controls
Assist the Line manager in supervising the day-to-day activities
Follow-up on query from clients
Assist in system enhancement, UAT testing, New product onboarding for Collateral mgt process

Fulltime

Associate – Collateral and Client reporting management Middle Office

Within, Operations, Premises & Country COOs (OPC) based in Hong Kong, Capital Ma...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Crédit Agricole

Expiration Date

Until further notice

Requirements

Minimum 6-8 years’ experience in Collateral Management, MTM reporting activities
University Degree holder from discipline in Finance, Mathematics or Engineering
Comfortable with multi-tasking and able to work independently with minimal supervision
Strong attention to details and a self-starter who is highly motivated
Good judgement, alertness and common sense
Versatile with PC tools and applications, e.g. MS Office, VBA
Good knowledge of financial products and understanding of the operational risks involved in OTC Derivatives, Repo’s, Equity Finance Bilateral and Tri-party, MTM, Collateral management process
Good analytical, organizational and interpersonal skill
Fluency in English. Proficient in French or other Asian languages a definite advantage

Job Responsibility

Manage the Margin calls for OTC Derivatives, REPO, Equity Finance Bilateral and Tri-party
Notification, confirmation and settlement
Reconciliation and disputes
Follow-up on unusual counterparties behaviour and margin call discrepancies
Contracts setup and liaison with the various teams involved setup in the systems
Co-ordinate with Front Office, Risk and other concerned departments to setup client desk and issue Mark-to-Market statements to clients
Perform daily controls
Assist the Line manager in supervising the day-to-day activities
Follow-up on query from clients
Assist in system enhancement, UAT testing, New product onboarding for Collateral mgt process

Fulltime

Financial Modelling Associate Director

Our Modelling team supports clients with financial modelling across the whole um...

Location

United Kingdom , London

Salary:

Not provided

Grant Thornton UK LLP

Expiration Date

Until further notice

Requirements

Experience in a directly comparable Big 4 or similar modelling team
Currently holding a senior manager or equivalent grade
Excellent Excel proficiency and familiarity with advanced techniques
Strong understanding of modelling best practice ideas
Highly numerate with strong communication skills
Logical approach to problem-solving, attention to detail
A track record of collaboration with clients and colleagues
Strong accounting skills and understanding of cash and working capital cycles
Educated to degree level or equivalent, preferably in a numerate degree
ACA or CA qualified or equivalent

Job Responsibility

Run modelling assignments on a day-to-day basis and maintain strong client relationships
Execute and review modelling work with a great degree of autonomy and expertise
Plan and develop financial models and other tools for clients, or assist in their design and development
Review financial models built by clients and their advisers and compile initial views and findings
Update and run financial models to provide analysis to support the firm's wider deliverables
Review the modelling work of team members, ensuring technical excellence and brand compliance, and giving appropriate guidance and feedback
Understand the results of models and engage with clients and colleagues in meaningful dialogue about the implications
Prepare model specification and user guide documents to a high standard, requiring minimal amendments by the partner/director
Manage risk on modelling assignments, including drafting and reviewing engagement letters
Lead the pursuit process for new opportunities, including understanding client requirements and drafting proposals

What we offer

life cover
income protection
matched pension
screening
dental and eye care
Doctor@Hand
mortgage advice
will writing
investment accounts
buying holiday

Fulltime

European Collateralized Loan Obligation (CLO) Trader

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Proven experience in a structured credit or CLO-related trading, portfolio management, or syndication role at a financial institution, with demonstrable experience managing or contributing to a trading book
In-depth knowledge of CLO structures, including mezzanine and equity tranche dynamics, waterfall mechanics, overcollateralisation and interest coverage tests, and the broader European leveraged loan market that underpins CLO collateral pools
Proven track record of client engagement and franchise development, with the ability to identify counterparties, pitch trade ideas, and build lasting relationships with CLO managers, institutional investors, and other market participants
Strong analytical and quantitative capability, including proficiency with CLO-specific tools and platforms such as Intex, CDOEdge, or equivalent, alongside Bloomberg and relevant booking and risk systems
Familiarity with the regulatory environment applicable to front office trading roles in the UK, including FCA requirements, and the ability to obtain and maintain all required registrations and licences within the appropriate timeframe
Excellent written and verbal communication skills, with the ability to articulate complex structured credit concepts clearly to internal and external stakeholders, and to operate effectively in a fast-paced, cross-functional environment

Job Responsibility

Manage and develop a CLO trading book, with a primary focus on European CLO mezzanine and equity tranches
execute trades, manage risk positions, and deliver on budgeted revenue targets with disciplined risk management and sound commercial judgment
Build and maintain client and counterparty relationships, anticipating demand across the CLO capital structure, facilitating large institutional trades, and acting as a credible and trusted market presence for investors, CLO managers, and other key participants
Coordinate closely with Sales, Research, Structuring, and other internal stakeholders across Markets and Securities Services to develop the franchise, support primary CLO transactions, and identify secondary market opportunities
Lead governance and controls responsibilities in partnership with Legal, Compliance, Market and Credit Risk, Audit, and Finance
uphold Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services, and ensure all risk/reward assessments reflect appropriate consideration for the firm's reputation
Mentor and support junior members of the trading desk, providing guidance on trade execution, market analysis, and professional development, while contributing to a culture of accountability, transparency, and responsible finance
Monitor and analyse CLO market dynamics, including collateral quality, tranche valuations, coverage tests, waterfall structures, and macro credit trends, translating insights into actionable trading decisions and strategic recommendations for the desk

What we offer

27 days annual leave (plus bank holidays)
A discretional annual performance related bonus
Private Medical Care & Life Insurance
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Credit Risk Officer

Citibank, N.A. seeks a Credit Risk Officer for its Getzville, New York location.

Location

United States , Getzville

Salary:

130728.00 USD / Year

Citi

Expiration Date

August 05, 2026

Requirements

Master’s degree or foreign equivalent in Business Administration, Economics, Management Information Systems, Finance, Accounting or related field and 3 years of experience as a Credit Risk Analyst, Credit Portfolio Senior Manager, Tax Analyst or related position
Will also accept a Bachelor’s degree, or foreign equivalent in disciplines listed above and 6 years of progressively responsible, post-baccalaureate experience in the fields listed above
3 years of experience must include: Leading alignment meetings by presenting industry analysis, financials, organizational structure of counterparty to business and risk partners
Analyzing trends in the industry Escalating credit risk and mitigating potential loss on extended credit for clients
Perform Financial Statement analysis and use accounting skills to Conduct credit research and financial stability of a company, evaluating and reporting profitability of a credit line for extended facilities
Managing and maintaining portfolio and conducting credit assessment for counterparties
Knowledge of risk and return models, and independent assessment for evaluating acquisition financing, and leveraging financing for counterparties
Evaluating risk for the obligors and performing financial analysis to determine and recommend an extension of credit line
Performing stress testing to determine the outlier in the portfolio, UAT testing to fill gaps in the process and analyzing different types of transactions, including margin and term loans and revolving credit facilities for the client
Loan documentation, collateral ratings, and key trading as agreements - ISDA/CSA

Job Responsibility

Assess analyst work and creditworthiness as a senior on the team and assign appropriate credit rating by credit & financial analysis
Review & underwrite the structuring of annual & transaction Credit Approval Memos
Complete/Review due diligence of North American Insurance companies with industry knowledge to provide appropriate extensions of credit remaining within risk appetite per Wholesale Credit Risk Policy, perform outlook & industry overview of the portfolio for presenting to leadership
Maintain updated credit research on a portfolio of clients and lead group wide efficiency projects
Help the team in assessing risks & mitigants, using both quantitative and qualitative factors to perform reviews/renewals for new and existing relationships
Lead/work with the team to perform complex transactions in sensitive timeline through collaborating cross functionally within 1st /2nd & 3rd Line of Defense
Supervise, review, & provide input on analysis as a senior on the team and seeks credit and regulatory approval for all annual/transactions as part of a deal team
Ensure best in class core credit risk analysis of applicable portfolio, ensuring consistencies with industry leading practices and conform to all internal credit procedures/policies, and all related regulatory expectations
Recognize concerns regarding execution of risk analysis and/or emerging risks which will need to be addressed by the team, and ensure the tactical execution of these guidelines are reflected on all core deliverables of the team
Ensure ongoing and timely feedback and coaching of Credit Risk Analysts, Credit Risk Senior Analysts, and Credit Risk Associates

What we offer

medical
dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Markets Data Lead (VP-C13)

The Markets Data Lead (VP-C13) is a pivotal role within the Markets Program Mana...

Location

Canada , Mississauga

Salary:

111600.00 - 161600.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

Proven experience in defining and implementing significant Business Transformation or Data projects within a global financial institution or consulting firm
Demonstrable expertise in managing and executing complex data programs, including data sourcing, transformation, enrichment, and governance, particularly for trade and supporting data
In-depth knowledge of Capital Markets products (e.g., Commodities, Equities, Fixed Income, FX / Currencies, Prime, Rates, Collateral, Clearing), coupled with an understanding of associated operations, support, and control functions
Extensive exposure to Data Domains and advanced Data Management concepts (e.g., Lineage, ADS, Master Data, Data Quality Controls, Insights)
Strategic & Analytical Acumen: Strong business analysis and problem-solving capabilities, with a track record of shaping opportunities through conceptual thinking
Ability to balance strategic big picture thinking with meticulous attention to detail, optimizing processes for efficiency and continuous improvement
Quickly grasp and master new concepts, requirements, and related product/functional knowledge
Project & Program Leadership: Exceptional organizational skills, with a proven ability to lead and manage initiatives through direct and matrix reporting lines, driving results across global operations and technology organizations
Expertise in project and program management, including end-to-end planning, risk management, and the ability to gain consensus and drive initiatives to completion
Hands-on experience in designing and implementing structured business/operational processes and developing comprehensive business requirements documentation

Job Responsibility

Drive the establishment of robust business data requirements, ensuring alignment with external regulatory commitments across diverse business functions and teams
Lead stakeholder engagement and relationship management across key internal and external organizations, including Markets Business, the Enterprise Data Office (EDO), and various working groups
Develop and deliver clear, concise, and impactful executive-level communications and progress reports for working groups, steering committees, and senior leadership, specifically ensuring the successful delivery of regulatory commitments
Oversee the implementation and interpretation of Citi Data Governance Policy within Markets, facilitating effective communication and adherence across Markets Domain Managers and supporting teams
Manage and deliver multiple data initiatives, encompassing data requirements, issues management, data quality rules, lineage, and taxonomy, ensuring comprehensive front-to-back project planning and artifact generation
Proactively identify, manage, and escalate risks, issues, and dependencies to ensure timely resolution and successful project delivery
Effectively manage ad-hoc requests, project planning, and communications, adapting to evolving priorities

Fulltime

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Manager, Capital Markets & Risk- Collateral Management

Job Description

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