Legal Auditor Job at Douglas Scott (Manchester)

Senior Auditor - Regulatory Issue Validation

The Senior Auditor in Legal and Compliance Validations U.S. is an intermediate l...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-8 years of relevant internal audit experience
Experience validating regulatory or audit issues
Audit experience in Legal & Compliance, AML, Markets, or Services
Effective verbal and written communication and negotiation skills
Subject matter expertise regarding audit technology’s application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Perform regulatory issue validation, drafting work papers, presenting issues to the business, and discussing practical solutions
Complete assigned validations within budgeted timeframes, and budgeted costs
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance
Develop effective line management relationships to ensure strong understanding of the business
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Resources to manage financial well-being
Access to learning and development resources
Generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Staff Accountant – Auditor

We are currently seeking talented candidates to fill the position of Staff Accou...

Location

United States , Owings Mills; Hagerstown

Salary:

Not provided

Gorfine, Schiller & Gardyn

Expiration Date

Until further notice

Requirements

Recent college graduate with a B.S. in Accounting
CPA degree or a candidate for a CPA is required for auditor position
Skills: Audit, Legal Compliance, Documentation Skills, Attention to Detail, Reporting Research Results, Thoroughness, Presentation Skills, Financial Software, Corporate Finance, SFAS Rules, Objectivity

Job Responsibility

Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation
Verifies assets and liabilities by comparing items to documentation
Completes audit workpapers by documenting audit tests and findings
Appraises adequacy of internal control systems by completing audit questionnaires
Maintains internal control systems by updating audit programs and questionnaires
recommending new policies and procedures
Communicates audit findings internally by preparing draft report for internal review
Prepares special audit and control reports by collecting, analyzing, and summarizing operating information and trends
Maintains professional and technical knowledge by attending educational workshops
reviewing professional publications

What we offer

Base compensation and the potential for profit sharing
Health care, dental and vision coverage
401(k) and profit sharing
Generous PTO allowance
Casual and friendly work environment

Director - Global Tax Accounting

We are seeking a highly experienced Director of Tax Accounting to lead our tax a...

Location

United States , Deerfield

Salary:

176000.00 - 242000.00 USD / Year

Baxter

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting or related field
Master's degree in Accounting or Tax preferred
CPA certification required
8+ years of experience in tax, with at least 5 years in specific tax accounting-focused roles, including at least 2 years as a Director of Tax Accounting
Strong knowledge of tax accounting software and systems, including OneSource Tax Provision software (OTP), FCCS, and ERP systems/data access
Experience with data extraction, transformation, and loading software (e.g., Alteryx or PowerQuery) a plus
Excellent communication and collaboration skills, with the ability to work effectively with executives (Chief Accounting Officer, CFO, Corporate Legal Counsel, and Big 4 Financial Statement auditors)
Ability to manage competing priorities and work effectively in a fast-paced environment

Job Responsibility

Lead the tax accounting team in preparing projections and quarterly/year-end reporting of the global corporate income tax provision, uncertain tax positions, and effective tax rate for US GAAP (under ASC 740)
Develop and implement tax accounting policies and procedures, including optimal utilization of OneSource Tax Provision software globally, to ensure compliance with US GAAP and US tax laws and regulations
Participate in the tax leadership team to set strategic direction for the tax department, drive engagement and growth of team members and lead execution of key priorities to achieve the strategic vision of the department
Partner with Tax colleagues globally in areas of tax compliance, planning, and controversy to advise on tax accounting considerations and treatment of relevant tax implications under ASC 740.
Analyze and interpret complex tax data, using automation and analytics tools, to drive insights and add strategic value to the tax function and Finance at Baxter
Develop and maintain relationships with key senior leaders in Finance & Corporate Legal (including the CFO) as well as external advisors & financial statement auditors
Provide guidance, support and critical review oversight to the tax accounting team on tax accounting matters, including SOX-related and other internal controls
Identify and advocate participation in training programs to ensure team members have the necessary skills and knowledge to perform their roles effectively
Stay up-to-date with changes in US GAAP/SEC requirements on income tax accounting as well as material tax laws and regulations and ensure the tax accounting team is aware of these changes

What we offer

Support for Parents
Continuing Education/ Professional Development
Employee Heath & Well-Being Benefits
Paid Time Off
2 Days a Year to Volunteer
medical and dental coverage that start on day one
insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
Employee Stock Purchase Plan (ESPP), with the ability to purchase company stock at a discount
401(k) Retirement Savings Plan (RSP), with options for employee contributions and company matching
Flexible Spending Accounts

Fulltime

Senior Cybersecurity Engineer

As a Senior Cybersecurity Engineer, you will be at the forefront of driving secu...

Location

United States , Bellevue; Overland Park; Frisco; Herndon

Salary:

103400.00 - 186400.00 USD / Year

T-Mobile

Expiration Date

Until further notice

Requirements

Bachelor's Degree Computer Science or Information Technology or equivalent work experience
4-7 years Experience in info security technology or related field
Experience with incident handling for Security breaches
Expert in security subject areas
2-4 years Technical Project Management
Experience with high level design architecture, security technologies, Networking, web services and SOA
Understanding of encryption, obfuscation, tokenization technologies
Medium to advance knowledge of Scripting tools (Python/Perl/Shell/HTML/PHP)
Knowledge of federal & compliance regulations e.g. SOX, PCI & CPNI
Familiarity with load balancers (ex – A10, F5), firewalls (ex – CheckPoint), Venafi, MDM (ex - Mobile Iron), Cloud (ex - AWS, Azure), Malware Protection (ex -FireEye), Advanced Persistent Threats (ex - Damballa), Privileged Accounts (ex – CyberArk), SIEM (ex – ArcSight), Log & Event (ex – Splunk), Intrusion IDS/IPS (ex – Symantec) , Cloud Platform (ex – PCF, Docker), Scanning (ex – Qualys), AppSec (ex - Veracode)

Job Responsibility

Leads security, compliance, and risk assessments on projects throughout project lifecycle
Improves process efficiency by creating and implementing creative and sustainable changes to existing deployment methodologies
Leads the identification of security needs & recommends plans/resolutions
Implements, tests & monitors info security improvements
Maintains transparency inside & outside of information security at the People management level
Communicate with groups such as application support, engineering ops, finance, privacy, risk management, etc
Leads information security policy lifecycle throughout, including intake, creation, review, approval, implementation, publishing, communication & maintenance
Implements security projects driven by groups both internal and external to info security
Mentors peers and junior team members in security technologies, enterprise solution design and facilitation and effective customer interaction
Experience with implementation of various threat modeling approaches pertaining to one or more of the following STRIDE, PASTA, TRIKE, ATTACK TREE, DREAD, KILL CHAIN, CAPEC, Mobile Application threat model, Cyber Threat Tree, and data flow diagram

What we offer

Competitive base salary and compensation package
Annual stock grant
Employee stock purchase plan
401(k)
Access to free, year-round money coaches
Medical, dental and vision insurance
Flexible spending account
Paid time off
Up to 12 paid holidays
Paid parental and family leave

Fulltime

Financial Controller

Hemab is entering an exciting phase of growth. We are seeking a Financial Contro...

Location

Denmark , København og omegn

Salary:

Not provided

Life Science Talent

Expiration Date

Until further notice

Requirements

CPA required
Bachelor’s degree in Accounting, Finance, or related field
10+ years of progressive accounting and finance experience, including senior leadership roles
Significant experience supporting transformative capital transactions including with corresponding internal control or accounting changes (e.g., IPO execution, reverse merger, spin off, or other experience,)
Deep knowledge of U.S. GAAP, SEC reporting requirements, and PCAOB audit standards
Proven experience designing, implementing, and operating SOX-compliant internal controls in a fast-growing environment
Strong technical accounting background, with the ability to research, interpret, and apply new accounting standards and complex transactions
Experience partnering with external auditors, legal counsel, tax advisors, and investment banks
Advanced Excel skills and comfort working with evolving systems, processes, and data sets

Job Responsibility

Own PCAOB audit readiness and execution, including auditor selection, coordination, and resolution of complex accounting and audit issues
Serve as the reporting lead for regulatory filings, including preparation and coordination of financial statements and related disclosures
Support financial disclosures, including technical accounting analysis, complex transactions, and pro forma financial information
Ensure timely, accurate, and high-quality responses to auditors, counsels and financial advisors, aligned with robust standards and expectations
Play a key role in the preparation and review of filings or disclosures per any regulatory and/or contractual reporting requirements, ensuring compliance with applicable disclosure frameworks
Actively participate in the build out of a SOX-compliant framework, addressing ongoing compliance, controls, and risk management matters
Co-work with the finance lead of SOX compliance efforts, including control design, documentation, testing, remediation, training, and ongoing monitoring incl establishing a scalable internal control framework
Partner with internal stakeholders to standardize processes, improve controls, and enhance financial reporting quality
Maintain responsibility for an effective and accurate period close, working closely with the business on accruals accounting for 3rd party vendors on CRO/CDMO’s
Provide technical accounting expertise, including research and implementation of new accounting standards and evaluation of complex transactions

Fulltime

Document Management Specialist

The Financial Reporting Process Coordinator serves as a key member of the fund a...

Location

United States , Richmond, VA

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree or equivalent paralegal/compliance/operations experience
2–5 years experience in a role involving document workflow, legal or compliance review, or project coordination

Job Responsibility

Maintain and update production schedules and status trackers for financial statements, tailored shareholder reports, and regulatory filings
Manage document flow between auditors, legal counsel, compliance teams, fund advisors, and internal stakeholders
Collect, review, and route comments from all parties
ensure feedback is logged, addressed, and escalated when needed
Understand when an issue is routine vs. when it requires escalation to senior staff
Maintain clean version control and document history across Word, Excel, and PDFs
Ensure documents are stored, labeled, and distributed properly and securely
Support the fund administration team in meeting deadlines and managing review cycles
Help reinforce consistent processes and document-control standards

What we offer

medical, vision, dental, and life and disability insurance
eligible to enroll in our company 401(k) plan

New

Chief Auditor - Legal, Compliance & Risk - International, Managing Director

The Chief Auditor is a senior level management position responsible for managing...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in a related role
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
Extensive understanding of Banking, Services, Markets, Credit Card and Wealth businesses, and the design and operation of risk and control frameworks associated with these, that preferably includes Internal Audit experience
Demonstrable knowledge of Risk Management disciplines across financial and non-financial risks, including a broad experience of the management of regulatory requirements and associated regulatory interaction
Direct experience of interaction with regulators including Singapore (MAS), Hong Kong (HKMA), UK (PRA / FCA), Europe (ECB / CBI / BaFin), and India (RBI) is preferred
Executive presence and expert in building and maintaining strong open relationships with executive stakeholders, working as a partner, exerting influence and providing credible challenge in a constructive manner
Advanced understanding of culture, ethical conduct, governance, risk management and control frameworks in leading international organizations
Ability to quickly comprehend the full risk implications of complex global issues, escalate to the appropriate level and provide advice and on pragmatic commercial solutions
Outstanding performer, open minded, resilient, agile, energetic, self-starter, articulate and empathetic whilst being confident to deliver opinions to bring about positive outcomes
Strong leadership skills including a track record of identifying and developing world class talent

Job Responsibility

Design and implement an audit plan for the function that considers legal entity and country-level regulatory requirements
emerging and established risks
industry and cluster best practices and external frameworks
and considers reliance and interaction with global control frameworks to form an end-to end view of International focused Legal, Compliance & Risk Management risks and controls that cross business functions, geographies and platforms
Proactively engage with International senior leadership and teams across Legal, Compliance & Risk to provide credible challenge and positively influence Citi's culture, ethical conduct, governance, risk management and control frameworks
Develop and maintain strong working relationships with teams both within Legal, Compliance & Risk Audit, as well as across IA Product and Functions teams globally
Leverage the feedback received to continually update and refine IA's assessment of key risks, and to identify new and optimized ways of auditing the environment to maximize the insight achieved
As part of the broader Legal, Compliance & Risk IA Leadership Team, contribute to managing IA's non-US regulatory relationships resulting in constructive two-way dialogue, trust in the IA function and reliance being placed where appropriate on IA's work related to Legal, Compliance & Risk
Engage actively with Regulatory Issue owners on the validation of regulatory issues, ensuring timelines are met and regulatory intent is addressed
Attract, motivate and develop a highly effective, diverse, talented and trusted team

Fulltime

Manager, Internal Audit

The Internal Audit Manager will report to the Director of the Internal Audit & C...

Location

Denmark , Copenhagen V

Salary:

Not provided

Pandora

Expiration Date

Until further notice

Requirements

Extensive audit experience from an external audit firm or a similar role (minimum 7+ years)
Relevant university degrees (e.g., auditing, economics, finance, or similar)
Certifications such as Authorized Auditor, Legal, Fraud, or Forensic Examiner are considered an advantage
Strong expertise in process validation with the ability to maintain an overview of complex environments
Professional proficiency in spoken and written English and Spanish is a must
Strong analytical skills, sound judgment, attention to detail, and the ability to manage complex issues effectively
Expected to demonstrate strong business acumen, rapidly understand the operating model, and convert insights into practical risk and compliance outcomes
Continuously explore how innovative tools and platforms can enable operational efficiencies and best practices
Demonstrates a strong results-driven mindset with a consistent focus on delivering measurable outcomes
Experience working in an international organization

Job Responsibility

Execute validation and substantive audit procedures across global operations
Plan, scope, and perform risk-based audit engagements in line with the annual audit plan
Review internal and external processes to identify control gaps and recommend mitigating actions
Assess the effectiveness of internal controls, governance frameworks, and compliance processes
Conduct investigations related to potential forensic cases and whistleblower reports
Develop action plans and sustainable solutions, partnering with the business to remediate issues
Document audit findings clearly and present conclusions to management and key stakeholders
Monitor remediation progress and validate timely closure of audit actions
Act as a trusted advisor and business partner to stakeholders across functions and markets
Collaborate with Finance, Compliance, Legal, IT, and Operations to strengthen the control environment

What we offer

Beautiful Head Office in Copenhagen V with LEED Gold Certification for Energy and Environmental Design
Professional and dynamic space that is unique, comfortable and inspirational

Fulltime

Legal Auditor

Douglas Scott

Location:
United Kingdom , Manchester

Category:
Legal

Contract Type:
Employment contract

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
April 24, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Legal Auditor