Legal Auditor Job at Douglas Scott (Manchester)

Senior Auditor - Regulatory Issue Validation

The Senior Auditor in Legal and Compliance Validations U.S. is an intermediate l...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-8 years of relevant internal audit experience
Experience validating regulatory or audit issues
Audit experience in Legal & Compliance, AML, Markets, or Services
Effective verbal and written communication and negotiation skills
Subject matter expertise regarding audit technology’s application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Perform regulatory issue validation, drafting work papers, presenting issues to the business, and discussing practical solutions
Complete assigned validations within budgeted timeframes, and budgeted costs
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance
Develop effective line management relationships to ensure strong understanding of the business
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Resources to manage financial well-being
Access to learning and development resources
Generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Staff Accountant – Auditor

We are currently seeking talented candidates to fill the position of Staff Accou...

Location

United States , Owings Mills; Hagerstown

Salary:

Not provided

Gorfine, Schiller & Gardyn

Expiration Date

Until further notice

Requirements

Recent college graduate with a B.S. in Accounting
CPA degree or a candidate for a CPA is required for auditor position
Skills: Audit, Legal Compliance, Documentation Skills, Attention to Detail, Reporting Research Results, Thoroughness, Presentation Skills, Financial Software, Corporate Finance, SFAS Rules, Objectivity

Job Responsibility

Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation
Verifies assets and liabilities by comparing items to documentation
Completes audit workpapers by documenting audit tests and findings
Appraises adequacy of internal control systems by completing audit questionnaires
Maintains internal control systems by updating audit programs and questionnaires
recommending new policies and procedures
Communicates audit findings internally by preparing draft report for internal review
Prepares special audit and control reports by collecting, analyzing, and summarizing operating information and trends
Maintains professional and technical knowledge by attending educational workshops
reviewing professional publications

What we offer

Base compensation and the potential for profit sharing
Health care, dental and vision coverage
401(k) and profit sharing
Generous PTO allowance
Casual and friendly work environment

Senior Cybersecurity Engineer

As a Senior Cybersecurity Engineer, you will be at the forefront of driving secu...

Location

United States , Bellevue; Overland Park; Frisco; Herndon

Salary:

103400.00 - 186400.00 USD / Year

T-Mobile

Expiration Date

Until further notice

Requirements

Bachelor's Degree Computer Science or Information Technology or equivalent work experience
4-7 years Experience in info security technology or related field
Experience with incident handling for Security breaches
Expert in security subject areas
2-4 years Technical Project Management
Experience with high level design architecture, security technologies, Networking, web services and SOA
Understanding of encryption, obfuscation, tokenization technologies
Medium to advance knowledge of Scripting tools (Python/Perl/Shell/HTML/PHP)
Knowledge of federal & compliance regulations e.g. SOX, PCI & CPNI
Familiarity with load balancers (ex – A10, F5), firewalls (ex – CheckPoint), Venafi, MDM (ex - Mobile Iron), Cloud (ex - AWS, Azure), Malware Protection (ex -FireEye), Advanced Persistent Threats (ex - Damballa), Privileged Accounts (ex – CyberArk), SIEM (ex – ArcSight), Log & Event (ex – Splunk), Intrusion IDS/IPS (ex – Symantec) , Cloud Platform (ex – PCF, Docker), Scanning (ex – Qualys), AppSec (ex - Veracode)

Job Responsibility

Leads security, compliance, and risk assessments on projects throughout project lifecycle
Improves process efficiency by creating and implementing creative and sustainable changes to existing deployment methodologies
Leads the identification of security needs & recommends plans/resolutions
Implements, tests & monitors info security improvements
Maintains transparency inside & outside of information security at the People management level
Communicate with groups such as application support, engineering ops, finance, privacy, risk management, etc
Leads information security policy lifecycle throughout, including intake, creation, review, approval, implementation, publishing, communication & maintenance
Implements security projects driven by groups both internal and external to info security
Mentors peers and junior team members in security technologies, enterprise solution design and facilitation and effective customer interaction
Experience with implementation of various threat modeling approaches pertaining to one or more of the following STRIDE, PASTA, TRIKE, ATTACK TREE, DREAD, KILL CHAIN, CAPEC, Mobile Application threat model, Cyber Threat Tree, and data flow diagram

What we offer

Competitive base salary and compensation package
Annual stock grant
Employee stock purchase plan
401(k)
Access to free, year-round money coaches
Medical, dental and vision insurance
Flexible spending account
Paid time off
Up to 12 paid holidays
Paid parental and family leave

Fulltime

Accounting Manager

This role is responsible for owning the company’s external financial reporting a...

Location

United States , Boca Raton

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of six years of experience in public accounting and/or external financial reporting
Bachelor’s or graduate degree in Accounting
Active CPA license required
Background in public accounting, with experience serving public company clients (Big Four experience preferred)
Deep understanding of U.S. GAAP and SEC reporting requirements
Strong Excel skills with the ability to manage and analyze complex data
Comfortable operating in a deadline-driven, fast-moving environment
Proven ability to collaborate effectively with auditors, legal teams, and internal stakeholders
Clear and professional written and verbal communication skills
Highly organized with strong attention to detail

Job Responsibility

Own the end-to-end preparation and review of external filings, including Forms 10-K, 10-Q, 8-K, and other required SEC submissions
Maintain compliance with all applicable SEC rules, accounting standards, and disclosure requirements
Direct the preparation, review, and reconciliation of supporting schedules and documentation
Serve as a primary liaison with internal and external auditors related to quarterly and annual filings
Prepare and maintain disclosure checklists and supplemental schedules to support compliance
Coordinate with legal, finance, and business leaders on narrative disclosures such as business descriptions, strategy, and risk factors
Draft and review portions of Management’s Discussion and Analysis (MD& A) in partnership with FP& A and operational leadership
Lead the development and review of quarterly and annual earnings releases
Support the preparation of the annual proxy statement
Ensure accuracy and completeness of XBRL tagging

What we offer

medical, vision, dental, and life and disability insurance
eligible to enroll in our company 401(k) plan
free online training

New

Manager, Internal Audit

The Internal Audit Manager will report to the Director of the Internal Audit & C...

Location

Denmark , Copenhagen V

Salary:

Not provided

Pandora

Expiration Date

Until further notice

Requirements

Extensive audit experience from an external audit firm or a similar role (minimum 7+ years)
Relevant university degrees (e.g., auditing, economics, finance, or similar)
Certifications such as Authorized Auditor, Legal, Fraud, or Forensic Examiner are considered an advantage
Strong expertise in process validation with the ability to maintain an overview of complex environments
Professional proficiency in spoken and written English and Spanish is a must
Strong analytical skills, sound judgment, attention to detail, and the ability to manage complex issues effectively
Expected to demonstrate strong business acumen, rapidly understand the operating model, and convert insights into practical risk and compliance outcomes
Continuously explore how innovative tools and platforms can enable operational efficiencies and best practices
Demonstrates a strong results-driven mindset with a consistent focus on delivering measurable outcomes
Experience working in an international organization

Job Responsibility

Execute validation and substantive audit procedures across global operations
Plan, scope, and perform risk-based audit engagements in line with the annual audit plan
Review internal and external processes to identify control gaps and recommend mitigating actions
Assess the effectiveness of internal controls, governance frameworks, and compliance processes
Conduct investigations related to potential forensic cases and whistleblower reports
Develop action plans and sustainable solutions, partnering with the business to remediate issues
Document audit findings clearly and present conclusions to management and key stakeholders
Monitor remediation progress and validate timely closure of audit actions
Act as a trusted advisor and business partner to stakeholders across functions and markets
Collaborate with Finance, Compliance, Legal, IT, and Operations to strengthen the control environment

What we offer

Beautiful Head Office in Copenhagen V with LEED Gold Certification for Energy and Environmental Design
Professional and dynamic space that is unique, comfortable and inspirational

Fulltime

Controller

Based in downtown Vancouver, our client is a fast-growing financial services fir...

Location

Canada , Vancouver

Salary:

1100000.00 - 120000.00 CAD / Year

Aplin

Expiration Date

May 01, 2026

Requirements

Designated CPA
5+ years of accounting experience
Public company experience is an asset
5 days in office role

Job Responsibility

Handle day-to-day bookkeeping, payments, reconciliations, AP/AR, and payroll coordination
Keep financial records accurate and assist with month-end close and consolidations across multiple entities
Lead financial reporting for public listings, including quarterly/annual filings and MD&A under IFRS
Support transactions such as M&A, spinouts, and capital markets activities
Work closely with auditors, legal teams, and regulatory bodies (CSE, TSXV)
Assist with corporate and cross-border tax planning and compliance
Improve internal controls and reporting processes for companies preparing to go public
Support leadership with cash flow forecasting, cost analysis, and project budgeting
Ad hoc duties as needed

What we offer

Discretionary bonus
3 to 4 weeks vacation

Fulltime

Equity Administrator

We are seeking a detail-oriented and highly organized Equity Administrator to ma...

Location

Israel , Tel Aviv

Salary:

Not provided

Cyera

Expiration Date

Until further notice

Requirements

3+ years of experience in equity administration, stock plan administration, or a related role
Experience in a high-growth startup or public company environment
Working knowledge of equity compensation vehicles (options, RSUs, ESPPs, etc.)
Experience with equity administration platforms (e.g., Slice, Carta, Shareworks, Fidelity, or similar)- big advantage!
Strong attention to detail and data accuracy
Ability to handle sensitive and confidential information

Job Responsibility

Administer equity compensation programs including stock options, RSUs, and other equity awards
Manage the full equity lifecycle: grants, vesting, exercises, cancellations, terminations, and settlements
Maintain accurate cap table records and equity systems (e.g., Carta, Shareworks, EquityEdge, or similar). Cyera works on Slice.
Maintain on an ongoing basis equity grants and exercises.
Support equity-related filings, audits, and disclosure
Assist with board and compensation committee approvals and documentation
Partner with Legal, Finance, Payroll, and HR on equity-related processes and employee events
Support M&A, financing, and IPO-readiness activities as they relate to equity
Coordinate with external vendors, auditors, and legal counsel as needed
Serve as a point of contact for employee equity questions

Associate Director – Relationship Management

The Associate Director– Relationship Management will be an integral part of the ...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Waystone Governance Ltd.

Expiration Date

Until further notice

Requirements

Motivated with enhanced interpersonal skills and adept at building client relationships
Minimum 10 years’ experience in an investment funds environment
Knowledge of AIFMD, UCITS and MiFID
Client facing background with strong communication, leadership, and presentation skills
Commercially aware with strong client service, problem solving skills and cross sell mindset
Strong academic background including a Degree in Finance/Business/Economics or related field
Strong IT skills including MS Office (Word, Excel, PowerPoint, etc.)

Job Responsibility

Management of client relationships and ongoing governance of funds dealing with internal Conducting Officers and supporting teams, and being lead contact person with Fund Boards, Investment Managers and across the different service providers, principally the Fund Administrator, Depositary, Auditors and Legal Advisors
Expertise within Luxembourg domiciled UCITS and AIF funds but also understanding and interest in other Waystone products and domiciles elsewhere in the Waystone group which clients may avail of
Identification and management of the relationship to ensure they remain operationally efficient and financially profitable. Includes ongoing interaction with internal teams, Conducting Officers persons and extended parties to manage ongoing deliverables, ad hoc matters, and project related items
Ensure current knowledge of regulations and updates as and when they are circulated by reading and implementing processes to adhere to this changing regulation, specifically AIFMD, UCITS and MiFID
Preparation of Manco/AIFM report on time and board meeting presentation
Action items reviewed and resolved in advance of Board meeting
Attend, when available, training sessions on relevant topics and ensure all teams are onboard with the changing environment
Communicate all relationship and governance items to Conducting officers and internal management, and internal teams and work towards resolutions & log for training purposes to avoid duplication of issues
Operational and relationship responsibility for a group of current clients in line with all fund documentation including prospectus, legal agreements and in line with Waystone procedures, with the support of Conducting Officers, Risk Management, Compliance and Operational Risk, to ensure client satisfaction and compliance with regulatory obligations
Identify procedures that need to be implemented or changed, lead the charge to get the changes made, take responsibility for training, and ensure that procedures are adhered to on an ongoing basis

Fulltime

Legal Auditor

Douglas Scott

Location:
United Kingdom , Manchester

Category:
Legal

Contract Type:
Employment contract

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
April 24, 2025

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