Lead Securities Operations Specialist, Wells Fargo

Wells Fargo

Location:
United States, Minneapolis

Category:
Finance

Contract Type:
Employment contract

Salary:

110000.00 - 179000.00 USD / Year

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Job Description:

Wells Fargo is seeking a Lead Securities Operations Specialist as part of the Regulatory Reporting Team within Wealth and Investment Management Operations. This team is responsible for ensuring accurate and timely delivery of reporting to regulators aligned with the WIM business. The role plays a critical part in shaping cross-functional initiatives with broad organizational impact.

Job Responsibility:

Lead complex lifecycle initiatives and operational excellence within Securities Operations
Drive cross-functional initiatives with broad organizational impact
Identify opportunities for process improvement
Review and analyze complex multi-faceted operational tasks
Make decisions in complex situations related to trade environment
Collaborate with peers, colleagues and managers to resolve issues
Manage operational processes including client account onboarding, funding operations, custodial operations and general ledger reconciliation
Resolve complex escalated issues
Research complex business risks and develop policies
Lead implementation of projects and new processes

Requirements:

5+ years of Securities Operations experience or equivalent demonstrated through work experience, training, military experience, education
5+ years of Brokerage Operations experience with strong understanding of security products
5+ years of process improvement and risk management experience in business transformation environment
Ability to effectively collaborate across departmental boundaries
Maintains continuous process improvement mindset
Strong rapport building and ability to work in matrixed environment
Highly effective communication skills and people leadership skills
Ability to lead complex projects both technical and non-technical
Ability to take ownership over business processes and team
Successful completion and registration of FINRA Series 99 or FINRA equivalents

Nice to have:

Ability to effectively collaborate across departmental boundaries
Maintains continuous process improvement mindset
Strong rapport building and ability to work in matrixed environment

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
September 22, 2025

Expiration:
September 25, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Lead Securities Operations Specialist