Lead Market Risk Officer, Equities Job at Wells Fargo (New York)

Business Risk and Controls, Lead Analyst - Vice President

Individuals in MCA are responsible for designing and implementing a comprehensiv...

Location

Poland , Warsaw

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years’ experience in first line of defence control function, audit, or other control-related functions in the financial services industry
expertise in the full lifecycle of control management, including identification, writing, and implementation of effective controls and monitoring tools
exceptional attention to detail and data integrity in control documentation, data analysis, and record entry in Citi Risk and Controls system to support effective risk management and reporting
leverage a strong understanding of risk and control principles to ensure control design and operation are aligned with internal policies, procedures, and regulatory expectations
ability to manage multiple tasks and priorities and working to tight deadlines whilst maintaining a high level of quality in work
ability to translate complex processes into clear, auditable controls
strong verbal and written communication skills, with the ability to engage at the senior management level and effectively train, influence, and guide non-risk staff
ability to interrogate and understand complex data sets to support control inventory analysis and documentation efforts
working knowledge of Markets business and products (e.g. Rates, Equities, Spread Products, FX, Commodities) will be highly valued
proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word

Job Responsibility

Ensure Markets Control Inventory is accurate, complete and up to date by designing, documenting, and implementing effective controls and monitoring tools both within system applications and offline templates
partner with key stakeholders to coordinate control uplift initiatives, enhancing control design, and key attributes, to ensure controls documentation is fit for purpose and aligned with Citi’s policies and procedures
provide credible challenge to stakeholders, driving continuous improvement and strengthening Citi’s overall control environment
apply critical and analytical skills to assess complex risk and control activities and recommending enhancements to strengthen the control framework within Markets
manage key stakeholders to ensure the timely identification, documentation, and assessment of controls, within a complex environment of competing priorities
provide coaching to the broader Markets organization on roles and responsibilities within the control uplift process
maintain the integrity and accuracy of control inventory records in the Citi Risk & Controls system by ensuring all data points are correctly logged and updated when required

What we offer

Private Medical Care Program
Life Insurance Program
Pension Plan contribution (PPE Program)
Employee Assistance Program
Paid Parental Leave Program (maternity and paternity leave)
Sport Card
Holidays Allowance
Sport and team recreation activities
Special offers and discounts for employees
Access to an array of learning and development resources

Fulltime

IT Business Lead Analyst

The Lead Technical Business Analyst is a senior-level position responsible for d...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Relevant experience with knowledge of Capital Markets/Investment Banking industry
Experience in data analysis with knowledge of databases, data modelling and data analysis tools such as SQL
Demonstrate excellent analytical, written and verbal communication and presentation skills with an ability to tailor delivery to the required audience
Proven problem-solver with the ability to work under pressure, approach work methodically and manage deadlines or unexpected changes in expectations or requirements
Knowledge of data transformation/normalisation practices and experience working with third party providers of data, is desirable
Experience driving results across a team, regions, and functions, with understanding of how collaboration accomplishes objectives
Extensive experience of partner management and influencing skills
Ability to adjust priorities quickly as circumstances dictate
Excellent Microsoft office skills
Experience with all phases of Software Development Life Cycle

Job Responsibility

Provide input during development and implementation phases, including formulation and definition of systems scope, objectives and necessary system enhancements for complex, high-impact projects
Identify and communicate risks and impacts and propose risk mitigation options
Consult with business clients to determine system functional specifications and partner with multiple management teams and other units to meet organizational objectives
Analysis of large sets of product reference data across Equities, Fixed Income, Derivatives and Structured Finance securities from varying sources
Provide in-depth and sophisticated analysis with interpretive thinking to define problems, develop innovative solutions and influence strategic functional decisions
Evaluate new IT developments and evolving business requirements and recommend appropriate system alternatives and/or enhancements to current systems by analyzing business processes, system and industry standards
Utilize advanced knowledge of system flow and develop standards for data controls, modelling, testing and implementation
Acts as SME to senior stakeholders and /or other team members
Lead the execution of multiple projects, review and guide the work of junior colleagues
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

27 days annual leave (plus bank holidays)
A discretional annual performance related bonus
Private Medical Care & Life Insurance
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Group Manager, Cash Securities Operations

This senior leadership position focuses on overseeing Equity and Fixed Income se...

Location

Japan , Tokyo

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive progressive experience in Equity and Fixed Income Settlements and Operations Management within a global investment bank or major financial institution in Japan, with proven leadership or managerial capacity
Deep expertise in equity settlements and products, fixed Income and investment trust fund in either or both in international markets and Japanese domestic markets
Demonstrated track record of managing complex operational environments, leading process re-engineering, and delivering significant efficiency/control improvements
Strong understanding of operational risk management frameworks and the regulatory landscape in Japan
Advanced proficiency in Microsoft Office Suite (Excel, PowerPoint) for data analysis and presentations
Extensive experience with Back Office settlement applications
JSDA Class 1 (Sales Representative Qualification) is a mandatory requirement
Fluent in Japanese (both written and verbal) is essential
Strong business-level English (both written and verbal) is required for effective communication with regional and global stakeholders
Exceptional leadership, people management, and motivational capabilities

Job Responsibility

Lead, manage, and develop a team of Cash Securities Operations professionals in Japan, cultivating a culture of high performance, accountability, and continuous improvement
Develop and implement strategic objectives for the Japan Cash Securities Operations, ensuring alignment with global Markets Operations goals and local business priorities
Drive robust and efficient settlement and post-settlement process and controls for equity and fixed income products, including pre-matching, settlement instructions, fail management, reporting, reconciliations
Oversee daily reconciliation processes and ensure timely resolution of all breaks, exceptions, and discrepancies, while optimizing workflows to maximize Straight-Through Processing (STP) rates
Cultivate and maintain strong relationships with Japan-based Equity and Fixed Income trading desk, Sales desk, institutional clients, custodians, and external counterparties, serving as a trusted operational advisor
Own and manage the operational risk profile for the Japan Cash Securities Operations, ensuring robust controls are in place and actively monitored, with strict adherence to all financial regulations in international and Japan (e.g., JFSA, JSDA rules, BOJ guidelines), and global Citi policies
Identify, champion, and lead change-the-bank initiatives and strategic projects aimed at enhancing operational efficiency, reducing costs, and improving the control environment within the Japan Cash Securities Operations.

What we offer

Career growth opportunities
Equal opportunity employer policies promoting inclusivity
Strong focus on work-life balance benefits.

Fulltime

Valuation Control Senior Analyst

The Valuation Control Group (VCG) is an independent team of subject matter exper...

Location

Hungary , Budapest

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6+ years’ professional experience in Finance (preferably in Valuations, Product Control, Risk, Financial Control, or similar functions)
University or College degree in economics, finance, mathematics, or a similar relevant discipline
Knowledge of, experience with, or a demonstrated interest in capital markets products (Equities, Bonds, Commodities, FX, Options, Swaps, Futures, Forwards)
Proficient Microsoft Excel user - VBA and Python knowledge is an advantage
Excellent English communication skills
Control-focused mind-set, stakeholder management skills, process improvement capabilities

Job Responsibility

Perform Independent Price Verification (IPV), calculate and/or verify Valuation Adjustments, and perform Fair Value Levelling
Identify and resolve pricing issues, control deficiencies, backup coverage gaps, and process documentation deficiencies
Act as a reviewer and first point of escalation for Valuation Control Analysts
Efficiently allocate resources to project work and end-user process enhancements
Perform internal and external reporting related tasks
Work with Front Office and other stakeholders to ensure proper resolution of any valuation issues
Effectively interact with senior stakeholders and lead valuation meetings with various business functions

What we offer

An incredible platform to learn Equity and Hybrids markets
Exposure to a number of different capital market products
In-depth understanding of pricing and price verification approaches
Flexible work arrangements
Career management and mentoring by senior colleagues and leaders
Inclusive and friendly corporate culture where gender diversity and equality is widely recognized
A socially active team and communities with diverse networking opportunities
A supportive workplace for professionals returning to the office from childcare leave
Competitive compensation package
Cafeteria Program

Fulltime

Prime Risk Senior Developer

Embark on a transformative journey as a Prime Risk Senior Developer - VP at Barc...

Location

United States , New York

Salary:

170000.00 - 230000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

Extensive software development experience in front office, quant or risk technology teams within investment banking or similar financial institution
Experience with derivative pricing and Greeks in either Equities, Rates or Credit asset classes
Experience with Python and Spark for distributed and real time data processing leveraging Kafka or equivalent streaming platforms
Experience with AWS services such as S3, EC2, EKS/ECS, Lambda, Glue, Athena, Step Functions, DynamoDB, and RDS for scalable compute, containerized deployment of risk engines and real-time services
Considerable quantitative reasoning and software design skills
Deep understanding of SDLC practices including CI/CD, Dev Ops & Engineering practices

Job Responsibility

Lead and manage engineering teams, providing technical guidance, mentorship, and support to ensure the delivery of high-quality software solutions
Drive the core risk analytics integration within the platform
Drive the roadmap for analytics, valuation inputs, scenarios, sensitivities, stress frameworks, and model integrations
Collaborate closely with Front Office desk, quant, and core risking platform teams in alignment with Market’s Risk architecture framework and guidelines
Lead engineering teams effectively, fostering a collaborative and high-performance culture
Oversee timelines, team allocation, risk management and task prioritization
Mentor and support team members' professional growth
Evaluation and enhancement of engineering processes, tools, and methodologies
Collaboration with business partners, product managers, designers, and other stakeholders to translate business requirements into technical solutions
Enforcement of technology standards, facilitate peer reviews, and implement robust testing practices

What we offer

Competitive holiday allowance
Life assurance
Private medical care
Pension contribution

Fulltime

Assistant Manager - Client PE

Step into the role of Assistant Manager - Client PE at Barclays, where you'll pr...

Location

India , Pune

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Monitor tradability controls exception management notifications and enable remediation for an incomplete Product Entitlement
Ensure timely resolution by liaising with Trading, Compliance, Market Risk and Business Management teams
Prepare and maintain key procedures for BAU tasks according to Barclays policy
Ability to build effective relationships with various stakeholders including Front Office, Chief Controls Office (CCO), Compliance, Market Risk, Business Management and GMO teams
To be the day-to-day business contact for the Trading desks, Compliance and Market Risk relating to the raising and completion of a Product Entitlement case
To work with global operations, global front office management and various infrastructure partners to ensure there are effective communication channels
Detail-oriented with strong communication both written and verbal skills
Excellent organisational and time-management skills with the ability to multi-task and the ability to work under pressure to observe deadlines
A general understanding of the trade lifecycle
OTC product knowledge (Equity Derivatives, Futures, Swaps, FX Forwards and/or Interest Rate Swaps)

Job Responsibility

Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution
Collaboration with teams across the bank to align and integrate operational processes
Identification of areas for improvement and providing recommendations in operational processes
Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency
Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders
Identification of industry trends and developments to implement best practice in banking operations
Participation in projects and initiatives to improve operational efficiency and effectiveness
To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement

What we offer

Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Commitment to providing a supportive and inclusive culture
Opportunity to explore flexible working arrangements
Incredible variety, depth and breadth of experience
Chance to learn from a globally diverse mix of colleagues
Encouragement to embrace mobility, exploring every part of our operations as you build your career

Fulltime

Global Head of Syndicates Middle Office

The Global Head of Syndicate Middle Office will be tasked with oversight across ...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive Settlements experience across ECM and DCM
Significant experience in Tier 1 global financial institutions with strong experience in either Equity and / Debt Markets Middle Office or Operations
Experience of running a Global team
Experience delivering target operating model initiatives spanning multiple years in a fast paced, large global financial services firm, ideally in an operations organization
Energetic, flexible, collaborative, and proactive
a leader who can positively and productively add product impact to both strategic and tactical technology
Strong, influential communicator who is articulate and concise, demonstrated success interacting with senior management both in the business, corporate functions as well as the Operations, Business and Technology environments
Strong risk management and control mindset
Provides evaluative judgment based on analysis of information in complicated, unique, and dynamic situations
draws on diverse range of internal and external sources

Job Responsibility

Oversee and lead daily core operations, championing a proactive culture and environment where processes, risks and controls are continually monitored, and potential risks escalated on a timely basis
Perform Front to back Roles and Responsibilities review to define the target operating model between Middle Office, Settlements, and the Business
Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements
delivery of periodic presentations to external regulators as required
Acting as key point of contact representing ECM/DCM Operations groups to internal and external stakeholders
Continued engagement and face off with a range of senior Business, Technology and Operations partners
Supports and partners with the Business to facilitate a growing and expanding client base
Coaching and mentoring our People. Providing direction, feedback, support, and encouragement for career development
Implementing a successful People and Engagement strategy to help attract, develop, retain, and recognize our global workforce
Promoting a culture of continuous improvement and cultivating a robust service and control environment

Fulltime

New

Markets Data Analytics Risk and Control Lead Analyst

This role is part of the Markets Data Risk Execution team, focusing on improving...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years in Data Analytics within Banking (Markets)
Strong grasp of financial products, operational intricacies, and various Markets asset classes (Fixed Income, Equities, Derivatives, FX)
Comprehensive understanding of data's role in business decision-making
Knowledge of typical data quality issues at process touchpoints in complex technology environments
Strong data mining skills with advanced SQL
Advanced Tableau for data analysis and visualization
Advanced Python/Jupyter for data analysis
Proficiency with Excel and PowerPoint
Ability to manage tasks in issue management tools (e.g., JIRA, DCRM)
Experience in data governance or data quality issue management (IM) using glossary, lineage, and DQ tools

Job Responsibility

Manage data quality (DQ) issue management processes and support DQ governance in various forums
Engage in DQ issue triage, prioritize business needs, and provide proactive guidance to partners
Implement processes for effective internal data quality controls, monitor DQ reports, metrics, and drive continuous improvement to reduce inherent risks
Implement data quality reporting by defining and implementing business, data, and system-related control and issue remediation frameworks
Work closely with business partners on findings, make recommendations, and coordinate with stakeholders to drive change and issue resolution
Understand and ensure compliance with relevant policies (e.g., Citi Data Governance Policy), identify new requirements applicable to markets, and remediate gaps
Appropriately assess risk in business decisions, ensure compliance, and escalate/manage control issues transparently
Act as a Subject Matter Expert (SME) to senior stakeholders and operate with a limited level of direct supervision

Fulltime

Lead Market Risk Officer, Equities

Wells Fargo

Location:
United States , New York

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
March 03, 2026

Expiration:
March 07, 2026

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