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Lead Counsel - Wealth Capital Markets Product

United Kingdom, Belfast · Job Posted February 04, 2026

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Job Description

Working as part of the Wealth Legal department, this role will be a core member of the global Capital Markets Legal team, focusing on the UK, Europe and Middle East business. The role involves a wide range of work, including advising on general regulatory implementation, transactional Capital Markets work and Capital Markets business projects and initiatives. The role will provide key legal support and execution on Capital Markets matters, participating in client trading activities and business projects/initiatives.

Job Responsibility

  • Provide real-time legal support in Capital Markets (with a particular focus on securities, including derivative securities/structured products) to front office business and Control partners, escalating where applicable
  • Negotiate and review trading and offering documentation, including Broker Agreements, Distribution Agreements and Termsheets
  • Review and draft product terms, offering documentation and related disclosures
  • Have knowledge of key regulations impacting the Business and keep up to date with regulatory developments affecting the coverage area, implementing those changes as part of regulatory change initiatives
  • Assist the business to manage negotiations and dialogue with investment bank issuers/underwriters
  • Advise on cross-border marketing, sales and distribution requirements impacting Capital Markets products
  • Work with other stakeholders to develop policies, procedures and controls related to the product area
  • Collaborate across internal lines of business and control/support functions to achieve coordinated and efficient outcomes on matters of common interest
  • coordinate closely with the Legal team on a regional and global basis
  • Prioritise workload and execute on transactions/initiatives by proactive engagement and active management of legal issues, escalating novel situations with ‘first cut’ proposed solutions and risks
  • Maintain momentum across multiple parallel matters, meeting tight and competing deadlines
  • Assist in evaluating Wealth Capital Markets proposals and queries by applying institutional knowledge and risk appetite against industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate
  • Determine when external legal support is required and manage external counsel (including on delivery timeframe and cost)

Requirements

  • Bachelor’s degree
  • 7+ years of relevant experience
  • Previous experience working as a lawyer in a major international bank, a large law firm and/or a regulatory authority
  • Knowledge of financial services, either gained in-house or in private practice
  • Knowledge of Capital Markets products, particularly securities
  • Knowledge of exchange traded derivatives and Digital Asset/Tokenised/Crypto products would be particularly beneficial
  • Experience either in private practice or in-house with investment products and applicable UK/EU and US regulation would be beneficial (e.g. some of MiFID/MiFIR, CSDR, PRIIPs, MAR, CASS, AIFMD, ESG-rules, Benchmark Regulation, Consumer Duty, EMIR, Dodd-Frank and Volcker)
  • Experience of retail investment products would be particularly valuable
  • Technical ability and eagerness to develop that more deeply (including drafting skills), and analytical ability
  • Ability to analyse complex legal issues, assist in developing solutions and provide sound legal advice to the business
  • Team Work: Ability to engage with both legal and business teams on a partnership basis as well as an ability to work independently as required
  • Able to meet the time demands of a profitable and client and market driven business
  • Ability to assimilate complex issues and communicate concisely and clearly to all levels of the organisation. Calm and confident communicator
  • Able to identify legal risk and to escalate issues on an appropriate basis

Nice to have

  • Familiarity with Digital Asset/Tokenised/Crypto products and related market initiatives will be advantageous
  • Knowledge of exchange traded derivatives and Digital Asset/Tokenised/Crypto products would be particularly beneficial
  • Experience of retail investment products would be particularly valuable

What we offer

  • Generous holiday allowance starting at 27 days plus bank holidays
  • increasing with tenure
  • A discretional annual performance related bonus
  • Private medical insurance packages to suit your personal circumstances
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources

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