Lead Control Management Officer, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

The Corporate & Investment Banking (CIB) Operations Control organization serves as the first line of defense in risk management, holding direct accountability for identifying, assessing, and effectively managing risks and controls across its supported business groups. This team plays a critical role in ensuring that internal controls, processes, and procedures are not only adequate but also operating effectively to safeguard the organization.

Job Responsibility:

Provide alignment to coverage areas across Securities Operations, Derivs & Middle Office Operations, Account Onboarding, Tax Operations, FX Operations
Act as a Business Control Management (BCM) Lead within the CIB Operations Control team
Partner with CIB Operations Accountable Executives, Control Executives, RAU Owners
Identify opportunities to streamline, calibrate, and automate control processes
Lead prioritized control assessments across CIB Operations
Support RCSA and Issues Management governance
Maintain and enhance the Business Process Inventory (BPI)
Conduct comprehensive risk and control assessments
Support integration of core control functions
Collaborate with CIB Operations managers on design, implementation, and monitoring of controls
Analyze control weaknesses and operational risk events (OREs)
Review and enhance control documentation
Manage RCSA triggers
Oversee the lifecycle of Issues
Drive control development activities
Engage continuously with operations partners
Contribute to internal and external control engagements
Monitor and report on impact of control decisions
Lead strategy and resolution of complex and emerging risks

Requirements:

5+ years of Risk Management or Control Management experience
Knowledge and understanding of risk applications i.e. Shared Risk Platform (SHRP) and Service Now (SNOW) and Veritas
Knowledge and understanding of internal controls and internal control policy
Experience with RCSA, risk/control identification and assessment, and enterprise risk frameworks
Strong domain knowledge of Investment banking operations
Ability to synthesize data and/or observations from a variety of sources
Exceptional interpersonal and relationship building skills
Highly organized and proactive with demonstrated ability to assess, exercise independent judgment
Advanced Microsoft Office (Excel and PowerPoint) skills

Nice to have:

Knowledge and understanding of risk applications i.e. Shared Risk Platform (SHRP) and Service Now (SNOW) and Veritas
Strong domain knowledge of Investment banking operations

Additional Information:

Job Posted:
August 23, 2025

Expiration:
August 24, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Lead Control Management Officer