Lead Control Management Officer - Equities Lead Trade Surveillance, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Employment contract

Salary:

100000.00 - 163000.00 USD / Year

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Job Description:

Lead Control Management Officer within Equities Trade Surveillance responsible for design, implementation, and execution of trade surveillance controls in Rates while escalating potential issues to Senior Management. Works as part of Corporate & Investment Banking Control organization serving as front line of risk management.

Job Responsibility:

Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance surveillance controls
Provide subject matter expertise with comprehensive knowledge of business and functional area
Review daily alerts related to Equities Trade Surveillance
Manage key relationships with Business Heads, Desk Heads, Compliance, Chief Operating Office and CIB Control for Equities
Represent Trade Surveillance on various governance forums
Participate in risk assessments and parameters setting activities
Mentor an offshore team supporting first pass review of trade surveillance alerts

Requirements:

5+ years of Risk Management or Control Management experience
Experience operating rule-based and risk-based Surveillance tools
Experience with Trading
Excellent communication skills (verbal, written and interpersonal)
Strong analytical skills with high attention to detail and accuracy
Professionalism, adaptability, and strong collaboration skills
Ability to translate technical language into plain business language
Ability to translate business requirements into technology initiatives
Demonstrated capability to confidently raise issues and escalate early

Nice to have:

Extensive product knowledge
Ex-trading experience
Experience in trade surveillance scenario design, implementation, parameter setting, alert dispositioning and support with investigations

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance
Critical illness insurance
Accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
September 19, 2025

Expiration:
September 21, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Lead Control Management Officer - Equities Lead Trade Surveillance