Lead Compliance Officer, Wells Fargo

Wells Fargo

Location:
Singapore, Central Singapore

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

The Lead Compliance Officer is an individual contributor position within the International Enterprise Functions Compliance team with a focus on Operations Compliance (e.g., Transaction Reporting and Middle Office processes). This role provides regional and cross-border compliance coverage, primarily across Asia-Pacific (APAC) and EMEA. The role requires expertise in local APAC regulatory frameworks (e.g., MAS, HKMA) and involves contributing to broader international compliance initiatives and regulatory advisory matters. The position supports implementation and oversight of compliance programs, policies, and controls, serving as a key point of contact for business stakeholders, risk functions, and global compliance partners.

Job Responsibility:

Act as a Compliance Advisor for designated Enterprise Functions across APAC and EMEA, ensuring timely and risk-based support
Provide regulatory guidance on APAC-specific regimes primarily concerning Operations and Middle Office activities including, but not limited to, MAS, HKMA, SFC, and ASIC requirements
Monitor and interpret regulatory developments for relevant coverage areas internationally and assess their applicability and impact on business activities
Support the implementation of global and regional compliance policies and frameworks to ensure consistency and regulatory alignment
Review and challenge business practises, controls, and procedures to ensure compliance with applicable laws and regulatory expectations
Liase with Legal, Risk, and Operations teams to ensure a coordinated approach to regulatory compliance and issue management
Support internal reviews, audits, and regulatory examinations, preparing materials and participating in responses as required
Contribute to compliance risk assessments, monitoring activities, thematic reviews, and governance forums
Promote a culture of compliance and ethical conduct across the organisation, and mentor junior staff as appropriate

Requirements:

5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Substantial experience in compliance or regulatory advisor roles within financial service, preferably with regional APAC coverage
Proven experience in the compliance and regulatory field within financial services and extensive working knowledge of Banking Operations activities, specifically technical expertise in Transaction Reporting
Strong understanding of applicable regulations and guidance with a focus on transaction reporting issued by MAS, HKMA, and other regional authorities
Familiarity with global regulatory frameworks (e.g., MiFID II, EMIR, Dodd-Frank, CASS) and the ability to operate in a cross-jurisdictional environment
Proven ability to analyse regulatory requirements and provide practical, solutions-oriented compliance advice
Strong interpersonal and communication skills, with the ability to influence stakeholders and build effective relationships
Excellent organisational skills and the ability to manage multiple priorities and meet tight deadlines
Strong understanding of the market and regulatory environment in which Wells Fargo operates
Good sense of judgement and absolute commitment to Wells Fargo transformation journey
A team player that actively looks to partner with and support team members with workloads and challenges

Nice to have:

Strong educational background ideally with a university degree and academic track record
Professional qualifications, certificates, and/or registrations relevant to Compliance/financial services
Corporate and Investment Banking experience, either in Compliance, Legal, Risk or the Business

What we offer:

Equal opportunity employer
Accommodation for applicants with disabilities
Drug-free workplace

Additional Information:

Job Posted:
May 21, 2025

Expiration:
June 29, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Lead Compliance Officer