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Junior Compliance Analyst

United States, Chicago 75000.00 USD / Year · Job Posted March 22, 2026
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Job Description

Akuna is looking for a Junior Compliance Analyst to join its team. This person will assist and support the Compliance team in ensuring Akuna meets its regulatory obligations. Well qualified candidates will have a general understanding of options and futures products, equities, and cryptocurrency, possess strong analytical skills, have a strong attention to detail, and willingness to engage and effectively communicate with the Trading team.

Job Responsibility

  • Monitor surveillance systems daily to detect potential market manipulation, spoofing, wash trading, and other abusive trading practices
  • Conduct daily reviews of trading activity, alert escalations, and flagged patterns
  • Investigate suspicious trading behavior and prepare detailed investigative reports
  • Support regulatory examinations and audit requests
  • Document compliance procedures and maintain policy and procedure updates
  • Manage form filings, securities registration/licensing, and SRO Exchange registration through the FINRA Web CRD portal (Form BD, U4, U5)
  • Manage the Firm’s outside brokerage account process, including insider trading and anti-money laundering reviews

Requirements

  • 1-3 years of relevant work experience
  • Series 57 preferred, but not required (willingness to take and pass within 90 days of hire)
  • Knowledge of trading markets, various asset classes and products
  • Ability to apply rule-based analysis to trading activity
  • Able to work on multiple projects and assignments at the same time and prioritize appropriately
  • High standard of accuracy and excellent attention to detail
  • Proficiency in Excel required
  • familiarity with SQL or data analysis tools is a plus

Nice to have

familiarity with SQL or data analysis tools is a plus

What we offer

  • discretionary performance bonus
  • comprehensive benefits package that may encompass employer-paid medical, dental, vision, retirement contributions, paid time off, and other benefits

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