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The Junior Associate – Regulatory Reporting COE will support the client through specific regulatory reporting activities. This will be completed by working closely with the Manager or Associate Director and work in a supportive role within the Global COE team (supporting the broader Waystone operations). The client base will range from Management Companies to standalone clients. The role will predominantly center around daily reconciliations and regulatory filings for both internal and external clients in addition to market data but will involve other duties outside of these regulatory filing periods.
Job Responsibility
Completion of regulatory filings such as AnnexIV, FormPF, CPO amongst others
Be primary contact for clients and managers to resolve queries relating to regulatory filings
Participate in regular service reviews with internal Waystone entities
Provide input to ensure KPI’s and MI packs are produced accurately
Participate in supporting clients servicing through reporting
Follow and enhance existing procedures
Be proficient in problem solving
Work co-operatively with other groups in different locations and time zones
Provide documentation and backup of all operational processes
Participating in on-the-job training for new hires
Be driven, inquisitive and be able to self-manage
Keep abreast of regulatory changes
Assisting Manager with ad-hoc client queries
Aspire to be proficient in risk and regulatory reporting
Proactively support further migrations and integrations
Other projects and duties as assigned
Requirements
Minimum 3rd level Degree in Finance, Business or similar field
At least 1-2 years experience in risk, regulatory, fund accounting related role or similar in financial services preferably within the funds industry
Detailed use of Excel
Aptitude using systems for regulatory reports
Nice to have
Knowledge of regulatory filings (AIFMD, UCITS, CPO-PQR, Form PF, Solvency II, OPERA, PRIIPs)
Previous exposure to risk measurements (Value at Risk, Stress Testing, Liquidity Analysis, Greeks, Back Testing)
Knowledge of financial instruments including derivatives
Experience using Bloomberg
Master's degree in Finance or Mathematical field or related professional qualification