It Governance, Risk And Controls Manager Job at Apollo Solutions (Tampa)

Svp wealth business risk and controls governance escalation and reporting

Individuals in Risk Assessment & Controls design are responsible for developing,...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 8-10 years of experience in Risk, Controls, compliance, audit, or other control-related functions in the financial services industry
Demonstrated experience with Escalation and governance protocols, regulatory inventory management and internal control programs
Strong understanding of relevant financial services regulations (e.g., AML, KYC, consumer protection, data privacy, prudential regulations) is highly valued
Exceptional analytical skills with the ability to interpret complex regulatory texts, assess their practical implications, and identify root causes of risk

Job Responsibility

Lead the strategic development and continuous enhancement of governance deck content and format for various senior management forums specific to the wealth management business
Define the key messages, data points, and insights required to effectively communicate the state of the wealth control environment, emerging risks, and control performance
Coordinate and collaborate extensively with various stakeholders across the Wealth business, including first line of defense control officers, operational risk, compliance, legal, finance, and technology teams, to gather relevant data and updates
Design and prepare visually compelling and executive-ready presentations that effectively convey complex risk and control information in a clear, concise, and impactful manner
Ensure all presentations adhere to established governance guidelines, branding standards, and regulatory expectations
Draft executive summaries, talking points, and accompanying documentation for presentations
Present governance decks to senior management forums and committees, articulating key findings, risks, control performance, and recommendations with confidence and clarity
Lead discussions, respond to challenging questions from senior leaders, and provide insightful perspectives on the wealth control landscape
Act as a subject matter expert during presentations, demonstrating a deep understanding of the wealth business and its control environment
Implement and maintain comprehensive escalation protocols for identifying, logging, assessing, reporting, and resolving risk events, control deficiencies, operational incidents, and compliance breaches within the wealth management business

Fulltime

Risk And Controls Oversight Senior Lead - Retail And Wealth Risk

As a Risk & Controls Oversight Lead - Retail & Wealth Risk, you’ll be responsibl...

Location

United Kingdom , London; Northampton

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Good understanding of Retail Banking Customer Journeys to identify and manage associated risks and controls
Ability to balance risk management with business goals when defining Risk Appetite, and effectively influencing or negotiating with stakeholders on risk acceptance
Be able to conduct active deep dives and Risk assessments for active Risk management
Well-versed in market trends, competitor activities, and the broader risk environment, with the ability to use this knowledge to enhance internal controls
Having gravitas and experience in influencing senior stakeholders including Managing Director level
Ability to design and implement the Risk strategy in line with the Overall Vision of BUK Customer and Digital function
Deep understanding of market trends, competitor activities, and the broader risk environment, using this knowledge to drive continuous improvements in internal controls
Subject Matter Expertise and experience of delivering transformation and change in Risk management

Job Responsibility

Overseeing risk and control across Retail customers being referred for Investment and Wealth products
ensuring that key risks are effectively identified, understood, and managed
maintaining a great focus on customer outcomes
helping to prevent issues such as mis-selling, poor advice, unresolved complaints, and inconsistent delivery of Consumer Duty expectations
assessing risks linked to product suitability and proposition design
ensuring products are appropriate for their target audience and deliver fair value
supporting the management of advice boundary and referral risks
ensuring clear and effective controls are in place across Barclays UK (BUK) – Prive Bank and Wealth Management (PBWM) interactions and that the distinction between guidance and advice is maintained
oversight of sales and distribution practices
monitoring risks related to incentivisation and ensuring consistency across digital, telephony, and branch channels

What we offer

Hybrid working
flexible working arrangements
inclusion and opportunities
Wellness suite including gym and exercise studios
personal training sessions and massage therapy
cycle hire and parking areas
showering and changing facilities
CoSpace drop-in co-working space

Fulltime

Risk and Controls Oversight Senior Lead - Third party and LRR Risk

Location

United Kingdom , London; Northampton

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Good understanding of Retail Banking Customer Journeys to identify and manage associated risks and controls
Proven experience in data analytics, data science, and driving automation and digitization within Risk Management processes
End-to-end third-party lifecycle risk management: onboarding, due diligence, ongoing monitoring, exit
Supplier dependency & concentration risk management (critical vendors, single points of failure)
Outsourcing / material service provider risk management and compliance with regulatory expectations
Fourth-party risk visibility (sub-contracting chains, hidden exposures)
Third-party performance & control assurance (SLAs, control attestations, audits)
Alignment of controls to LRR obligations and regulatory standards, ensuring correct applicability across journeys in Customer & Digital
Understanding of new LRRs impacting the business, with ability to work closely with Regulatory Engagement teams to ensure compliance
Ability to balance risk management with business goals when defining Risk Appetite, and effectively influencing or negotiating with stakeholders on risk acceptance

Job Responsibility

Develop and assess risk appetite, lead conversations on risk acceptance, ensure controls are designed and assessed properly, resolving any gaps and improving the control environment
Ensure ongoing monitoring of controls to keep the business audit ready, embed active risk management culture, assessing new business activities and leveraging tools KRIs and risk dashboards
Stay on top of market trends and emerging risks, driving continuous education based on internal and external themes and lessons learnt
Ensure compliance with relevant laws and regulations, preparing and enhancing governance papers and reports
Identify opportunities for data led controls monitoring and automation of controls
Ensure compliance with RCSA, Issue management and Risk events management process in line with Operational Risk framework

Fulltime

Manager, IT Governance, Risk & Compliance

Reporting to the Director, IT Governance, Risk & Compliance, the GRC Manager is ...

Location

Canada , Toronto

Salary:

85000.00 - 125000.00 CAD / Year

Four Seasons

Expiration Date

Until further notice

Requirements

Bachelor’s degree or equivalent business qualifications
Minimum 5 years of experience with PCI standard and GRC methodologies
Information Security Certification or Accreditation is an asset
Professional security management certifications are highly preferred (ie. CISSP, CRISC)
PCI Compliance: Strong understanding of PCI DSS requirements and the use of compliance tools to support adherence to the standards
Reporting & Analytics: Proficient in reporting tools for creating dashboards, analyzing program data, and generating compliance and risk reports that support leadership decision‑making
IT Governance: Strong knowledge of governance frameworks such as COBIT and ISO 27001, applying these structures to strengthen compliance and manage risks effectively
Ticketing & ITIL: Proficient in ITIL‑based ticketing systems such as ServiceNow to manage incidents, problems, and changes, ensuring smooth service delivery and timely issue resolution
Risk Management: Comprehensive understanding of IT and cybersecurity risk practices, including identifying and evaluating risks and supporting remediation efforts
Change Management: Experienced in managing and reviewing IT change requests to assess compliance and risk impact, ensuring proper approvals, documentation, and alignment with internal change governance processes

Job Responsibility

Lead the Corporate Office PCI compliance Program, including: Define, collect, and conduct internal reviews for the Corporate Quarterly PCI compliance cycles
Lead the planning, evidence collection, and internal review processes for the Corporate Annual PCI assessment
Scheduling and participating in all audit-related meetings to ensure consistent communication between teams and the QSA
Overseeing remediation of audit findings and tracking progress to closure
Work closely with the QSA to ensure the successful annual renewal of the company’s AoC (Attestation of Compliance) and RoC (Report of Compliance) as a Level 1 service provider
Facilitating the Corporate annual tabletop major incident response exercise with Corporate TID teams
Maintain and update the company’s IT policies, standards, and procedures
develop new documentation and RACI matrices
communicate changes to relevant stakeholders
conduct reviews as required

Fulltime

Legal Risk, Governance and Controls PMO VP

Join the Legal team to protect Barclays, its employees, and its brands while ens...

Location

United Kingdom , Glasgow

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Experience of large and complex regulatory change
Experience of board level and regulatory reporting
PMO background with experience in Change role supporting Legal/Compliance/Risk
Effective senior stakeholder management with strong written and verbal communication skills
Experience preparing clear, insightful presentations to communicate findings or recommendations

Job Responsibility

Development and implementation of best practice legal strategies for risk management and compliance
Legal advice and support to the business on regulatory affairs, including regulatory compliance, risk management, and transactional matters
Subject matter support in the Legal department’s representation of the bank in legal proceedings related to regulatory matters, such as litigation, arbitration, and regulatory investigations
Review of relevant legislation and regulation and creation and review of legal documents, where applicable, to ensure compliance with applicable laws and regulations
Legal research and analysis to stay up to date on changes in laws and regulations that may impact the bank's operations
Developing and delivering training programmes to educate employees on applicable legal and regulatory requirements related to the bank's operations
Pro-active identification, communication, and provision of legal advice on applicable laws, rules and regulations (LRRs)
Keeping up to date with regards to changes to LRRs in the relevant coverage area
Ensuring that LRRs are effectively allocated to, and adequately reflected within, the relevant policies, standards and controls

Fulltime

IT Governance & Risk Manager

The IT Risk & Governance Manager, who reports into the Head of Risk, is responsi...

Location

United Kingdom , London

Salary:

Not provided

Audit & Risk Recruitment

Expiration Date

Until further notice

Requirements

Minimum of 5 years of experience in IT risk management, IT Governance, or a related field
Strong understanding of IT risk management principles and practices
In-depth knowledge of IT risk management and control frameworks e.g COBIT, ITIL
Ability to analyse complex IT environments and identify potential risks
Excellent organizational and project management skills
High attention to detail and accuracy
Strong leadership and influencing skills

Job Responsibility

Identify, assess, and prioritize IT risks, including cybersecurity, data privacy, and operational risks
Design and implement effective IT controls to mitigate identified risks
Monitor and evaluate the effectiveness of IT controls and risk management strategies
Ensure compliance with relevant laws, regulations, and industry standards (e.g., GDPR, ISO 27001)
Prepare and present IT risk reports to senior management and the board of directors
Conduct training and awareness programs on IT risk and controls

Fulltime

Assistant Finance Manager - Risk and Governance

Be part of the world’s most successful, purpose-led business. Work with brands t...

Location

India , Mumbai

Salary:

Not provided

Unilever

Expiration Date

Until further notice

Requirements

CA/ MBA with 0 – 5 years of experience
strong problem solving and analytical abilities
excellent inter-personal and communication skills

Job Responsibility

Lead the Risk & Controls Governance agenda by ensuring robust internal controls, effective risk mitigation frameworks, and compliance with global Unilever standards
Engage and manage senior stakeholders, including Global teams and FLT members, to align on priorities, provide insights, and influence decision‑making
Coordinate and drive multiple internal and external audits, ensuring readiness, timely documentation, issue resolution, and closure of action plans
Drive digitisation and simplification initiatives to enhance efficiency, automate controls, and strengthen the overall risk and controls landscape across HUL

Fulltime

Governance and Conduct Risk Manager

The Governance and Conduct Risk Manager will be responsible for developing, impl...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor's degree in Finance, Business Administration, Law, Economics, or a related field
Master's degree or relevant professional certifications (e.g., FRM, PRM, CAMS, ICA qualifications) are a plus
Understanding of banking regulations, corporate governance principles, and conduct risk expectations
Excellent analytical and problem-solving abilities
Exceptional verbal and written communication skills
Strong ability to build relationships and collaborate effectively across all levels of the organization
Ability to think strategically and translate regulatory requirements into practical business solutions
Proven ability to manage multiple projects simultaneously
Unquestionable integrity and ethical standards
Proficient in Microsoft Office Suite

Job Responsibility

Design, develop, and implement the bank's governance and conduct risk framework
Ensure framework integrates with enterprise risk management framework
Develop and maintain robust control environment for governance and conduct risks
Conduct regular risk assessments
Analyze emerging regulatory requirements and industry trends
Facilitate workshops with business units
Establish and monitor key risk indicators and key performance indicators
Develop comprehensive reports for senior management and Board of Directors
Oversee tracking and resolution of governance and conduct risk issues
Provide expert advice to business units on governance and conduct risk matters

Fulltime

Select Country

It Governance, Risk And Controls Manager

Job Description

Job Responsibility

Requirements

Looking for more opportunities?