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The Investor Services Head of Controls and Regulatory Management (C16) will be tasked with leading and managing the global risk and controls organization for Investor Services, comprised of multiple teams of senior professionals including other senior managers. The role requires a broad and comprehensive understanding of the risk and regulatory framework across Investor Services and the Firm including the different systems, models and practices relevant to the function as well as practical experience of multiple business cycles.
Job Responsibility:
Lead Investor Services Risk and Regulatory Management team
manage Investor Services’ complex global business to drive the risk and control function
uplift risk, compliance and governance standards
partner with stakeholders to enable business growth
engage with Services Risk and Control teams
maintain front-to-back oversight of all in-business controls processes and governance
promote and foster a culture of end-to-end collaboration and accountability
Requirements:
15+ years experience in Financial Services
preferably with time spent in a role with direct risk, controls, and regulatory management responsibilities
specific operational risk experience is a plus
demonstrated ability to understand risk management principles, regulatory frameworks, Operational Processes and Technology systems for the business
strong communication skills
strategic and analytical thinker
strong people manager
experience managing teams with broad accountability in a complex environment
Bachelor’s/University degree or equivalent experience, preferably Masters degree
Nice to have:
specific operational risk experience
strong communication skills
strategic and analytical thinker
strong people manager
What we offer:
equal opportunity employer
reasonable accommodation for persons with disabilities
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