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Investment Suitability & Controls Specialist

https://www.randstad.com Logo

Randstad

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Location:
Singapore , Singapore

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Category:
Banking

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

Our client is a Bank hiring for an Investment Suitability & Controls specialist.

Job Responsibility:

  • Drive the implementation and continuous improvement of internal governance frameworks related to investment suitability and trade surveillance
  • Conduct thorough investigations into potential market conduct breaches and sales practice anomalies to ensure regulatory alignment
  • Act as a specialist advisor to front-office teams regarding compliance standards and the ethical conduct of business activities
  • Review complex transactions and account activities to identify and mitigate risks associated with potential market abuse
  • Manage the documentation and reporting process for internal audits and regulatory inquiries concerning conduct monitoring

Requirements:

  • Minimum 5-8 years of relevant experience in trade surveillance, conduct risk, or investment suitability within the private banking or wealth management sector
  • Comprehensive knowledge of the regulatory landscape governing financial advisory services and market behavior
  • Strong analytical capabilities with a focus on identifying patterns of irregular activity in high-volume transaction data
  • Ability to work independently in a fast-paced environment while maintaining a high level of accuracy and attention to detail

Additional Information:

Job Posted:
May 11, 2026

Expiration:
June 11, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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