Investment Officer Job at Robert Half (Dallas, Texas)

Investment Officer

We are looking for an Investment Officer to join our team in Dallas, Texas, and ...

Location

United States , Dallas

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance, accounting, or a related field preferred
Proven experience in fund administration and managing investment accounts
Strong knowledge of investment portfolios and equity investment strategies
Familiarity with month-end close processes and financial reporting
Excellent communication skills to effectively engage with clients and present investment solutions
Ability to analyze market trends and financial instruments
Strategic thinking and account management capabilities
Proficiency in financial software and tools

Job Responsibility

Build and nurture relationships with credit union clients to foster trust and increase business opportunities
Identify new prospects and effectively communicate the value of investment products to expand the client base
Manage assigned accounts strategically to meet individual sales targets and contribute to market growth
Promote investment opportunities through both virtual and in-person communication channels
Represent the organization at conferences and industry events to enhance brand visibility and attract potential clients
Collaborate with internal teams to align sales strategies with organizational goals and market trends
Stay updated on market developments and financial instruments to provide clients with informed recommendations
Develop tailored investment solutions for clients, including fixed-income securities, certificates of deposit, and subordinated debt
Monitor client needs and feedback to ensure satisfaction and long-term partnerships
Prepare detailed reports and analyses to track sales performance and identify areas for improvement

What we offer

medical
vision
dental
life and disability insurance
company 401(k) plan

Compliance Officer - Investment Products (MiFID II)

As a Compliance Officer (Investment Products), you’ll play a key role in ensurin...

Location

Luxembourg

Salary:

Not provided

Satispay

Expiration Date

Until further notice

Requirements

3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II, in Luxembourg or Europe
Experience working within a compliance framework is required
Direct exposure to audits and inspections is a strong plus
European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms
Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools)
AML/CFT knowledge – including transaction monitoring and international financial sanctions
Ability to work independently
Curiosity and proactivity – a drive to learn and take initiative
Fluent in English – both written and spoken
Excellent communication and writing skills – convey complex information clearly and concisely

Job Responsibility

Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations
Perform second-line of-defense controls, highlight weaknesses, and issue recommendations
Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets
Support the management of compliance incidents
Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts
Contribute to the regulatory strategy and support future license extension processes
Assist in drafting, updating, and maintaining compliance policies
Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
Support interactions with regulators on matters related to investment services, inspections, and periodic updates
Assist in coordinating and preparing responses for audits

What we offer

Unlimited paid time off
Psychological support & mental health webinars with Serenis
Flexible hybrid working system
Extended parental leave
Childcare leave
Professional development programmes
Internal mobility program
Language classes with Preply
Internal workshops & training
Stock Option Plan (with additional grants often provided based on performance)

Fulltime

Compliance Officer – Investment Banking

This is an excellent opportunity to step into a key role within a small, FCA-reg...

Location

United Kingdom , London

Salary:

Not provided

Cheriva Group Ltd

Expiration Date

Until further notice

Requirements

Oversee compliance with applicable FCA rules and guidance, including SYSC, COBS, SM&CR, and MAR
Maintain and update internal compliance policies and procedures
Conduct compliance monitoring and risk assessments
Lead or support regulatory reporting and filings (e.g., RegData returns)
Oversee KYC/onboarding and ensure AML/CTF processes align with UK regulatory standards
Advise senior stakeholders on regulatory matters and emerging compliance risks
Coordinate with external compliance consultants or a principal firm, if operating under an Appointed Representative model
Support training and awareness across the firm

Job Responsibility

Provide day-to-day compliance support
Ensure ongoing regulatory adherence
Support senior leadership with policy, monitoring, and governance matters
Work closely alongside the firm’s Compliance Manager, supporting the day-to-day compliance framework and contributing to ongoing regulatory initiatives

Investment Officer, Private Debt

Heitman is seeking an Investment Officer to join our Private Debt Investment tea...

Location

United States , Chicago

Salary:

150000.00 - 250000.00 USD / Year

Heitman

Expiration Date

Until further notice

Requirements

Minimum 8 years of investment experience, with a preference for candidates at VP and SVP levels
Proven experience as an Investment Officer in originations or acquisitions, with a background in private debt origination, equity acquisitions, joint venture equity investing, or non-recourse senior debt
Strong analytical skills across the investment risk spectrum, with a solid understanding of financial modeling and valuation of value-add assets
Familiarity with legal documents including joint venture agreements, mezzanine loan documents and senior loan documents
Extensive network of contacts and relationships in various investment channels, with a strong reputation in the investment community
Strong academic background
Bachelor’s Degree in Finance, Real Estate, Economics, or a related field
Excellent negotiation and business development skills
Strong financial acumen, including knowledge of senior financing, mezzanine, and preferred equity
Entrepreneurial mindset with a willingness to take smart risks

Job Responsibility

Establishing and maintaining operator, developer and broker relationships
Evaluating investment opportunities, assessing risks, and identifying ways to optimize risk and return via market selection, asset selection, business plan evaluation, and capital structure
Conducting valuation analyses, negotiating terms, performing due diligence, and preparing materials for presentation to investment committee
Coordinate with relevant internal groups including research, asset management, due diligence and others to gain consensus on investment opportunities
Present opportunities to senior lenders to secure necessary leverage to achieve targeted returns
Coaching and managing junior investment professionals.

What we offer

Competitive compensation
Annual bonus plan
Leading-edge, human-centric benefits package.

Fulltime

Investment Operations Officer, Fund Administration

Lead fund administration for a prestigious global investment firm in Tokyo – a d...

Location

Japan , Tokyo 23 wards

Salary:

6500000.00 - 10000000.00 JPY / Year

Randstad

Expiration Date

August 28, 2026

Requirements

3 years undergraduate degree preferably in business related discipline
3 years of work experience in a function that has some related financial analysis or use of analytical skills
Knowledge of multiple asset classes and how they can be used in portfolios
Strong knowledge of Microsoft Office
The candidate should be able to communicate effectively, work well in a team setting, and be able to effectively handle changes with a positive outlook

Job Responsibility

Lead the processing of daily fund transactions
Reconcile fund accounts and identify discrepancies
Prepare and review fund reports
Ensure compliance with relevant regulations
Collaborate with other teams to ensure smooth operations
Develop and maintain procedures to improve efficiency and accuracy

What we offer

健康保険
厚生年金保険
雇用保険
労災保険

Fulltime

Investment AML Officer

As a crucial member of our growing KYA team in Vilnius you will be accountable f...

Location

Lithuania , Vilnius

Salary:

1750.00 - 2500.00 EUR / Month

Alter Domus

Expiration Date

Until further notice

Requirements

You hold a university degree
Experience in alternative assets (e.g., PE, RE) or Compliance and/or a strong AML/KYC background, preferably in a Legal or Financial Services environment
You have an interest in alternative investments and the operations of alternative asset funds
You show a high interest in regulatory and compliance topics
You are fluent in English
You like working in a small team and you are able to think out of the box
You are a results-oriented person
You combine a large autonomy with the necessary attention to detail
You possess strong customer service skills, particularly in written communication

Job Responsibility

Client Relations: Preparing and responding to client inquiries and requests
Communication: Engaging directly with the client’s investment teams to ensure compliance and clarity throughout the due diligence process
Compliance: Adhering to all regulatory and internal requirements related to the AML/KYA due diligence processes
Conducting Due Diligence: Reviewing information and documents pertaining to various transactions and asset types
Monitoring: Conducting ongoing monitoring of investment activities
Record Keeping: Ensuring KYA information is accurately maintained in the database and the electronic document management system (EDMS)
Reporting: Maintaining internal trackers and databases for KPI reporting
Reviews: Following up with clients on any missing KYA information
Training and Awareness: Developing a comprehensive understanding of different investment types and the specifics of each transaction

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor

In this role, you’ll lead our Securities Compliance team as the Chief Compliance...

Location

United States , San Francisco; New York; Portland

Salary:

242700.00 - 303400.00 USD / Year

Mercury

Expiration Date

Until further notice

Requirements

10+ years of experience working in securities compliance role, ideally at a financial technology company, brokerage, or asset manager
FINRA Series 24 license
additional licenses helpful but not required
Extensive experience with FINRA and SEC regulations on RIAs (Registered Investment Advisor) and BDs (Broker-Dealer)
Experience building regulatory functions from the ground up
Comfort in driving strategy and planning for the function autonomously
Exposure to executive-level stakeholders, including experience reporting to leadership on the status of compliance programs and regulatory relationships

Job Responsibility

Mature our foundational program to manage all of Mercury’s direct regulatory and license obligations, and continually assess our compliance posture in advance of new licensing needs
Supervise employees working on investment-related product offerings and ensure compliance across regulated securities entities (RIA and Broker-Dealer)
Manage examinations/audits (internal and external) or other regulatory inquiries related to licensed activity, including serving as primary point of contact with regulatory bodies
Work across Compliance and key cross functional teams to ensure direct regulatory requirements are sufficiently addressed through compliance programs, product solutions or new operational builds
Support governance efforts on behalf of Mercury’s Compliance organization including monitoring ongoing compliance and establishing mechanisms for reporting on entity compliance health
Support the Compliance function in defining and achieving departmental initiatives, maintaining product support playbooks and best practices, developing and documenting scalable solutions, and liaising with external parties
Contribute to building a strong culture of compliance across Mercury’s teams

What we offer

base salary, equity, and benefits

Fulltime

Senior Community Impact Manager, Systems Change and Public Policy

The Senior Community Impact Manager, Systems Change and Public Policy works with...

Location

United States , Seattle

Salary:

39.98 - 42.08 USD / Hour

United Way

Expiration Date

Until further notice

Requirements

Bachelor's degree or equivalent work experience in human services, public policy, public administration, social work, political science, or a related field
A minimum of five years' progressively responsible experience in community organizing, public policy, racial equity, and related positions that include relationship and trust building, research, analysis, and writing
Demonstrated experience in project management, organizational development, volunteer management required
Experience and understanding of systemic and institutional racial bias
Sensitivity to issues and concerns of BIPOC communities required
Deep passion for creating an inclusive and equitable work environment a plus
Demonstrates advanced public policy knowledge related to human services and cradle-to-career education with an understanding of public policy and funding/budget frameworks at federal, state, and local levels, as well as legislative and community decision-making processes
Demonstrated ability to use independent judgment in evaluating situations and recommending decisions
Demonstrated understanding of social and racial justice and equity, with a proven commitment to applying racial justice/racial equity analysis in both interpersonal and workplace contexts and particularly to public policy and system change issues
Lived experience and/or demonstrated professional skills engaging a wide range of stakeholders from BIPOC community stakeholders to internal partners, advocacy coalitions, high-level volunteers, donors, grass-roots service recipients, and funded agency staff in advocacy and systems change work

Job Responsibility

Identifies, researches, summarizes, and vets relevant issues in United Way's main investment and public policy areas in a manner that centers racial equity and the voice of communities most impacted by the issues we seek to address and in coordination with BIPOC and 'mainstream' advocacy partners and internal staff
Cultivates and builds strong relationships with BIPOC advocacy coalitions and partners and engages grantee agencies and BIPOC community partners in policy agenda development
Prepares written materials to describe key BIPOC community issues, United Way's positions, and the evolving positions of relevant public policy makers
Writes and posts blog articles, composes action alerts, and writes letters and emails to public officials and constituents on BIPOC-led systems change and public policy issues
Meets with elected officials, lobbyists, advocacy coalitions and others to elevate BIPOC community voices in human services advocacy
Helps manage lobbying contract and direct lobbying activities, including reporting to appropriate disclosure agencies
Manages and coordinates direct advocacy from United Way donors, Board members, direct service recipients, volunteers, and other stakeholders
Helps identify, organize, and participate in meetings and discussions around relevant new and emerging public policy issues/initiatives
Manages grants and contracts focusing on BIPOC-led systems change and supporting BIPOC community advocacy, including writing and monitoring contracts, and utilizing United Way's grant and contract systems
Performs other duties as assigned

What we offer

Medical, dental, vision and life insurance
PTO (including holidays)
403(b) retirement savings plan
Subsidized Transit Pass (Orca Card)
Opportunities to work with smart, passionate, and enthusiastic team members and volunteers
Ongoing collaboration with diverse staff and other constituents
A desirable culture of high-performance expectations and accountability
Exciting and challenging work
Opportunities to help solve the community's toughest problems
Competitive pay that is commensurate with demonstrated successful performance and experience

Fulltime

Select Country

Investment Officer

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Investment Officer

Investment Officer

Compliance Officer - Investment Products (MiFID II)

Compliance Officer – Investment Banking

Investment Officer, Private Debt

Investment Operations Officer, Fund Administration

Investment AML Officer

Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor

Senior Community Impact Manager, Systems Change and Public Policy

Our AI answers in your language