Investment Officer Job at Robert Half (Dallas)

Investment Officer

We are looking for an Investment Officer to join our team in Dallas, Texas, and ...

Location

United States , Dallas, Texas

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance, accounting, or a related field preferred
Proven experience in fund administration and managing investment accounts
Strong knowledge of investment portfolios and equity investment strategies
Familiarity with month-end close processes and financial reporting
Excellent communication skills to effectively engage with clients and present investment solutions
Ability to analyze market trends and financial instruments
Strategic thinking and account management capabilities
Proficiency in financial software and tools

Job Responsibility

Build and nurture relationships with credit union clients to foster trust and increase business opportunities
Identify new prospects and effectively communicate the value of investment products to expand the client base
Manage assigned accounts strategically to meet individual sales targets and contribute to market growth
Promote investment opportunities through both virtual and in-person communication channels
Represent the organization at conferences and industry events to enhance brand visibility and attract potential clients
Collaborate with internal teams to align sales strategies with organizational goals and market trends
Stay updated on market developments and financial instruments to provide clients with informed recommendations
Develop tailored investment solutions for clients, including fixed-income securities, certificates of deposit, and subordinated debt
Monitor client needs and feedback to ensure satisfaction and long-term partnerships
Prepare detailed reports and analyses to track sales performance and identify areas for improvement

What we offer

medical
vision
dental
life and disability insurance
company 401(k) plan

Compliance Officer - Investment Products (MiFID II)

As a Compliance Officer (Investment Products), you’ll play a key role in ensurin...

Location

Luxembourg

Salary:

Not provided

Satispay

Expiration Date

Until further notice

Requirements

3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II, in Luxembourg or Europe
Experience working within a compliance framework is required
Direct exposure to audits and inspections is a strong plus
European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms
Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools)
AML/CFT knowledge – including transaction monitoring and international financial sanctions
Ability to work independently
Curiosity and proactivity – a drive to learn and take initiative
Fluent in English – both written and spoken
Excellent communication and writing skills – convey complex information clearly and concisely

Job Responsibility

Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations
Perform second-line of-defense controls, highlight weaknesses, and issue recommendations
Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets
Support the management of compliance incidents
Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts
Contribute to the regulatory strategy and support future license extension processes
Assist in drafting, updating, and maintaining compliance policies
Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
Support interactions with regulators on matters related to investment services, inspections, and periodic updates
Assist in coordinating and preparing responses for audits

What we offer

Unlimited paid time off
Psychological support & mental health webinars with Serenis
Flexible hybrid working system
Extended parental leave
Childcare leave
Professional development programmes
Internal mobility program
Language classes with Preply
Internal workshops & training
Stock Option Plan (with additional grants often provided based on performance)

Fulltime

Investment Officer, Private Debt

Heitman is seeking an Investment Officer to join our Private Debt Investment tea...

Location

United States , Chicago

Salary:

150000.00 - 250000.00 USD / Year

Heitman

Expiration Date

Until further notice

Requirements

Minimum 8 years of investment experience, with a preference for candidates at VP and SVP levels
Proven experience as an Investment Officer in originations or acquisitions, with a background in private debt origination, equity acquisitions, joint venture equity investing, or non-recourse senior debt
Strong analytical skills across the investment risk spectrum, with a solid understanding of financial modeling and valuation of value-add assets
Familiarity with legal documents including joint venture agreements, mezzanine loan documents and senior loan documents
Extensive network of contacts and relationships in various investment channels, with a strong reputation in the investment community
Strong academic background
Bachelor’s Degree in Finance, Real Estate, Economics, or a related field
Excellent negotiation and business development skills
Strong financial acumen, including knowledge of senior financing, mezzanine, and preferred equity
Entrepreneurial mindset with a willingness to take smart risks

Job Responsibility

Establishing and maintaining operator, developer and broker relationships
Evaluating investment opportunities, assessing risks, and identifying ways to optimize risk and return via market selection, asset selection, business plan evaluation, and capital structure
Conducting valuation analyses, negotiating terms, performing due diligence, and preparing materials for presentation to investment committee
Coordinate with relevant internal groups including research, asset management, due diligence and others to gain consensus on investment opportunities
Present opportunities to senior lenders to secure necessary leverage to achieve targeted returns
Coaching and managing junior investment professionals.

What we offer

Competitive compensation
Annual bonus plan
Leading-edge, human-centric benefits package.

Fulltime

New

Senior Product Officer (Saving & Investment Product)

Be key resource of the team in devising product solutions to support company’s g...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Axa

Expiration Date

Until further notice

Requirements

University graduate in discipline such as marketing, business, statistics or actuarial
Minimum 3-5 years of relevant experience
Good business acumen and marketing sense
A good team player and be able to work independently
Innovative, with good presentation skills and attentive to details
Interest in performing research and be able to synopsize management information
Good command of both written and spoken English, written Chinese, and spoken Cantonese

Job Responsibility

Be key resource of the team in devising product solutions to support company’s goals in providing customer-centric product solutions via product suite of savings and investment oriented insurance products
Prepare and review various product materials to facilitate the product development and implementation process while meeting the product governance requirements
Conduct market intelligence analysis on a regular basis so as to gain insight on the latest market and product trend and identify business opportunities
Work closely with various stakeholders to ensure products and various product initiatives will be launched in a satisfactory and timeline manner
Participate in discussion to develop product designs and sales campaigns
Support ongoing product maintenance, address product-related queries from internal and external teams and handle post-launch initiatives
Lend supports to the special quotation process to customize various business needs

Fulltime

Investment Operations Officer, Fund Administration

Lead fund administration for a prestigious global investment firm in Tokyo – a d...

Location

Japan , Tokyo 23 wards

Salary:

6500000.00 - 10000000.00 JPY / Year

Randstad

Expiration Date

August 28, 2026

Requirements

3 years undergraduate degree preferably in business related discipline
3 years of work experience in a function that has some related financial analysis or use of analytical skills
Knowledge of multiple asset classes and how they can be used in portfolios
Strong knowledge of Microsoft Office
The candidate should be able to communicate effectively, work well in a team setting, and be able to effectively handle changes with a positive outlook

Job Responsibility

Lead the processing of daily fund transactions
Reconcile fund accounts and identify discrepancies
Prepare and review fund reports
Ensure compliance with relevant regulations
Collaborate with other teams to ensure smooth operations
Develop and maintain procedures to improve efficiency and accuracy

What we offer

健康保険
厚生年金保険
雇用保険
労災保険

Fulltime

Investment AML Officer

As a crucial member of our growing KYA team in Vilnius you will be accountable f...

Location

Lithuania , Vilnius

Salary:

1750.00 - 2500.00 EUR / Month

Alter Domus

Expiration Date

Until further notice

Requirements

You hold a university degree
Experience in alternative assets (e.g., PE, RE) or Compliance and/or a strong AML/KYC background, preferably in a Legal or Financial Services environment
You have an interest in alternative investments and the operations of alternative asset funds
You show a high interest in regulatory and compliance topics
You are fluent in English
You like working in a small team and you are able to think out of the box
You are a results-oriented person
You combine a large autonomy with the necessary attention to detail
You possess strong customer service skills, particularly in written communication

Job Responsibility

Client Relations: Preparing and responding to client inquiries and requests
Communication: Engaging directly with the client’s investment teams to ensure compliance and clarity throughout the due diligence process
Compliance: Adhering to all regulatory and internal requirements related to the AML/KYA due diligence processes
Conducting Due Diligence: Reviewing information and documents pertaining to various transactions and asset types
Monitoring: Conducting ongoing monitoring of investment activities
Record Keeping: Ensuring KYA information is accurately maintained in the database and the electronic document management system (EDMS)
Reporting: Maintaining internal trackers and databases for KPI reporting
Reviews: Following up with clients on any missing KYA information
Training and Awareness: Developing a comprehensive understanding of different investment types and the specifics of each transaction

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor

In this role, you’ll lead our Securities Compliance team as the Chief Compliance...

Location

United States , San Francisco; New York; Portland

Salary:

242700.00 - 303400.00 USD / Year

Mercury

Expiration Date

Until further notice

Requirements

10+ years of experience working in securities compliance role, ideally at a financial technology company, brokerage, or asset manager
FINRA Series 24 license
additional licenses helpful but not required
Extensive experience with FINRA and SEC regulations on RIAs (Registered Investment Advisor) and BDs (Broker-Dealer)
Experience building regulatory functions from the ground up
Comfort in driving strategy and planning for the function autonomously
Exposure to executive-level stakeholders, including experience reporting to leadership on the status of compliance programs and regulatory relationships

Job Responsibility

Mature our foundational program to manage all of Mercury’s direct regulatory and license obligations, and continually assess our compliance posture in advance of new licensing needs
Supervise employees working on investment-related product offerings and ensure compliance across regulated securities entities (RIA and Broker-Dealer)
Manage examinations/audits (internal and external) or other regulatory inquiries related to licensed activity, including serving as primary point of contact with regulatory bodies
Work across Compliance and key cross functional teams to ensure direct regulatory requirements are sufficiently addressed through compliance programs, product solutions or new operational builds
Support governance efforts on behalf of Mercury’s Compliance organization including monitoring ongoing compliance and establishing mechanisms for reporting on entity compliance health
Support the Compliance function in defining and achieving departmental initiatives, maintaining product support playbooks and best practices, developing and documenting scalable solutions, and liaising with external parties
Contribute to building a strong culture of compliance across Mercury’s teams

What we offer

base salary, equity, and benefits

Fulltime

Investment Banking Analyst Program

The Investment Banking Analyst Program is a two-year experience designed for und...

Location

United States , San Francisco; Los Angeles

Salary:

90000.00 - 150000.00 USD / Year

Wells Fargo

Expiration Date

August 06, 2026

Requirements

6+ months of Investment Banking Program experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Bachelor’s degree with expected graduation between December 2026–June 2027
Strong academic achievement
Demonstrated interest in finance and financial markets
Strong analytical and communication skills
Proven ability to take on significant responsibility
Relevant internship experience
Ability to work effectively both independently and in teams
Proficiency in Microsoft Office (Excel, PowerPoint, Word)

Job Responsibility

Contributing to the build out of financial models and supporting financial analysis
Conducting company and industry research
Preparing client materials and pitch presentations
Participating in diligence sessions, client meetings, and internal discussions
Collaborating with senior bankers across sectors and geographies
Supporting the development of junior team members

What we offer

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement

Fulltime

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Investment Officer

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