Investment Management Counsel Job at Axiom Law

Senior Counsel-Associate General Counsel - Investments

At Allianz Life, we are driven by our mission – we secure your future – and by o...

Location

United States , Minneapolis

Salary:

141000.00 - 282000.00 USD / Year

Allianz

Expiration Date

Until further notice

Requirements

Law degree from ABA accredited law school
Licensed to practice in Minnesota or an active member in good standing with a state bar with the ability to be admitted in Minnesota within six months of hiring
9+ years of experience with a law firm or in-house corporate law department, in an in-house corporate law department of an institutional investment manager or for the internal investment department of an insurance company
Broad experience in providing legal counsel on sophisticated institutional and alternative investments, hedging and derivatives trading and general corporate governance matters
Experience in providing legal counsel on distressed assets or assets in workout arrangements
Initiative-taker with strong organizational, communication and people skills
Ability to navigate complicated and nuanced issues
Inquisitive and willing to learn and expand legal knowledge in unanticipated areas and take on new challenges
Ability to manage and prioritize multiple projects
Demonstrated success as a team member and in collaborating with business partners

Job Responsibility

Provide high quality legal services on a timely and cost-efficient basis
Provide comprehensive legal support in the investment space for a large life insurance company and its investment management subsidiary, including reviewing, negotiating, and drafting investment related agreements
Advise on legal and regulatory requirements, corporate policies and procedures, best practices, and strategies for managing risk as part of a multi-national organization
Analyze business plans and participate in project teams and corporate initiatives to identify legal risks, and advise clients on findings and mitigation strategies
Offer legal support to the investment governance, risk, and compliance team, by advising on laws, regulations, and corporate policies applicable to institutional investment advisers and insurance company investors
Assist with corporate governance and operational matters
Prepare legal memoranda, legal agreements, regulatory filings, and other documents
Collaborate cross functionally with other attorneys and outside counsel to provide holistic legal advice

What we offer

Choice of comprehensive medical, dental and vision plan options
Health savings account
Tuition reimbursement
Student loan retirement plan
Generous annual paid leave
Outstanding 401(k) company match
Life insurance
Award-winning campus with an array of discounted amenities, including an onsite health center, child development center, fitness facility, convenience store and two cafeterias
Employee Resource Groups

Fulltime

Investment Funds & Securities Counsel

We are seeking an Investment Funds & Securities Lawyer to join our growing team ...

Location

United States , New York

Salary:

147000.00 USD / Year

Axiom Law

Expiration Date

Until further notice

Requirements

JD or equivalent with active bar membership in good standing
4–15 years of experience advising on ETFs, mutual funds, private funds, or investment products
Documented experience with new Margin Lending rules
Experience with trading agreements, underwriting, and 33/34 Act compliance
Familiarity with prime brokerage agreements, including fixed income and synthetic prime arrangements
Strong drafting, communication, and independent working skills

Job Responsibility

Advise on the formation, operation, and ongoing compliance of registered investment funds, including ETFs and mutual funds
Provide legal counsel on securities trading agreements, including swaps, options, futures, and equity/debt transactions
Support prime brokerage arrangements, including fixed income and synthetic prime agreements, with familiarity in FINRA 4210, Regulation T, and Regulation U
Counsel on Margin Lending compliance, including application and integration of updated margin rules
Interpret and apply SEC regulations, including the Investment Company Act of 1940 and related federal securities laws
Draft, review, and negotiate fund governance materials, offering documents, shareholder communications, and advisory agreements
Collaborate with in-house counsel, compliance teams, and investment professionals to ensure alignment across fund products and securities transactions
Monitor developments in asset management, trading, and margin regulations and provide proactive legal guidance

What we offer

health benefits
401k
professional development tools and resources
learning and development programs

Investment Counselor

Investment Counselor role covering the Israel Market, working closely with Priva...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Postgraduate Degree Educated or equivalent preferred
CFA or equivalent registration preferred
Complete relevant regulatory qualifications
Experience of the financial industry, preferably in a trading or advisory role
Investment, banking and either portfolio management or trading experience
Excellent relationship building skills
Ability to cope with ambiguity & change
Ability to challenge status quo and continuously optimize processes
Ability to communicate effectively with co-workers and clients
Successful team player with ability to work individually under stress

Job Responsibility

Advise clients on portfolios, asset allocation, capital markets solutions, money markets, and alternatives
Act as primary conduit to Citi Private Bank's global investment product platform
Collaborate with Private Bankers to provide investment services to ultra-high net worth clients and family offices
Deliver agreed sales goals within CPB business strategy
Engage and advise clients on brokerage activity and execute trades
Assess risk when business decisions are made
Drive compliance with applicable laws, rules and regulations

What we offer

Career growth opportunities
Exposure to all areas of Citi Private Bank and Global Wealth Management business
Opportunity to develop into senior producer, team leader, or banking positions
Global benefits supporting well-being, growth and work-life balance

Fulltime

Investment Advisor

Join us an Investment Specialist at Private Bank, where we strive to provide the...

Location

India , Mumbai

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Long investment counselling, investment advisory and/or investment management experience centred in India
Thorough knowledge of Indian and global markets and investment products and services
Thorough Knowledge of Private Banking & Wealth Management regulatory and industry landscape in India
Thorough Knowledge of business opportunities in the region in Investments
All necessary regulatory certifications, such as NISM X-A, XXI-A, V-A would be required

Job Responsibility

Provision of SME expertise on specific products and services to customers and colleagues
Understanding of market trends, new features, regulatory requirements and potential risks
Response to customer inquiries, attend client meetings
Presentation of the advantages and features of the product to potential customers
Assistance with the development and execution of marketing materials for the product
Participation in training sessions and workshops
Participation in events, conferences, and other networking opportunities

What we offer

Modern workspaces, collaborative areas, and state-of-the-art meeting rooms
Facilities include wellness rooms, on-site cafeterias, fitness centers, and tech-equipped workstations
Hybrid working
Supportive and inclusive culture and environment
Flexible working arrangements

Fulltime

Investment Funds Lawyer

We are seeking an Investment Funds Lawyer to work with a leading international f...

Location

Canada , Toronto

Salary:

Not provided

Axiom Law

Expiration Date

Until further notice

Requirements

5+ years in securities law with a focus on investment funds/asset management
Experience at Canadian asset managers (RBC GAM, BMO, TD, CIBC, McKenzie, Fidelity, CI, Manulife, Canada Life, etc.)
Strong knowledge of NI 81-series and regulatory framework for mutual funds/ETFs
Previous in-house asset management or large Canadian financial institution experience preferred

Job Responsibility

Launching Canadian-domiciled investment funds (mutual funds, ETFs) for retail and institutional markets
Advising on National Instruments 81-102, 81-106, 81-107 compliance
Supporting product development team on new fund launches
Providing day-to-day legal counsel on asset management matters

What we offer

Medical, dental, and more
Professional development resources
Learning and development programs

Transaction Manager

This role supports Operations, Finance and Legal, as well as supporting other in...

Location

United States , New York

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

5+ years Transaction Management experience within Investment Management or Corporate Banking/Lending
Aviation Finance/Lending industry knowledge is highly preferred, alternatively Securitized Lending or Private Credit
Must have experience managing transactions, reviewing credit agreements/fund structure documents and liaising between various teams across origination, operations, legal etc
Understanding of credit agreements: senior secured, club deals, subordinated debt
Excellent understanding of the loan lifecycle and operational tasks
Experience in credit exposure, collateral management, and operational credit risk
Ability to communicate effectively and collaborate across all areas and levels of the organization including Operating Partners, the company’s Fund Administrator, and external vendors
Bachelor Degree

Job Responsibility

Consolidate and coordinate ongoing aviation investment and deal level activity between Lending Company, Middle Office, and Fund Accounting
Oversee the operational aspects of loan lifecycle events including population control, loan detail accuracy and loan covenant management, including when outsourced
Maintain knowledge of ongoing activity within the portfolio and communicate changes and updates to both internal and external teams
Manage transaction documentation and external counsel (and coordinate with internal legal team as applicable) throughout the deal cycle
Coordinate with and support the lending team for transaction post-closing and ongoing contract administration matters, including development of process improvements
Assist in review of legal documentation and raise issues to lending team and/or legal team as and when appropriate
Entity creation and ongoing management and maintenance of special purpose entities required for lending transactions and related ongoing management and maintenance of structure charts for each transaction
Partner with cross functional teams to deliver seamless, efficient and well-controlled services including the initiation of aviation contribution and distribution wires and corresponding timely and accurate accounting entries
Verify accounting records are complete and accurate between Lending Co and Fund Accounting through review and approval of monthly activity reports
Partner with cross functional teams in quarterly valuation cycles to ensure a complete and accurate aviation valuation population is being priced and ingested by Fund Administrator

What we offer

medical
vision
dental
life and disability insurance
401(k) plan

Legal Consultant - Investment Funds

We are currently seeking Investment Funds Lawyers to join our team and provide l...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Axiom Law

Expiration Date

Until further notice

Requirements

Qualified lawyer with minimum of 3 or more years of experience practicing in investment funds/asset management practice, or relevant experience in-house

Job Responsibility

Provide legal counsel and support on the formation, structuring, and operation of investment funds as well as legal support on funds investments and related investment strategies

What we offer

Medical
dental
professional development resources
learning and development programs

Manager IT Accounting

Manages the administration of IT technology investment and asset management. Spe...

Location

United States , Eagle, ID

Salary:

113930.00 - 170900.00 USD / Year

Lamb Weston

Expiration Date

February 10, 2026

Requirements

Bachelor’s degree in business, finance, or accounting required
6+ years of professional experience in spend analysis and asset management
Leads and directs the work of other employees and has full authority for personnel decisions
Demonstrated ability to analyze and assimilate relevant data into key recommendations
Ability to present complex investment and asset data using detailed reports and charts to both internal and external audiences
Demonstrated successful interpersonal and communication skills (both verbal and written)
Strong ability to think logically and analytically, problem-solve, build consensus, and lead initiatives in an organized and efficient manner
High proficiency in MS Office applications (Word, Excel, PowerPoint, etc.)
Experience effectively working across multiple departments to complete a project or resolve an organizational challenge
Demonstrated ability to self-motivate and work with limited oversight in a fast-paced environment, ability to deal with ambiguity, change and a dynamic business environment

Job Responsibility

Manages technology portfolio investment
evaluates optimal investment strategies and provides tracking to business partners
Creates and manages enterprise-wide asset management systems and serves as liaison as it relates to the functions of this position
Ensures corporate and legal guidelines are followed for managing technology hardware and software investments
Responsible for the evaluation, recommendation, and implementation of asset management processes for all technology assets
Defines requirements for asset acquisition and procedures to include management and disposal strategies for the enterprise
Responsible for technology investment budget preparation, coordinates with procurement on receipt of purchase orders, invoice processing and reconciles changes in inventory
Deliver spending counsel for priority technology projects, monitoring performance and identifying options to achieve business targets
Analyze current technology spend processes and workflows to identify opportunities for improvement
Determines areas of opportunities for continuous improvement

What we offer

Health Insurance Benefits - Medical, Dental, Vision
Flexible Spending Accounts for Health and Dependent Care, and Health Reimbursement Accounts
Well-being programs including companywide events and a wellness incentive program
Paid Time Off
Financial Wellness – Industry leading 401(k) plan with generous company contributions, Financial Planning Services, Employee Stock purchase program, and Health Savings Accounts, Life and Accident insurance
Family-Friendly Employee events
Employee Assistance Program services – mental health and other concierge type services

Fulltime

!

Investment Management Counsel

Axiom Law

Location:
United States

Category:
Legal

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
December 23, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Investment Management Counsel