CrawlJobs Logo
Barclays Logo Barclays · Finance

Investment Banking Compliance Vice President

France, Paris · Job Posted March 19, 2026
Apply Position
Job Link Share

Job Description

In this Investment Banking Compliance VP role, you will act as a key member of the Investment Banking Business Oversight Compliance Team within Barclays Europe. The team provides day to day Compliance advisory services to the Investment Banking Division (Coverage/M&A and Capital Markets) of Barclays Corporate and International Bank. You will contribute to the development and implementation compliance policies and standards and ensure the effective implementation of compliance policies and procedures. You will monitor and test compliance frameworks, review products and transactions, and conduct reviews as needed.

Job Responsibility

  • Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
  • Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
  • Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
  • Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements
  • Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management
  • Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

Requirements

  • Track record of experience in Compliance within an Investment Bank
  • Alternatively, experience at VP level within a law firm or in the Legal/Compliance departments of an investment bank
  • In-depth knowledge of the EU regulatory environment, with particular expertise in the Market Abuse Regulation and MiFID II
  • Fluent written and spoken French and English language skills are essential

Nice to have

  • Demonstrated ability to develop strong relationships with senior stakeholders across European jurisdictions
  • Academic credentials: University degree or equivalent
  • Relevant professional qualifications such as compliance, legal, or accountancy, with a preference for those recognised in the EU
Barclays - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Investment Banking Compliance Vice President

8 matching positions

Vice President - APAC Investment Banking Controls Business Partner

In a Controls role, you'll ensure rigorous and consistent management of Barclays...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong interpersonal, analytical, and decision-making skills
  • proven ability to operate autonomously and deliver results in a complex, fast-paced environment
  • ability to articulate risk and control landscapes
  • understanding of control requirements for internal Barclays and external Regulatory policies
  • stakeholder management skills
  • ability to navigate complex matrix-based environment
  • knowledge of business areas, products, processes and platforms
  • Legal Right to Work in Singapore
Job Responsibility
Job Responsibility
  • Partnering with the APAC Investment Banking business to provide controls-related subject matter expertise
  • overseeing and enhancing the control environment across APAC region
  • offering strategic advice on issues management
  • driving continuous improvement initiatives
  • collaborating with senior stakeholders
  • influencing control decisions
  • providing clear articulation of risk and control landscapes
  • acting as point of coordination for Controls Strategy and improvement initiatives
  • developing and maintaining relationships with senior colleagues
  • driving improved controls culture through data led indicators
  • Fulltime
Read More
Arrow Right

Senior Vice President - Banking Controls Lead

At Citi we’re not just building technology, we’re building the future of banking...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of experience within In-Business Risk and Controls, ICRM, Internal Audit and/or compliance or operational risk management.
  • Knowledge of Commercial, Corporate and Investment bank's products, policies and processes will be preferred.
  • Ability to balance regulatory/policy requirements with business realities and pain points.
  • Experience working in a global, dynamic environment or regional role.
  • Strong influencing, persuasion, and leadership skills.
  • Excellent verbal and written communication skills.
  • Must have analytical inquisitiveness and problem-solving ability.
  • Demonstrated ability to think strategically and 'connect the dots' yet be detail oriented.
  • Demonstrated ability to interact with senior audiences, as well as second/third lines of defense and regulators.
  • Forward-compatible mindset, with the desire to leverage technology to improve analytics.
Job Responsibility
Job Responsibility
  • Support and enhance the control framework for the Banking businesses in Asia Clusters
  • Interact with all business functions and stakeholders, including ICRM, ORM, Operations, and Internal Audit, to identify key Compliance Risks and Policies impacting the Banking business and working closely with the front line and business execution teams in design & implementation of controls.
  • Support Manager's Control Assessment (MCA) framework for Banking business, including development of content for inclusion in Banking MCA, risk identification, inherent risk assessment, control design/re-design and remediation, continuous risk management, and controls automation.
  • Support global MCA assessment unit owners and Control Owners with remediation of gaps identified through Monitoring & Testing
  • Support the B&I Asia Cluster lead in oversight and management of the B&I control framework.
  • Provide SME support during Internal audits, regulatory reviews and remediation work and facilitate holistic assessments of issues across the region to proactively identify and mitigate risks.
  • Support timely identification, documentation, of issues and corrective action plans, read-across analysis and lessons learnt exercise.
  • Support Asia Banking growth strategy by proactively identifying areas of control enhancements and ensure necessary mitigants are in place.
  • Proactively develop strategic initiatives, including leveraging digital/technology solutions to automate controls.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
  • Fulltime
Read More
Arrow Right

Investment Product Development - Vice President

The Independent Advisor Solutions group has launched five 1940 Act registered fu...
Location
Location
United States , New York
Salary
Salary:
160000.00 - 200000.00 USD / Year
icapital.com Logo
iCapital Network
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of relevant professional experience in financial services (e.g., investment management, project management, private investing, investment banking, transaction advisory services, capital markets, management consulting, etc.)
  • Experience with 1940 Act Funds and private markets
  • Experience structuring and development of tender offer and/or interval funds
  • Proven ability to build strong, trusted relationships with internal teams and external clients
  • Exceptional organizational and time management skills, with the ability to manage multiple priorities effectively
  • High attention to detail and accuracy in all deliverables
  • Excellent written and verbal communication skills for clear and persuasive messaging
  • Professional demeanor with an entrepreneurial mindset and strong sense of ownership
  • Bachelor’s degree is required
Job Responsibility
Job Responsibility
  • Lead and support business development and investment product projects and work across the company to ensure on-time and successful completion
  • Work with key internal and external clients, both asset managers and wealth managers, to structure and launch products that support iCapital’s growth initiatives
  • Be a subject matter expert on all aspects of structuring, building, SEC filing and operating a tender offer or interval fund
  • Drive the creation and review of various legal and marketing materials needed to win and bring new products to market
  • Manage workflows related to onboarding new funds or product lines to the iCapital ecosystem and help establish supporting operational and compliance processes
  • Contribute to the evolution of iCapital’s service offerings across multiple fund structures
  • Prepare presentations, memos, and proposals for various new product committees
  • Understand and help develop all aspects of fund operations and business growth, excluding investment decisions and external marketing
  • Coordinate cross-functionally with Legal, Accounting, Fund Administration, Operations, Investor Relations, Compliance, and Distribution teams to ensure seamless execution across all aspects of the fund
What we offer
What we offer
  • Equity for all full-time employees
  • Annual performance bonus
  • Employer matched retirement plan
  • Generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
  • Parental leave
  • Unlimited paid time off (PTO)
  • Fulltime
Read More
Arrow Right

Investment Product Development - Vice President

The Independent Advisor Solutions group has launched five 1940 Act registered fu...
Location
Location
United States , Greenwich, Connecticut
Salary
Salary:
160000.00 - 200000.00 USD / Year
icapital.com Logo
iCapital Network
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of relevant professional experience in financial services (e.g., investment management, project management, private investing, investment banking, transaction advisory services, capital markets, management consulting, etc.)
  • Experience with 1940 Act Funds and private markets
  • Experience structuring and development of tender offer and/or interval funds
  • Proven ability to build strong, trusted relationships with internal teams and external clients
  • Exceptional organizational and time management skills, with the ability to manage multiple priorities effectively
  • High attention to detail and accuracy in all deliverables
  • Excellent written and verbal communication skills for clear and persuasive messaging
  • Professional demeanor with an entrepreneurial mindset and strong sense of ownership
  • Bachelor’s degree is required
Job Responsibility
Job Responsibility
  • Lead and support business development and investment product projects and work across the company to ensure on-time and successful completion
  • Work with key internal and external clients, both asset managers and wealth managers, to structure and launch products that support iCapital’s growth initiatives
  • Be a subject matter expert on all aspects of structuring, building, SEC filing and operating a tender offer or interval fund
  • Drive the creation and review of various legal and marketing materials needed to win and bring new products to market
  • Manage workflows related to onboarding new funds or product lines to the iCapital ecosystem and help establish supporting operational and compliance processes
  • Contribute to the evolution of iCapital’s service offerings across multiple fund structures
  • Prepare presentations, memos, and proposals for various new product committees
  • Understand and help develop all aspects of fund operations and business growth, excluding investment decisions and external marketing
  • Coordinate cross-functionally with Legal, Accounting, Fund Administration, Operations, Investor Relations, Compliance, and Distribution teams to ensure seamless execution across all aspects of the fund
What we offer
What we offer
  • equity for all full-time employees
  • annual performance bonus
  • employer matched retirement plan
  • generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
  • parental leave
  • unlimited paid time off (PTO)
  • Fulltime
Read More
Arrow Right

Vice President, Business Selection & Conflicts, Banking & International

As a Vice President on the Business Selection & Conflicts team, you will be at t...
Location
Location
Hong Kong , Hong Kong
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of progressive experience in banking, finance, law or a related field with significant exposure to M&A
  • Deep familiarity with a range of corporate and investment banking products, services, and transaction types
  • Proactive, commercially minded, and possess exceptional business judgment with a keen eye for detail
  • Strong ability to synthesize complex information, perform qualitative and quantitative analysis, and distill key issues
  • Outstanding written and verbal communication skills, with the polish and credibility to engage effectively with senior leadership
  • Ability to help drive change to business practices by working effectively across multiple businesses and geographies
  • Expert ability to manage tasks efficiently and accurately
  • Strong organizational and time-management skills
  • Excellent communication and interpersonal skills
  • In-depth understanding of financial markets and concepts, banking operations, and regulatory requirements
Job Responsibility
Job Responsibility
  • Conduct in-depth due diligence on potential transactions, analyzing both qualitative and quantitative data to identify and assess potential conflicts of interest and franchise sensitivities
  • Partner directly with deal teams to understand industry dynamics and the specifics of each opportunity
  • Determine what transactions need to undergo heightened review and elevate to broader team
  • Act in a fair and impartial manner avoiding client, regional and franchise bias
  • Prepare and present clear, concise materials for business leaders, documenting key discussions and decisions
  • Facilitate the end-to-end business selection and conflict review process, coordinating with stakeholders in Banking, Legal, Compliance, and Risk
  • Participate in and contribute to high-level discussions involving senior deal team members, franchise heads, and leaders from control functions
  • Ensure client discussions and final documentation align with the decisions and stipulations set forth by the Business Selection & Transactional Conflicts team
  • Assist with the strategic enhancement of the OPUS system, Citi's core conflict clearance module
  • Collaborate closely with the global team to gather requirements and conceptualize system enhancements
  • Fulltime
Read More
Arrow Right

Banking Business Selection & Conflicts –Senior Vice President

The Business Selection & Transactional Conflicts team is a global function that ...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Extensive experience in banking, finance, law or a related field with significant exposure to M&A
  • Deep familiarity with a range of corporate and investment banking products, services, and transaction types
  • Proactive, commercially minded, and possess exceptional business judgment with a keen eye for detail
  • Strong ability to synthesize complex information, perform qualitative and quantitative analysis, and distill key issues
  • Outstanding written and verbal communication skills, with the polish and credibility to engage effectively with senior leadership
  • Ability to help drive change to business practices by working effectively across multiple businesses and geographies
  • Expert ability to manage tasks efficiently and accurately
  • Strong organizational and time-management skills
  • Excellent communication and interpersonal skills
  • In-depth understanding of financial markets and concepts, banking operations, and regulatory requirements
Job Responsibility
Job Responsibility
  • Conduct in-depth due diligence on potential transactions, analyzing both qualitative and quantitative data to identify and assess potential conflicts of interest and franchise sensitivities
  • Partner directly with deal teams to understand industry dynamics and the specifics of each opportunity, ensuring a comprehensive picture is developed and any franchise risks are identified
  • Determine what transactions need to undergo heightened review and elevate to broader team
  • Act in a fair and impartial manner avoiding client, regional and franchise bias
  • Prepare and present clear, concise materials for business leaders, documenting key discussions and decisions to ensure a clear audit trail
  • Facilitate the end-to-end business selection and conflict review process, coordinating with stakeholders in Banking, Legal, Compliance, and Risk to drive consistent and transparent decision-making
  • Participate in and contribute to high-level discussions involving senior deal team members, franchise heads, and leaders from control functions
  • Ensure client discussions and final documentation align with the decisions and stipulations set forth by the Business Selection & Transactional Conflicts team
  • Assist with the strategic enhancement of the OPUS system, Citi's core conflict clearance module
  • Collaborate closely with the global team to gather requirements and conceptualize system enhancements that address business needs
  • Fulltime
Read More
Arrow Right

Investment Assoc Sr Analyst - Assistant Vice President

The Investment Assoc Sr Analyst is a seasoned professional role. Applies in-dept...
Location
Location
Mexico , Ciudad De Mexico
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-8 years of experience
  • Bachelor's degree with concentration of economics, finance or business administration
  • Professional experience or related occupation
  • Ability to communicate with co-workers and clients
  • excellent written and communication skills, able to work without direction, self-motivated
  • US: S7, S66 (or S63/S65)
  • NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)
  • Bachelor's/University degree or equivalent experience
Job Responsibility
Job Responsibility
  • The role of the Investment Associate is to provide a wide variety of service and investment advice to an Ultra High Net Worth client base within the United States
  • The position focuses on servicing clients of Citi Private Bank by understanding their investment objectives and working in partnership with senior team members to deliver investment solutions
  • Help support the senior members of the investment team in their delivery of investment solutions to clients
  • Monitor and provide guidance on the markets to internal and external clients, incorporating the views of The Private Bank’s Investment Committee
  • Prepare investment policy statements for prospective clients
  • Analyze economic trends/activities and advise the effects on the investors’ portfolios
  • Recommend changes to the investors’ holdings after evaluating the economic, financial and market factors and the potential impact on the investors’ portfolios
  • Develop relationships and generate ideas with the bankers and clients that will lead to the growth of the asset base
  • In support of senior team members, engage clients on investment themes and solutions, and assist in the execute of the investment solutions and trades
  • Attend internal and external meetings to stay current on financial markets, and products and services offered by Citi Private Bank
  • Fulltime
Read More
Arrow Right

Assistant Vice President, Junior Banker, Inbound RM for Multi National Large Corporates, Corporate Banking

The Client Manager is an intermediate-level position responsible for assisting c...
Location
Location
Japan , Chiyoda, Tokyo
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 2-5 years of relevant experience
  • Consistently client focused and results oriented
  • Demonstrated information resourcefulness and a high level of attention to detail
  • Consistently demonstrate follow-up and organizational skills
  • Consistently demonstrate clear and concise written and verbal communication
  • Proven planning, negotiation and analytical skills
  • Consistently demonstrate a professional attitude
  • Bachelor's degree/University degree or equivalent experience
Job Responsibility
Job Responsibility
  • Build relationships with various internal and external audiences to ensure timely problem resolutions and to provide support for a range of audience needs and services
  • Perform financial and operational investigations, including credit, foreign exchange, cash management and trade services, ensuring timely resolution and client satisfaction
  • Assist Senior Banker with the preparation of relationship reviews and client portfolios
  • Partner with Product Partners and Relationship Managers to perform various activities for Know Your Client (KYC) requirements, including timely origination, monitoring, renewals and completion across all product and marketing levels
  • Facilitate credit originations, credit allocation, approvals, documentation, bookings, fee collections and renewals for Standby Letters of Credit and justify exceptions, as well as credit allocation from Parent Account Management teams and Credit Risk Management
  • Identify revenue opportunities, position certain products with clients and monitor billing and service queries, as well as correct mapping/marketing hierarchies in Citi Investment Strategies (CIS) to ensure revenues earned from all products are appropriately reflected
  • Maintain and ensure that portfolios have correct marketing levels and legal structure reported in the appropriate systems
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
  • Fulltime
Read More
Arrow Right