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Arrow Search Partners Logo Arrow Search Partners · Finance

Internal Controls Senior Associate

United States, Stamford 150000.00 - 190000.00 USD / Year · Job Posted December 06, 2025
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Job Description

The Senior Associate will help manage the continued development, implementation, and maintenance of the company’s risk-based controls in compliance with the Sarbanes-Oxley Act.

Job Responsibility

  • Participate in the development and implementation of risk assessment and documentation of customer-user-entity-controls for key vendor’s SOC Reports
  • Develop and maintain internal controls function and internal control concepts including the SOX 404 and COSO internal control frameworks
  • Develop test plans and coordinate the performance of an internal controls testing program
  • Assist in the preparation and delivery of internal controls results testing to the audit committee
  • Continually monitor and update the assessment of the control environment keeping abreast of significant control issues and developments
  • Identify and design anti-fraud criteria and controls
  • Review finance department business processes and suggest improvements

Requirements

  • Bachelor’s degree required
  • 6-12 years of experience with a mix of public/private IA experience
  • Comprehensive knowledge of auditing practices, procedures, and principles
  • Strong understanding of financial and operational controls
  • Registered Investment Advisor/Broker-dealer and/or asset management experience preferred

Nice to have

Registered Investment Advisor/Broker-dealer and/or asset management experience preferred

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