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Robert Half Logo Robert Half · Finance

Internal Controls & Compliance Analyst

United States, Tampa · Job Posted May 04, 2026
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Job Description

Our client is seeking experienced Controls Testing candidates to support a growing operations risk and controls function. This role focuses on control testing rather than technical testing, with responsibility for evaluating the design and operating effectiveness of key controls across operational processes and business lines. Ideal candidates will bring a combination of SOX or SOC exposure and controls testing or audit experience. This is an excellent opportunity for candidates who can independently test controls, document results, and contribute in a fast-paced financial services environment.

Job Responsibility

  • Perform control testing across operational processes to assess control design and effectiveness
  • Develop, execute, and document testing scripts, test plans, and results
  • Evaluate controls related to: Reconciliations, NFA checks, Fund transfers and Payment controls
  • Identify control gaps, breaks, and exceptions, and escalate findings appropriately
  • Support governance and committee reporting related to control issues and aging breaks
  • Maintain high-quality documentation and reporting standards
  • Participate in calls with stakeholders and senior partners as needed

Requirements

  • Experience in SOX or SOC testing and operational controls testing
  • Background in controls testing within banking, capital markets, or financial services
  • Understanding of operational controls such as reconciliations, payments, and fund transfer processes
  • Strong reading, writing, and verbal communication skills
  • Proven ability to manage multiple priorities and work across teams
  • Strong stakeholder management skills

What we offer

  • Medical, vision, dental, and life and disability insurance
  • 401(k) plan
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