Internal Control Officer

Adyen is looking for an Internal Control Officer with a focus on financial risks...

Location

Brazil , Sao Paulo

Salary:

Not provided

Adyen

Expiration Date

Until further notice

Requirements

Relevant working experience (8+ years) within an external audit, risk management or internal control function. Experience within a big-4 and/or the financial services industry is a plus
Experience with designing and implementing internal control frameworks
Critical thinking skills and eagerness to solve challenges
Able to operate comfortably and independently within a global environment
Eagerness to work in an innovative technology company within the financial sector
You thrive in an unstructured, fast-paced environment, challenging the status-quo and a ‘can-do’ mentality
Good communicative and stakeholder management skills

Job Responsibility

Strengthen the global internal control framework with regional focus and support management with internal control matters
Evaluate Adyen’s financial and reporting processes and controls, focusing on risks in Brazil to identify improvement opportunities
Perform independent review and testing of controls
Identify and evaluate control deficiencies, and report to management
Manage requests from auditors to ensure successful audit cycles (e.g. SOC1/SOC2 audits)
Establish a professional network and serve as an advisor to Finance teams to strengthen the financial and reporting control framework and contribute to various projects
Collaborate with your peers from the Internal Control team in managing the global internal control framework and contribute to various projects (e.g. new products, new licences and RCAs)

Fulltime

Compliance Risk & Control Officer

Location

United Kingdom , London

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Familiarity with Policy and procedures impact analysis and deployment
ICA ML/FCC or subject matter expertise in regulatory compliance topics qualifications preferred
A graduate in any discipline with exposure in a relevant risk or audit profile
Experience in establishing and maintaining risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
At least 3 years experience in a similar role
Higher Education (University / Bachelor)
MS Office
Fluent in English, additional European language advantageous

Job Responsibility

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Act as a risk steward in the review & challenge of high risk clients files for the business and other set of first line of defence controls in mitigating Financial Crime and Regulatory compliance risks
Support with second line governance covering Financial Crime & Regulatory risk exposures ensuring adequate analysis and reporting is provided to local governance as well as Group governance committees. Ensure independence of the first line of defence, thereby maintaining an objective assessment of risk exposure
Support Group Heads of FCC, Group Head of RC&CB and other colleagues on all FCC and RC related matters
Regulatory culture: The role holder must carry out all duties in strict accordance with Group Code of Conduct and act as its ambassador at all times. As any other member of the Compliance function the role holder will foster a positive culture of compliance
Quintet's Regulatory & Financial Crime Compliance policies and procedures: Support country/Group compliance officer in deploying new change in policy aligning to any change in Group strategy or regulatory landscape
Interactions with regulators: if needed, assisting local Head of Compliance as well in their interactions with regulators by informing key stakeholders, gathering the relevant information and assisting in the drafting of responses in a timely manner

Fulltime

Compliance Risk & Control Officer

Quintet Private Bank is a leading private bank; we are committed to our clients ...

Location

Germany , München

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Higher Education (University / Bachelor)
At least 3 years experience in a similar role
Familiarity with Policy and procedures impact analysis and deployment
ICA ML/FCC or subject matter expertise in regulatory compliance topics qualifications preferred
A graduate in any discipline with exposure in a relevant risk or audit profile
Experience in establishing and maintaining risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
Excellent written, verbal, numeric and comprehension skills and IT proficient
Fluent in German and English

Job Responsibility

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Act as a risk steward in the review & challenge of high risk clients files for the business and other set of first line of defence controls in mitigating Financial Crime and Regulatory compliance risks
Support with second line governance covering Financial Crime & Regulatory risk exposures ensuring adequate analysis and reporting is provided to local governance as well as Group governance committees
Ensure independence of the first line of defence, thereby maintaining an objective assessment of risk exposure
Support Group Heads of FCC, Group Head of RC&CB and other colleagues on all FCC and RC related matters
Regulatory culture: The role holder must carry out all duties in strict accordance with Group Code of Conduct and act as its ambassador at all times
Quintet’s Regulatory & Financial Crime Compliance policies and procedures: Support country/Group compliance officer in deploying new change in policy aligning to any change in Group strategy or regulatory landscape
Interactions with regulators: if needed, assisting local Head of Compliance as well in their interactions with regulators by informing key stakeholders, gathering the relevant information and assisting in the drafting of responses in a timely manner
Training: Supporting the local Financial Crime & Regulatory Compliance Advisors in delivering training initiatives relative to compliance policies

Fulltime