Internal Auditor Job at 360 Resourcing Solutions (Makati City)

Job Description

Join the Future of Fintech as a Internal Auditor at Etrading Software! At Etrading Software, we're not just another company—we're a vibrant, forward-thinking community where diversity, collaboration, and innovation thrive. Step into a workplace that values your unique perspective and rewards your hard work. We foster a high-trust environment where integrity, autonomy, and work-life balance are paramount. Get ready to revolutionize the financial industry with cutting-edge trading projects that will shape the future. We are seeking a skilled and detail-oriented Internal Audit Analyst to lead the internal assurance and control validation program in support of our regulatory operations, particularly those underpinning Consolidated Tape Provider (CTP) submissions in the EU and UK bond markets. This mid-level role is central to ensuring the integrity and auditability of internal processes aligned with the ISAE 3402 assurance framework.

Job Responsibility

ISAE 3402 Type I & Type II Audit Execution
Year 1 (Type I): Document and assess the design and implementation of key internal controls across regulatory operations, data governance, outsourcing oversight, and compliance monitoring
Subsequent Years (Type II): Test and validate the operational effectiveness of these controls over a defined period, in preparation for external auditor reliance
Prepare control descriptions, risk-control matrices (RCMs), and walkthrough documentation as part of the ISAE 3402 audit process
Internal Review & Checker Responsibilities
Act as the checker in the maker-checker process, verifying evidence and documentation submitted by Governance, Risk and Compliance (GRC) for accuracy, completeness, and alignment with control objectives
Identify control deficiencies, documentation gaps, or audit risks, and work with relevant teams to implement timely remediation
Audit Trail Management & Reporting
Maintain comprehensive audit trails and testing workpapers in accordance with audit standards
Develop assurance reports and present findings to senior management and internal governance committees
Coordinate with external auditors and support their reliance on internal audit work for third-party assurance purposes
Control Framework & Policy Oversight
Support the development and enhancement of the internal control framework over operations and compliance processes related to CTP
Ensure adherence to internal policies, Master Services Agreements (MSAs), Service Level Agreements (SLAs), outsourcing guidelines, and applicable regulatory requirements
Contribute to policy and control documentation updates in line with findings from audit or assurance testing
Risk & Governance Coordination
Collaborate closely with the GRC team to maintain a risk-based approach to audit and control assurance
Provide audit input to support governance functions and readiness for external assurance engagements

Requirements

Any of the following certifications: Certified Internal Auditor (CIA)
Certified Public Accountant (CPA) or Chartered Accountant (CA)
Certification in Risk Management Assurance (CRMA)
Certified Information Systems Auditor (CISA)
Bachelor’s degree in Accounting, Finance, Business Administration, or related field
Minimum of 3–5 years of experience in internal audit, controls assurance, or risk and compliance within financial services or a regulated entity
Solid knowledge of ISAE 3402 (Type I and Type II) audit standards, with hands-on experience in control design and effectiveness testing
Experience in control documentation (e.g. control narratives, RCMs), audit walkthroughs, and evidence validation
Strong understanding of risk-based auditing techniques
Ability to manage cross-functional audits and coordinate with multiple stakeholders

Nice to have

Professional certifications such as CIA, CISA, CPA, or equivalent (or in progress)
Experience auditing or supporting regulatory operations, third-party oversight, or data governance frameworks
Knowledge of capital markets, especially fixed income markets and trade/transaction reporting obligations (e.g. under MiFID II, FCA, ESMA)
Knowledge of other relevant UK and/or EU-specific regulations and compliance practices

What we offer

Happiness & Well-Being
Transparency & Trust
Excellence & Growth
Diversity & Inclusion
Collaboration & Impact
Hybrid setup (only 2x onsite per month)
Work-life balance
Training
Certifications
Career development opportunities

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