Internal Audit Senior Associate Job at Robinhood (Menlo Park)

Internal Audit Senior Associate

Join us in building the future of finance. Our mission is to democratize finance...

Location

United States , Menlo Park; New York; Chicago

Salary:

77000.00 - 115000.00 USD / Year

Robinhood

Expiration Date

Until further notice

Requirements

Bachelor’s degree in a relevant field of study
3+ years of audit experience in the financial services industry
2+ years of experience in compliance or operations
Strong knowledge of compliance-related processes and regulatory expectations within financial institutions such as broker-dealers or investment advisors
Excellent attention to detail, communication skills, and a commitment to high-quality work
Proactive and self-motivated with the ability to work independently and adapt in fast-changing environments

Job Responsibility

Support audit execution for compliance and operations across broker-dealers, registered investment advisors, and derivatives businesses in line with the Internal Audit plan
Evaluate the adequacy and efficiency of internal policies, procedures, systems, and controls
Conduct walkthroughs and perform testing of controls and substantive audit procedures
Build collaborative relationships with business teams and cross-functional partners
Analyze business processes, identify areas for improvement, and provide recommendations that strengthen the control environment
Collaborate with Internal Audit team members to contribute to departmental initiatives and goals

What we offer

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more
Employer-paid life & disability insurance, fertility benefits, and mental health benefits
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more
Exceptional office experience with catered meals, events, and comfortable workspaces

Fulltime

Senior Associate / Associate - IT Audit, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Degree holder in Information Technology or related discipline
At least 1-2 years of IT audit experience in Audit or consulting firms
Professional experience as an internal employee working on IT risk or IT compliance related function
Member or finalist of professional qualification preferred such as CISA, CISSP or CISM (either one only), HKICPA, ACCA, CPAA
Fluency in spoken English and Cantonese
Putonghua is a must
Good written presentation skills in both English and Chinese
Logical thinker with good interpersonal and communication skills
Willing to travel (more than 50%) and ability to work diligently under pressure

Job Responsibility

Learn and build your knowledge on how to conduct IT audit over general/ application controls, network security, cybersecurity, blockchain platform operations, and apply Computer Assisted Auditing Technique ('CAAT') for data verification, cyber hacking incident investigation
Contribute to execution of IT-related risk assessments in the following areas: cybersecurity, IT strategy and governance, IT operations, business continuity and disaster recovery, network and infrastructure security, cloud and third party risk, programs and projects, automation, GITCs and application controls, and regulatory/compliance requirements
Obtain good understanding of IT infrastructure, programs, networks and database, IT security, identify areas of improvement and make recommendations
Work with client management team to assist in implementation of new processes and controls to address key risks, as necessary
Draft comprehensive executive summaries and final reports for delivery to client senior management and document and review engagement workpapers in accordance with standard Forvis Mazars and industry-accepted methodologies
Assist in kickoff, status, and closing meetings with engagement team and client and contribute to technology risk knowledge base and internal practice development initiatives

What we offer

Medical and dental insurance
Life insurance
5-day working week
Discretionary performance bonus
Birthday leave
Marriage leave
Employee activities

Fulltime

Audit Senior Associate

The Audit Senior is responsible for leading audit engagements from planning thro...

Location

United States , Houston

Salary:

Not provided

abip CPAs & Advisors

Expiration Date

Until further notice

Requirements

Bachelor’s degree in accounting or related field
2–5 years of public accounting audit experience
Prior experience auditing employees benefit plans, construction, manufacturing/distribution
Strong understanding of GAAP, auditing standards, and financial reporting
Proficiency with Microsoft Office
familiarity with audit software/tools
Strong analytical, organizational, and leadership skills
Excellent written and verbal communication abilities

Job Responsibility

Lead and manage multiple audit engagements simultaneously, including planning, fieldwork, testing, and reporting
Perform risk assessments, develop audit programs, and determine appropriate audit procedures
Execute complex audit procedures including substantive testing, internal control testing, analytics, sampling, and documentation
Identify audit issues and propose practical, value-added recommendations
Draft financial statements, footnotes, and audit reports
Provide coaching, performance feedback, and on-the-job training to junior team members
Serve as the primary point of contact for client personnel during engagements
Gather and analyze client information to understand business operations and audit risk areas
Communicate audit findings clearly through written and verbal communication
Build and maintain strong client relationships to ensure satisfaction and engagement continuity

Fulltime

Corporate Audit Senior Associate

The Corporate Audit Senior Associate will report to the Corporate Audit Senior M...

Location

India , Hyderabad

Salary:

Not provided

Amgen

Expiration Date

Until further notice

Requirements

Master’s degree
OR Bachelor’s degree and 3 years of Audit experience
OR Associate’s degree and 6 years of Audit experience
Knowledge and understanding of internal control framework and International Compliance and Finance risks
Audit experience (preferably with big 4 company)
Excellent business acumen (e.g., knowledge of business drivers, finding solutions, and knowledge of accounting, finance, and other business areas)

Job Responsibility

Effectively plans, coordinates, and conducts periodic audits of Amgen business processes in accordance with approved annual audit plans
Demonstrates a high level of professionalism and the ability to manage multiple projects simultaneously
Successfully manages and cultivates key relationships to ensure that Corporate Audit's scope of work and the objectives of the organization are completed in a cost-effective and timely manner
Exercises excellent judgment and initiative in handling business issues of significance to Corporate Audit and the Company
Effectively researches the laws, codes, and regulations applicable to the healthcare compliance
finance
data privacy
ABAC risks and functional risks
Execute audits, including but not limited to analyzing data, performing sample selection and executing transactional testing
Drafts work papers documenting work performed and written communications of audit results

Senior Audit Associate

We are seeking a motivated and intellectually curious Senior Audit Associate to ...

Location

Costa Rica , Belen

Salary:

Not provided

JLL

Expiration Date

Until further notice

Requirements

Bachelor’s degree, in Accounting, Finance, Management Information Systems, or related business field
At least two years of internal audit experience
Practical experience applying data analytics in a business context is required
this includes demonstrable experience with data querying and visualization tools to analyze data for audit purposes
Solid understanding of internal audit fundamentals, as well as common risk and internal control frameworks (e.g., IIA, IPPF, COSO)
Relevant professional certification in audit or accounting (CA, CPA, CIA, CISA), or a demonstrated desire and progress toward obtaining one, is a significant plus

Job Responsibility

Plan and execute risk-based operational, compliance, technology, and financial audits in accordance with internal and professional audit standards
Analyze the relationship between business strategies and risks to assess the effectiveness of associated control activities, including internal control design and risk management
Apply data analysis techniques to support the audit lifecycle, including risk assessment, scoping, and the identification of unusual trends or patterns for investigation
Validate the completeness and accuracy of data used for audit analysis to ensure the reliability of findings
Perform audit testing on key controls and document results in a clear and concise manner, with the ability to connect data-driven findings to business risks
Translate complex data insights into non-technical, actionable recommendations for management, aiding in the adoption of improved controls and processes
Perform root cause analysis of identified issues, draft clear audit findings, and contribute to the development of comprehensive audit reports
Manage assigned activities for simultaneous audit projects, ensuring deadlines are met and escalating any roadblocks to audit leadership
Maintain and build your data literacy skills through ongoing professional development, staying current with audit practices and analytical tools

Fulltime

Senior Associate - Audit

Location

India , Chennai; Coimbatore

Salary:

Not provided

Madras Accountancy

Expiration Date

Until further notice

Requirements

Bachelor’s/Master’s in Accounting, Finance, or related field
4 years of audit experience, preferably in a public accounting firm
Strong knowledge of U.S. GAAP, GAAS, PCAOB standards, and SEC reporting (if applicable)
Analytical thinking, problem-solving, communication, and teamwork
Proficiency in audit software (e.g., CaseWare, ACL, TeamMate) and Microsoft Excel

Job Responsibility

Perform audit procedures in compliance with U.S. GAAS and firm policies
Analyze financial statements and assess internal controls for risk areas
Review audit workpapers prepared by associates for accuracy and completeness
Identify accounting issues and assist in resolving complex audit matters
Serve as a primary point of contact for clients during audit engagements
Communicate audit progress, findings, and recommendations to clients
Assist in addressing client concerns and resolving audit-related issues
Guide and mentor junior associates in audit procedures and technical accounting matters
Assist in training sessions and knowledge-sharing initiatives within the audit team
Work closely with managers and partners to ensure smooth audit execution

Corporate Audit Senior Associate

Amgen is seeking a highly motivated and detail-oriented Senior Associate to join...

Location

India , Hyderabad

Salary:

Not provided

Amgen

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Accounting, Finance, Business Administration, Compliance, or related field
3–6 years of experience in internal audit, compliance, public accounting, or consulting, preferably in the Pharmaceutical/Biotechnology industry

Job Responsibility

Audit Planning & Scoping: Participate in walkthroughs and interviews with process owners and business leaders to understand workflows and risk areas
Assist in conducting Risk assessment by doing preliminary research to understand relevant business processes, regulatory risks, and internal controls
Participate in developing risk-based audit plans (RCM) for functional and U.S. healthcare compliance audits, aligning with corporate objectives and regulatory expectations
Assist in defining audit scope, objectives, timelines, and resource requirements in collaboration with Audit Senior Managers and Compliance partners
Audit Fieldwork & Reporting: Support execution of audits across various corporate functions (e.g., Finance, Legal, HR, Procurement) and U.S. healthcare operations (e.g., commercial field activities, patient support programs, speaker programs, HCP engagements)
Perform detailed testing of transactions, procedures, systems, and controls to assess compliance with Amgen’s policies, SOPs, and relevant laws
Support in evaluating adherence to healthcare laws and regulations such as Anti-Kickback Statute, False Claims Act, PhRMA Code and FDA promotional compliance standards
Identify audit observations, root causes, and business impacts
quantify where applicable
Draft audit workpapers and reports in accordance with internal audit methodology & IIA standards

Internal Controls Senior Associate

The Senior Associate will help manage the continued development, implementation,...

Location

United States , Stamford

Salary:

150000.00 - 190000.00 USD / Year

Arrow Search Partners

Expiration Date

Until further notice

Requirements

Bachelor’s degree required
6-12 years of experience with a mix of public/private IA experience
Comprehensive knowledge of auditing practices, procedures, and principles
Strong understanding of financial and operational controls
Registered Investment Advisor/Broker-dealer and/or asset management experience preferred

Job Responsibility

Participate in the development and implementation of risk assessment and documentation of customer-user-entity-controls for key vendor’s SOC Reports
Develop and maintain internal controls function and internal control concepts including the SOX 404 and COSO internal control frameworks
Develop test plans and coordinate the performance of an internal controls testing program
Assist in the preparation and delivery of internal controls results testing to the audit committee
Continually monitor and update the assessment of the control environment keeping abreast of significant control issues and developments
Identify and design anti-fraud criteria and controls
Review finance department business processes and suggest improvements

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Internal Audit Senior Associate

Job Description

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What we offer

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