Internal Audit Senior Associate Job at Robinhood (Menlo Park)

Internal Audit Senior Associate

Join us in building the future of finance. Our mission is to democratize finance...

Location

United States , Menlo Park; New York; Chicago

Salary:

70000.00 - 105000.00 USD / Year

Robinhood

Expiration Date

Until further notice

Requirements

Bachelor’s degree in a relevant field of study
3+ years of audit experience in the financial services industry
2+ years of experience in compliance or operations
Strong knowledge of compliance-related processes and regulatory expectations within financial institutions such as broker-dealers or investment advisors
Excellent attention to detail, communication skills, and a commitment to high-quality work
Proactive and self-motivated with the ability to work independently and adapt in fast-changing environments

Job Responsibility

Support audit execution for compliance and operations across broker-dealers, registered investment advisors, and derivatives businesses in line with the Internal Audit plan
Evaluate the adequacy and efficiency of internal policies, procedures, systems, and controls
Conduct walkthroughs and perform testing of controls and substantive audit procedures
Build collaborative relationships with business teams and cross-functional partners
Analyze business processes, identify areas for improvement, and provide recommendations that strengthen the control environment
Collaborate with Internal Audit team members to contribute to departmental initiatives and goals

What we offer

Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
100% paid health insurance for employees with 90% coverage for dependents
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more
Employer-paid life & disability insurance, fertility benefits, and mental health benefits
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more
Exceptional office experience with catered meals, events, and comfortable workspaces

Fulltime

Senior Associate / Associate - IT Audit, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Degree holder in Information Technology or related discipline
At least 1-2 years of IT audit experience in Audit or consulting firms
Professional experience as an internal employee working on IT risk or IT compliance related function
Member or finalist of professional qualification preferred such as CISA, CISSP or CISM (either one only), HKICPA, ACCA, CPAA
Fluency in spoken English and Cantonese
Putonghua is a must
Good written presentation skills in both English and Chinese
Logical thinker with good interpersonal and communication skills
Willing to travel (more than 50%) and ability to work diligently under pressure

Job Responsibility

Learn and build your knowledge on how to conduct IT audit over general/ application controls, network security, cybersecurity, blockchain platform operations, and apply Computer Assisted Auditing Technique ('CAAT') for data verification, cyber hacking incident investigation
Contribute to execution of IT-related risk assessments in the following areas: cybersecurity, IT strategy and governance, IT operations, business continuity and disaster recovery, network and infrastructure security, cloud and third party risk, programs and projects, automation, GITCs and application controls, and regulatory/compliance requirements
Obtain good understanding of IT infrastructure, programs, networks and database, IT security, identify areas of improvement and make recommendations
Work with client management team to assist in implementation of new processes and controls to address key risks, as necessary
Draft comprehensive executive summaries and final reports for delivery to client senior management and document and review engagement workpapers in accordance with standard Forvis Mazars and industry-accepted methodologies
Assist in kickoff, status, and closing meetings with engagement team and client and contribute to technology risk knowledge base and internal practice development initiatives

What we offer

Medical and dental insurance
Life insurance
5-day working week
Discretionary performance bonus
Birthday leave
Marriage leave
Employee activities

Fulltime

Audit Senior Associate

The Audit Senior is responsible for leading audit engagements from planning thro...

Location

United States , Houston

Salary:

Not provided

abip CPAs & Advisors

Expiration Date

Until further notice

Requirements

Bachelor’s degree in accounting or related field
2–5 years of public accounting audit experience
Prior experience auditing employees benefit plans, construction, manufacturing/distribution
Strong understanding of GAAP, auditing standards, and financial reporting
Proficiency with Microsoft Office
familiarity with audit software/tools
Strong analytical, organizational, and leadership skills
Excellent written and verbal communication abilities

Job Responsibility

Lead and manage multiple audit engagements simultaneously, including planning, fieldwork, testing, and reporting
Perform risk assessments, develop audit programs, and determine appropriate audit procedures
Execute complex audit procedures including substantive testing, internal control testing, analytics, sampling, and documentation
Identify audit issues and propose practical, value-added recommendations
Draft financial statements, footnotes, and audit reports
Provide coaching, performance feedback, and on-the-job training to junior team members
Serve as the primary point of contact for client personnel during engagements
Gather and analyze client information to understand business operations and audit risk areas
Communicate audit findings clearly through written and verbal communication
Build and maintain strong client relationships to ensure satisfaction and engagement continuity

Fulltime

Corporate Audit Senior Associate

The Corporate Audit Senior Associate will report to the Corporate Audit Senior M...

Location

India , Hyderabad

Salary:

Not provided

Amgen

Expiration Date

Until further notice

Requirements

Master’s degree
OR Bachelor’s degree and 3 years of Audit experience
OR Associate’s degree and 6 years of Audit experience
Knowledge and understanding of internal control framework and International Compliance and Finance risks
Audit experience (preferably with big 4 company)
Excellent business acumen (e.g., knowledge of business drivers, finding solutions, and knowledge of accounting, finance, and other business areas)

Job Responsibility

Effectively plans, coordinates, and conducts periodic audits of Amgen business processes in accordance with approved annual audit plans
Demonstrates a high level of professionalism and the ability to manage multiple projects simultaneously
Successfully manages and cultivates key relationships to ensure that Corporate Audit's scope of work and the objectives of the organization are completed in a cost-effective and timely manner
Exercises excellent judgment and initiative in handling business issues of significance to Corporate Audit and the Company
Effectively researches the laws, codes, and regulations applicable to the healthcare compliance
finance
data privacy
ABAC risks and functional risks
Execute audits, including but not limited to analyzing data, performing sample selection and executing transactional testing
Drafts work papers documenting work performed and written communications of audit results

Senior Audit Associate

We are seeking a motivated and intellectually curious Senior Audit Associate to ...

Location

Costa Rica , Belen

Salary:

Not provided

JLL

Expiration Date

Until further notice

Requirements

Bachelor’s degree, in Accounting, Finance, Management Information Systems, or related business field
At least two years of internal audit experience
Practical experience applying data analytics in a business context is required
this includes demonstrable experience with data querying and visualization tools to analyze data for audit purposes
Solid understanding of internal audit fundamentals, as well as common risk and internal control frameworks (e.g., IIA, IPPF, COSO)
Relevant professional certification in audit or accounting (CA, CPA, CIA, CISA), or a demonstrated desire and progress toward obtaining one, is a significant plus

Job Responsibility

Plan and execute risk-based operational, compliance, technology, and financial audits in accordance with internal and professional audit standards
Analyze the relationship between business strategies and risks to assess the effectiveness of associated control activities, including internal control design and risk management
Apply data analysis techniques to support the audit lifecycle, including risk assessment, scoping, and the identification of unusual trends or patterns for investigation
Validate the completeness and accuracy of data used for audit analysis to ensure the reliability of findings
Perform audit testing on key controls and document results in a clear and concise manner, with the ability to connect data-driven findings to business risks
Translate complex data insights into non-technical, actionable recommendations for management, aiding in the adoption of improved controls and processes
Perform root cause analysis of identified issues, draft clear audit findings, and contribute to the development of comprehensive audit reports
Manage assigned activities for simultaneous audit projects, ensuring deadlines are met and escalating any roadblocks to audit leadership
Maintain and build your data literacy skills through ongoing professional development, staying current with audit practices and analytical tools

Fulltime

Technology Risk Internal Audit Cloud Associate Director

Lead and oversee our team’s Cloud assurance service line, providing our clients ...

Location

United Kingdom , London

Salary:

Not provided

Grant Thornton UK LLP

Expiration Date

Until further notice

Requirements

Professional qualification (CISA, CCAK, CCSK, CCSP etc.) with post qualification experience
Confident managing a large portfolio of internal audit and Technology Risk clients
Experience of scoping and delivering technology internal audits and Technology Risk engagements (ie first / second line assurance activities), and developing reports and presenting conclusions to relevant senior stakeholders
Experience of managing internal audits of large companies in addition to dealing with complex technical matters, in particular areas related to the configuration, resilience, and security of Cloud platforms and solutions (inc IaaS, PaaS, and SaaS)
Strong experience of a range of cloud governance, technical configuration, and cloud specific topics such as security, data protection/privacy, availability, resilience, disaster recovery, performance, cost management, third-party management, and change management
Experience of auditing public (such as AWS, Azure and Google Cloud) and/or private (such as VMWare) cloud platforms
Knowledge and familiarity with the Cloud Security Alliance Cloud Controls Matrix, cloud vendor Well Architected frameworks and Agile methodologies
Ideally a good track record of performing IT audits over DevSecOps / CICD pipelines, including release management, source code management, testing, security, use of tools and automation
Experience of delivering a technology audit / technology risk covering a broad range of areas, including cyber and network security, IT resilience, IT transformations, IT strategies, data protection, supplier management, and other
Extensive experience of using audit software and Microsoft packages

Job Responsibility

Take ownership and lead on allocated assignments and client accounts
Be responsible for overseeing the delivery of a number of technology internal audit / technology risk engagements and manage portfolio of technology audit / technology risk engagement and relationships with clients
Support and lead business development activities, winning new clients and upselling services to existing clients
Lead on planning conversations with clients, and in the preparation of draft terms of reference/audit planning documents
Providing subject matter expert input into technology audit / technology risk engagements and overseeing fieldwork performed by more junior team members
Oversee, and review the work of, junior members of the team, supporting development and ensuring quality in the work performed
Hold close-out meetings with clients to ensure that they have a full understanding of issues identified and these are agreed, and write reports summarising the key observations from the work performed
Presenting reports and findings at Audit Committees and other senior management committees
Support in the development of new technology audit / technology risk service lines and initiatives within BRS, with a focus (but not exclusively) on Cloud assurance
Assist with the financial management of client relationships, including monitoring WIP, raising invoices, ensuring an adequate margin is achieved on engagements, and preparing budgets

What we offer

Flexible working
Reduced hours and job shares considered
Support to balance work and life
Inclusive culture
Real opportunity
Work life balance
Freedom to bring your whole self to work
Pursue your passions inside and outside of work
Secondments
Fundraising for local charities

Associate Director of Internal Audit

Audit & Risk Recruitment is delighted to be recruiting an Internal Audit Associa...

Location

United Kingdom , Manchester

Salary:

Not provided

Audit & Risk Recruitment

Expiration Date

Until further notice

Requirements

Experienced internal audit senior manager within commercial sectors ideally from practice background
Excellent interpersonal skills to collaborate successfully internally and externally
Strong technical skills to deliver assignments to the highest industry standards
Leadership and delegation capabilities to lead a successful team of junior members
Track record of leading proposals and winning new client work or renewal of existing projects
Hold a professional qualification: ACA/ACCA/CIA (or similar)
Must be eligible to work in the UK without sponsorship

Job Responsibility

Ownership of portfolio of clients, managing resources and ensuring quality delivery of assignments to FTSE 100/250 clients
Maintain and build strong working relationships with clients and colleagues
Responsible for end-to-end processes and present at audit committee meetings
Work closely with the Partner in business development and driving firm growth
Leverage and expand your professional network and be proactive in developing new opportunities

What we offer

Part of a collaborative and high-performing team committed to your professional and personal development
Join one of the UK largest and most-respected Internal Audit functions in professional services
Join a firm on a huge growth trajectory, exceeding targets and reaching new heights
Be part of a values-driven firm that prides themselves in inclusion, integrity and innovation
Work in a flexible team and firm culture that values the strengths of individuals

Fulltime

Senior Associate / Associate, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Degree holder in Accounting / Finance or related discipline
At least 1-2 years of relevant experiences in professional accounting firms
Member or finalist of professional qualification preferred such as HKICPA / ACCA / CPAA / CIA
Experience working within an internal audit, internal control, operation audit or compliance function as an internal employee or as part of a professional services firm is an advantage
Ability to deliver work within tight timelines, on budget and at a high level of quality
Strong teamwork ability and able to work independently
Fluency in spoken English and Cantonese
Putonghua is a must
Good written presentation skills in both English and Chinese (HKDSE Level 5 or above in Writing, or equivalent)
Logical thinker with good interpersonal and communication skills

Job Responsibility

Assist in design and execute the day-to-day activities of risk management and internal audit review engagements and / or advisory engagements for our listed clients / undergoing IPO application in Hong Kong
Obtain good understanding of business operations, processes and controls
Support the planning of audit activities, including development of audit program, and execution of internal audits
Contribute to proposal development, project scoping, delivery risk management and the initial review of deliverables
Work with client management team to provide insights to client via qualitative and quantitative risk analysis and rating, risk management strategy and relevant internal control objective
Assist in review, analyze, and inspect the implementation of control operations, identify internal control weaknesses and provide value-added recommendations
Assist client listed in Hong Kong to prepare ESG reporting in accordance with ESG Reporting Guide of The Hong Kong Stock Exchange

What we offer

Medical and dental insurance
Life insurance
5-day working week
Discretionary performance bonus
Birthday leave
Marriage leave
Employee activities

Fulltime

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Internal Audit Senior Associate

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