Insurance Compliance Director Job at Fidelity Investments (Smithfield)

Insurance Director of Operations

Are you a visionary leader with a passion for streamlining operations and drivin...

Location

Canada , Saskatoon

Salary:

90000.00 - 110000.00 CAD / Year

Aplin

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Business Administration, Management, or a related field
CAIB Level III designation required
7+ years of progressive operations experience within insurance brokerage
Proven leadership in dynamic, multi-disciplinary environments with a track record of process improvement
Proficiency with office productivity tools, CRM systems, and workflow software
Excellent analytical, organizational, and communication skills

Job Responsibility

Provide strategic leadership across insurance brokerage operations, ensuring alignment with organizational goals
Develop and refine policies, procedures, and best practices to boost efficiency and service quality
Monitor KPIs, track performance, and lead continuous improvement initiatives
Supervise department heads and foster a culture of accountability, growth, and operational excellence
Manage relationships with third-party vendors, oversee technology systems, and optimize workflow platforms
Partner with customer-facing teams to uphold high standards of client service and resolution times
Assist with budgeting, forecasting, and managing contracts, licenses, and compliance standards

What we offer

RRSP match
Dental, vision, and extended health care coverage
Paid vacation plus flex days
On-site parking for convenience

Fulltime

Account Director, Insurance

As an Account Director focused on Insurance you will own executive-level relatio...

Location

United States , New York City

Salary:

232000.00 - 350000.00 USD / Year

OpenAI

Expiration Date

Until further notice

Requirements

14+ total years selling complex enterprise software or platform-as-a-service solutions
4+ years selling to Financial Insurance organizations
Proven success achieving annual revenue targets >$2M+ in regulated industries
Experience managing C-suite relationships
Strong understanding of financial services workflows
Demonstrated ability to design and execute complex deal and partnership strategies
Are customer-centric and can translate complex business needs into transformative AI solutions
Are a builder who enjoys designing scalable systems and repeatable sales motions from the ground up
Are a strategist who anticipates industry shifts and guides enterprise customers through them
Are energized by ambiguity and motivated to create structure and clarity across complex, cross-functional engagements

Job Responsibility

Manage a focused portfolio of Financial Services, specifically Insurance accounts, developing long-term strategic account plans
Lead complex, multi-stakeholder sales cycles
Partner with solutions and research engineering to design pilots that demonstrate measurable business impact
Collaborate with compliance, privacy, and security teams to ensure responsible deployment of AI in regulated environments
Own a revenue and consumption target
manage forecasts and pipeline reporting
Monitor industry and regulatory trends to guide customer and product strategy
Represent OpenAI at industry conferences and thought-leadership events (e.g., Money2020)
Partner cross-functionally with marketing, partnerships, and communications to build the Financial Services go-to-market motion

What we offer

Medical, dental, and vision insurance for you and your family, with employer contributions to Health Savings Accounts
Pre-tax accounts for Health FSA, Dependent Care FSA, and commuter expenses (parking and transit)
401(k) retirement plan with employer match
Paid parental leave (up to 24 weeks for birth parents and 20 weeks for non-birthing parents), plus paid medical and caregiver leave (up to 8 weeks)
Paid time off: flexible PTO for exempt employees and up to 15 days annually for non-exempt employees
13+ paid company holidays, and multiple paid coordinated company office closures throughout the year for focus and recharge, plus paid sick or safe time (1 hour per 30 hours worked, or more, as required by applicable state or local law)
Mental health and wellness support
Employer-paid basic life and disability coverage
Annual learning and development stipend to fuel your professional growth
Daily meals in our offices, and meal delivery credits as eligible

Fulltime

Senior Director, Insurance AI Innovation & GTM Advisory

The Senior Director, Insurance AI Innovation & GTM Advisory will lead the commer...

Location

Canada

Salary:

158000.00 - 294000.00 CAD / Year

NTT DATA

Expiration Date

Until further notice

Requirements

Bachelor's degree in a relevant technical field (e.g., Computer Science, Engineering, Actuarial Science)
Deep Insurance Domain Expertise: Extensive experience working within the P&C or L&A insurance industries, with a strong understanding of core value chains (underwriting, policy servicing, claims)
GTM & Commercial Acumen: Proven track record in a GTM, product marketing, or solutions engineering role for a technical product sold into the financial services/insurance sector
Strong Technical Background: Proficiency in software engineering principles, including Python, APIs, SQL, and data pipelines. Experience delivering production-ready technical solutions within enterprise environments is essential
AI Knowledge: Deep understanding of agentic AI frameworks, Large Language Models (LLMs), and how they can be practically applied to solve insurance business challenges
Client-Facing Skills: Excellent communication skills with the ability to build trust and translate complex technical concepts into clear business value for executive and technical stakeholders alike

Job Responsibility

Develop and execute a tailored GTM strategy for the P&C and L&A sectors, identifying key use cases (e.g., automated claims routing, risk assessment automation) and defining targeted value propositions
Collaborate with marketing, sales, product, and engineering teams to build differentiating capabilities and revenue-driving initiatives
Develop compelling, industry-specific collateral, case studies, and demos that resonate with insurance professionals
Analyze insurance industry trends and competitive landscapes to ensure our platform maintains a leading edge in functionality and compliance
Collaborate directly with senior client stakeholders to understand specific P&C/L&A infrastructure and pain points, architecting bespoke AI solutions
Serve as the subject matter expert for defining workflows—underwriting, claims, policy admin, actuarial, billing, customer service, agent engagement, fraud, and compliance
Lead the end-to-end delivery of complex AI solutions within client environments
Act as the primary technical advisor, guiding clients through the complexities of deploying novel AI solutions while navigating compliance and data privacy requirements
Provide actionable, domain-specific feedback to internal Product and Engineering teams to refine the platform roadmap for the insurance vertical

What we offer

Company benefits may include medical, dental, and vision insurance, flexible spending or health savings account, life, and AD&D insurance, short-and long-term disability coverage, paid time off, employee assistance, participation in retirement savings programs, and additional voluntary or legally required benefits

Fulltime

Director Of Insurance Operations

We are looking for an experienced Director of Insurance Operations to lead and s...

Location

United States , River Ridge

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

10+ years of relevant experience, including at least 5 years leading operations within the life and annuity insurance industry.
Strong working knowledge of life insurance and annuity products, regulatory expectations, and current market developments.
Demonstrated success managing teams and delivering measurable operational improvements in a regulated insurance environment.
Strong analytical, problem-solving, and decision-making skills with the ability to use data to guide priorities and performance.
Effective communication and relationship-building abilities across leadership, cross-functional teams, and operational staff.
Experience with operational systems, reporting tools, and KPI-driven performance management.
Bachelor's degree in Business, Finance, Economics, or a related discipline.

Job Responsibility

Direct the operational strategy for the life and annuity business, aligning workflows, service delivery, and execution with company priorities.
Guide and develop operations staff by setting clear expectations, coaching leaders, and promoting a culture centered on accountability and collaboration.
Evaluate existing procedures, identify inefficiencies, and implement improvements that increase accuracy, speed, and overall operational effectiveness.
Maintain adherence to regulatory standards and internal controls through routine reviews, audit readiness, and disciplined oversight of operational practices.
Establish, track, and interpret performance indicators to measure results, highlight trends, and support continuous improvement decisions.
Partner with teams such as underwriting, finance, marketing, and other business areas to ensure coordinated execution and dependable product support.
Lead operational initiatives tied to business growth, including product implementation efforts, process redesign, and major operational enhancement projects.
Oversee budget planning for the operations function, balancing resource needs with financial discipline and cost-conscious decision-making.
Strengthen the customer experience by improving turnaround times, service quality, and consistency across operational touchpoints.

What we offer

medical, vision, dental, and life and disability insurance
401(k) plan
free online training
competitive compensation and benefits

Fulltime

Credit Risk Manager (Insurance focus) - Director

Primary coverage for the role is European insurance companies and therefore prov...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Solid and extensive Credit Risk experience of the European insurance sector including life, non-life and composite insurers
An understanding of the European regulatory landscape, topical issues and the key risk considerations associated with these clients
Ability to multi-task often to tight deadlines whilst managing stakeholder expectations
Experience of Global Markets products including complex transactions and associated legal documentation
Demonstrated thought leadership, developing new techniques, methodologies, and approaches for credit risk management
Expertise in evaluating complex issues with substantial impact, utilizing in-depth quantitative and qualitative analysis
Exceptional communication skills, including clear articulation, effective presentation of complex information, and empathetic response
Advanced skills in mediating disputes and advocating for organizational interests with high-level stakeholders
A strong team player and collaborative mindset
Capability to challenge established norms and pioneer new approaches in complex domains

Job Responsibility

Partner with 1LoD to risk manage designated client portfolio in a proactive and timely manner
Provide review, challenge and credit decisioning for the assigned portfolio of FIG clients and/or recommendations to more senior credit officers as needed
Independently assess the accuracy and appropriateness of risk ratings and classifications for assigned client portfolio
Critically evaluate assigned portfolio(s) identifying and assessing emerging risks
Be alert to outsized exposures including CCR factor sensitivities for designated portfolio understand the drivers of Citi's exposure to these clients
Escalate early and often, maintain a culture of no surprises
Drive continuous improvement of credit risk processes and standards for assigned entities
Identify opportunities for simplification and improvement in credit related processes including the use of Citi AI tools
Oversee and validate corrective action plans for identified issues, addressing concerns from control functions
Contribute to periodic Insurance related portfolio health reviews for EMEA clients

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Director, Safety Compliance

The Director of Safety Compliance is responsible for monitoring compliance with ...

Location

United States , Denver

Salary:

103300.00 - 134400.00 USD / Year

InnovAge

Expiration Date

Until further notice

Requirements

Bachelor’s degree in related field or equivalent work experience in related field
Requires state issued driver’s license, personal transportation, good driving record and auto insurance as required by law and the ability to travel
Requires Certified Safety Professional (CSP) and/or Certified Healthcare Safety Professional (CHSP) designation or ability to obtain within one (1) years of hire date
Minimum ten (10) years of combined broad-based Safety Administration/Management experience required
Strong leadership and management skills and a minimum of ten (10) years’ experience supervising staff and managing a Safety department
Previous experience and proven ability to effectively train/educate adult learners

Job Responsibility

Develop and maintain effective relationships with key internal stakeholders, including management, other corporate groups and teams, business lines and regions to build consensus and leverage cross-functional resources to mitigate safety risks to the organization
Coordinate with relevant stakeholders and staff to enforce compliance with policies and standards to help ensure consistent application of safety practices across the organization and timely response to various safety events
Develop and implement safety risk and compliance audits for all InnovAge properties
Develop, implement, enforce, and update safety-related standards and procedures
Assists in the development of standardized and consistent enterprise policies to ensure compliance with safety related regulations and guidelines
Maintains current knowledge of federal, state, CMS, OSHA, and other applicable regulations
Monitor to ensures compliance with all applicable federal, state and local regulations and codes governing safety
Manages department budget, approves purchases, and negotiates appropriate vender contracts for the safety compliance program
Develops short and long-term strategic goals in alignment with enterprise strategic goals
Develops and provides safety education and awareness, conducts briefings, and participates in inspections and audits

What we offer

medical/dental/vision insurance
short and long-term disability
life insurance and AD&D
supplemental life insurance
flexible spending accounts
401(k) savings
paid time off
company-paid holidays

Fulltime

Director of Compliance

Norm Ai is seeking a highly experienced Director of Compliance to design, build,...

Location

United States , New York City

Salary:

270000.00 - 310000.00 USD / Year

Norm AI

Expiration Date

Until further notice

Requirements

J.D. from recognized law school
8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
Experience defining and governing data classification and handling requirements from a policy and legal perspective
Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
Proven experience conducting compliance investigations and remediation efforts
Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams
AI Fluency: actively use AI in day-to-day work to support thinking, creation, and problem-solving

Job Responsibility

Uphold and operationalize legal and ethical obligations
Own the company-wide ethical compliance program, including codes of conduct, conflicts of interest, attestations, restricted lists, investigations, and disciplinary processes
Advise leadership on legal and regulatory risk related to business practices, product design, and internal operations
Own the data governance and classification policy
Ensure compliance with privacy and data protection laws (GDPR, CCPA/CPRA, emerging U.S. state laws, and international regimes as applicable)
Establish governance over data use, access, retention, deletion, and permissible purposes
Review and approve workflows, tools, and processes involving sensitive, regulated, or client data
Build and sustain a culture of compliance, accountability, and ethical decision-making across the organization
Develop and deliver training, communications, and guidance
Lead or oversee investigations into compliance violations and manage remediation and corrective action plans

What we offer

Equity compensation
401(k) plan with an employer match
Top-tier insurance coverage, encompassing health, dental, hospital, accident, and vision plans
Relocation reimbursement for candidates needing to relocate to NYC
Fast-paced learning environment where professional growth is constant

Fulltime

Director of Cybersecurity & Compliance

L+M Development Partners is seeking a hands-on Director of Cybersecurity & Compl...

Location

United States of America , New York

Salary:

170000.00 - 190000.00 USD / Year

L+M Development Partners

Expiration Date

Until further notice

Requirements

7+ years of progressive experience in cybersecurity, with at least 3 years in a senior or lead technical role
Hands-on, practitioner-level expertise — this role requires the ability to configure, operate, and troubleshoot security tools directly
Deep expertise with Microsoft 365 security, Entra ID / Azure AD, Conditional Access, and Defender suite
Experience managing or overseeing Managed Email Security and MDR engagements
Experience with email security platforms
Strong working knowledge of PII handling obligations, data breach notification laws, and multi-state regulatory requirements
Familiarity with NIST Cybersecurity Framework and the ability to translate it into practical operational controls
Experience developing and enforcing security policies, vendor security requirements, and employee training programs

Job Responsibility

Administer and optimize Microsoft 365 / Entra ID security configurations, including Conditional Access, MFA policies, and re-authentication session controls
Manage and tune email security platforms, MDR and firewalls for threat detection and PII content filtering
Oversee email security and MDR engagement for 24/7 threat monitoring
serve as primary internal contact for escalation and incident triage
Administer firewall and other network security controls and access policies
Manage restrictions on personal email access, personal device access to SharePoint/company resources, and shared drive to OneDrive/SharePoint migration security controls
Implement and maintain DLP policies to prevent PII from being transmitted via email, with programmatic deletion of historical PII from employee mailboxes
Own incident response, remediation and data breach management and reporting
Investigate and document security incidents
produce post-incident reports for leadership and the board

Fulltime

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Insurance Compliance Director

Job Description

Job Responsibility

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