Institutional Investment Operations Specialist - Regulatory Due Diligence, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Institutional Investment Operations Specialist in Regulatory Due Diligence as part of Corporate Investment Banking (CIB) Operations division. Responsible for reviewing and remediating regulatory documentation for various lines of business.

Job Responsibility:

Accurately review and remediate regulatory documentation including Dodd Frank, QFC Resolution Stay, MiFID II, EMIR and various legal notices covering swaps and trades
Update systems accurately with extraordinary attention to detail
Recognize inaccuracies with regulatory documentation and remediate inconsistencies with legal, compliance, sales and the customer
Lead projects for new regulatory requirements, facilitating workflows, writing procedures and providing team trainings
Draft presentations to include data analysis and advance excel skills
Assist with special projects and gathering data to assist with resolution of issues
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Present recommendations for resolving complex situations and exercise independent judgement

Requirements:

2+ years of Institutional Investment Operations experience or equivalent through work experience, training, military experience, or education
Bachelor's degree in finance, Management, Accounting and/or Economics
Sound analytical skills and attention to detail
Ability to manage multiple tasks in a fast paced and fluid environment
Ability to adapt and learn new systems, processes, and regulations quickly
Sound Business Writing and Communication Skills
Ability to convey processes, procedures, guidelines, and analytics to variety of audiences
Self-motivated and a strong desire for continued learning
Proficient with Microsoft Excel and Access including formulas, macros, pivot tables, queries and reporting
Ability to work across multiple work streams to analyze business processes to determine appropriate solutions
Ability to interact professionally with customers, business partners, peers, and upper management

Nice to have:

Bachelor's degree in finance, Management, Accounting and/or Economics
Proficient with Microsoft Excel and Access including formulas, macros, pivot tables, queries and reporting

What we offer:

Hybrid work schedule
Relocation assistance not available
Visa Sponsorship not available

Additional Information:

Job Posted:
August 28, 2025

Expiration:
September 02, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Institutional Investment Operations Specialist - Regulatory Due Diligence