Institutional Investment Operations Associate

• Reviewing and validating customer information to ensure adherence to Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) requirements
• Providing AML guidance and escalation to LOB stakeholders for complex accounts and relationships
• Coordinating and managing day-to-day evaluation of AML risks throughout customer lifecycle process
• Updating procedures related to BSA / AML program
• Documenting process improvements and creating / managing action plans
• Participating in projects and initiatives to identify, assess, and mitigate BSA/AML risk in business activities
• Understanding core AML / BSA risk and incorporating best practices

6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• Familiarity with requirements of BSA / AML programs, including all aspects of CIP / CDD / EDD
• Understanding of key operational risk components, including experience driving consistency and quality across all aspects of a risk function
• Ability to understand and work with data, including creating alignment among various data sources, developing trends, and creating risk-based analytics from multiple information sources
• Extensive knowledge and understanding of loan, securities, and derivative products
• Strong analytical skills with high attention to detail and accuracy
• Excellent verbal, written, and interpersonal communication skills
• Ability to work effectively, as well as independently, in a team environment

• Wells Fargo maintains a drug free workplace
• Equal opportunity employer policies
• Accommodation for applicants with disabilities during the recruitment process