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Wells Fargo is seeking a Institutional Investment Operations Associate.
Job Responsibility:
Provide operational and customer support for lifecycle tasks for institutional trades
Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement services, asset servicing structured loan operations, general ledger reconciliation and work to resolve confirmation and ISDA related issues
Assist in gathering data to support resolution of issues
Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies and procedures
Requirements:
6+ Months of Institutional Investment Operations experience
University degree including coursework in financial markets
Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities
Experience in developing automation solutions with Alteryx and/or Xceptor
Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs
Experience of working with FINRA Gateway and Trade Reporting and Compliance Engine (TRACE)
Experience of working with SFTR (Securities Financing Transactions Regulation)
Good Knowledge on FINRA TRACE 6760 and 6730 rules
Experience in understanding Prospectus and Term sheet
Motivated learner and researcher with solid writing and presentation skills
Nice to have:
Education or experience with EMEA/US securities and commodities regulations and compliance
Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies
Administrator, or advanced user, experience with Atlassian Confluence and Jira