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Our client is a major law firm looking for a senior level consultant to act as Head of Risk & Compliance. This role has the potential to subsequently convert to a permanent role and it is onsite 3 days a week at our client's office either in Midtown Manhattan, New Haven, or Greenwich.
Job Responsibility:
Strategic Leadership: Direct the US-based risk and compliance function, aligning regional strategies with global standards and overseeing the performance of a dedicated departmental team
Operational Governance: Manage the full lifecycle of new business intake (NBI), including complex conflicts resolution, ethical screens, and the negotiation of engagement terms or waivers
Regulatory & Policy Oversight: Lead horizon scanning to identify emerging legal trends, drafting and updating internal policies to ensure the firm remains compliant with state and federal legislation
Financial & Professional Integrity: Coordinate with AML, Sanctions, and Professional Indemnity managers to mitigate financial crime risks and support the management of professional liability claims
Cross-Functional Collaboration: Serve as a key advisor to executive leadership (Finance, HR, and Counsel) on sensitive regulatory matters, professional ethics, and high-risk decision-making
Risk Mitigation for Growth: Provide structured risk assessments for major firm initiatives, such as lateral partner hiring, new office launches, and high-stakes client matters
Training & Quality Assurance: Design and deliver comprehensive training programs for attorneys and staff regarding confidentiality, information handling, and ethical obligations
Data & Reporting: Maintain critical risk registers and deliver high-level reporting to the Partnership Board, ensuring transparency on departmental performance and risk exposure
Requirements:
Juris Doctor required, along with active U.S. Bar admission in good standing
At least 6–8 years of experience in law firm risk management, ethics, conflicts, responsibility-related matters, or a General Counsel's office
Prior people leadership experience with the ability to manage teams and influence senior stakeholders effectively
Strong background in risk analysis, due diligence, and development of practical risk management strategies
Knowledge of anti-money laundering principles, regulatory compliance, and governance practices relevant to legal environments
Demonstrated ability to handle conflicts reviews, ethical issues, and other complex matters requiring sound judgment
Familiarity with law firm conflicts and intake technology, including platforms such as Intapp, is strongly preferred
Nice to have:
Familiarity with law firm conflicts and intake technology, including platforms such as Intapp, is strongly preferred
What we offer:
medical, vision, dental, and life and disability insurance