Head of Risk and Controls Job at HSBC

Head of Risk and Control

We are seeking an experienced and dynamic individual to join our team as the Hea...

Location

United Kingdom; Denmark , London; Copenhagen

Salary:

Not provided

Pleo

Expiration Date

Until further notice

Requirements

Extensive experience (7-10 years, with a minimum of 5 years in risk or control management) in a regulated financial services environment (e.g., FinTech, banking, payments, or similar)
Substantial professional background in risk management and control functions, spanning both design and execution
Demonstrated experience in leadership and team management
Legally authorized to work and currently based in the UK or Denmark

Job Responsibility

Lead the design, implementation, and continuous improvement of the 2LOD risk management framework
Provide effective oversight and challenge to the First Line of Defense (1LOD) in the identification, assessment, and management of risks and controls
Act as a trusted advisor and partner to the business, offering expert guidance on risk-related matters, regulatory change, and the control environment
Develop and deliver insightful risk reporting to senior management and relevant committees
Lead and mentor the 2LOD Risk and Control team
Support regulatory interactions related to risk and control matters

What we offer

Your own Pleo card (no more out-of-pocket spending!)
Lunch is on us - with catering in our Lisbon, Copenhagen and London offices or a monthly lunch allowance paid directly together with your salary in other markets
Private health insurance
25 days of holiday + your public holidays
Option to purchase 5 additional days of holiday through a salary sacrifice
Access to free mental health and wellbeing support via MyndUp
Paid parental leave

Fulltime

Head of Risk & Control for Payments Operations - Asia South & JANA Cluster

Citi’s Treasury and Trade Solutions (TTS) provides global solutions that help cl...

Location

Malaysia , Penang

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10-15 years relevant experience
Significant experience in Operational Risk and/or Payment Operations
Ability to manage through influence to drive implementation across a global organization
Knowledge of business-related products and/or processes, specially related to Operational Risk Events, Loss Capture System Reporting and policy requirements
Outstanding communication and presentation skills required.
Track record leading Control related projects and programs.
Strong, influential communicator who is articulate and concise, demonstrated success interacting with senior leaders both in the business, corporate functions as well as the Operations, Business and Technology environments
Ability to produce results against tight deadlines and navigate ambiguity
Bachelor’s/Master’s degree in business, Economics & Finance, or related discipline.

Job Responsibility

Responsible for managing payment risk teams for the Asia South & JANA Cluster
Manage the risk and controls within the payment Operations lifecycle. Ensure known issues are captured with action plans
Ensure the Payment Operations MCA appropriately captures the Risks, Controls and severity
Overall responsibility for leading the operational risk events cycle, which includes the capture, escalation and management of operational risk events
Lead business level programs to address themes of operational risks events and to prescribe preventative and detective controls to prevent reoccurrence, including advocating and working with product to fund changes.
Work with business, operations and technology, and any unit responsible for a control (URC) that lead to an Operational Risk Event to ensure remedial actions are taken, included in thematic programs addressing causes and track progress
Shape and define governance model for Asia South & JANA Payments Operations risk that covers sub product and cluster oversight
Lead in operational risk event reduction senior forums, working groups and committees across Asia South & JANA
Development of business level procedures that makes sure that Operational Risk Data is captured consistently and timely in the Loss Capture System (LCS) and ORE Central
Prepare reports for senior management

What we offer

Resources to meet your unique needs
Empowerment to make healthy decisions
Financial well-being support
Opportunity for career growth at a global financial institution.

Fulltime

Operational Risk Head of Data Risk Center of Excellence

The Head of Data Risk Center of Excellence will lead risk assessment efforts for...

Location

United States , Tampa

Salary:

250000.00 - 500000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

20+ years of direct experience as a senior Non-Financial Risk professional
extensive experience in overseeing global data programs in a large-scale organization
extensive experience applying operational risk management frameworks
experience in leading teams to deliver risk and control assessments
demonstrable understanding of Data fundamentals, including architecture and principles
deep knowledge of financial and risk data, regulatory compliance, and risk management
subject matter expertise in operational risk management applied to Data risk
bachelor's degree in Computer Science, Data Science, Information Technology, Business, or a related field preferred.

Job Responsibility

Ensure Enterprise Control Standard requirements are articulated and implemented
embed Data Risk Management practices in day-to-day business and strategic decision-making
oversee compliance against ORM frameworks and Enterprise Data transformation
lead Data Risk SWAT teams in independent risk assessments
operate shared services function supporting business risk management
serve as the primary interface to stakeholders like regulators and senior management.

What we offer

Medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
planned time off
unplanned time off
paid holidays.

Fulltime

Business Risk and Controls Officer

The Business Control Manager (BCM) is a first line of defense investment supervi...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Relevant work experience in Business Risk & Controls, Private Banking, Wealth Management or Capital Markets role(s)
Strong understanding of UK FCA Conduct of Business (COB) rules and EU Regulations, particularly regarding Investment sales and suitability requirements
MS Excel, MS Power Point, SQL a plus
Consistently demonstrates clear and concise written and verbal communication skills
Effective organizational and influencing skills required
Excellent problem-solving skills, with ability to dissect complex scenarios, see the big pictures with high attention to critical details
Demonstrated ability to develop, implement and challenge strategy and process improvement initiatives

Job Responsibility

Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy, approach, processes, quality, tools and reporting that provide global risk management consistency and excellence
Works closely with business partners on findings and makes recommendations on improving practices
Examines procedures for consistency and gaps relative to regulations in addition to impacts on customer experience
Review and approve client suitability profiles (IOS)
Monitors post-trade daily risk management reports relating to the Investment Decision Framework of the Retail Distribution of Investment Policy (RDIP), to ensure policy adherence and drivers of exceptions
Assists in the resolution of investment-related client complaints
Monitors Licensing and Registration requirements
Post-trade regulatory documentation delivery monitoring reviews
Assists in the management of trade errors and corrections
Review and approval of new discretionary accounts

What we offer

Generous holiday allowance
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Award winning Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Head of Business Control

The Head of Business Control is responsible for coordinating activities within I...

Location

China , Shanghai

Salary:

Not provided

HSBC

Expiration Date

December 31, 2025

Requirements

Minimum 10 years of experience in risk management, compliance, or business control within the insurance, banking, or financial services sector
Strong understanding of regulatory requirements and risk governance practices
Proven track record in managing non-financial risks and implementing risk frameworks
Excellent leadership and team management skills
Exceptional communication and stakeholder management at local and global level in both Chinese and English
Self-driven and strong leadership in problem-solving and delivery capabilities.

Job Responsibility

Lead and manage the first line of defense (FLOD) business teams in implementing business risk and control management frameworks
Lead the team and cooperate with other teams to ensure business activities aligned with HSBC risk appetite and strengthen risk and control environment in HSBC Broker
Implement and track effective risk indicators to identify HSBC Broker's potential risks, engage with relevant stakeholders to initiate remediation action plan to mitigate risk accordingly
Lead the team and manage the day-to-day business initiatives to ensure key strategic priorities are monitored in terms of progress and risk management
Continuously monitor and gather information to assess potential impacts and identify possible risks and opportunities for the business
Raise awareness and understanding of risks and controls across the HSBC Broker business teams and promote risk culture within the organization
Support and provide high-quality content for governance committees/forums (e.g., EXCO, RMM, Distribution Forum, etc.) to ensure stakeholders have a visibility of key risks and remediation activities.

What we offer

Continuous professional development
Flexible working
Opportunities to grow within an inclusive and diverse environment.

Fulltime

!

Senior Vice President Compliance Risk Management Head

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by ...

Location

Taiwan , Taipei

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance laws, rules, regulations, risks and typologies
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Awareness of regulatory requirements including local and US laws, international and industry standards

Job Responsibility

Designing, developing, delivering and maintaining best-in-class Compliance programs, policies and practices for ICRM
Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
provide direction and guidance on the programs
Managing a team or multiple teams of Compliance professionals
Responsible for hiring, compensation, performance appraisals, staff development, training, etc.
Serving as a subject matter expert on Citi’s Compliance programs
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact

What we offer

We’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future

Fulltime

Integrated Risk Management Head of Department

The Integrated Risk Management (IRM) Head of Department is a senior leadership r...

Location

United States , Irvine

Salary:

181240.00 - 259160.00 USD / Year

Hyundai AutoEver America

Expiration Date

Until further notice

Requirements

15–20 years of progressive experience in Information Security and GRC
Proven track record managing global risk and compliance programs in complex, multinational organizations
Familiarity with ISO 27001, NIST CSF, SOC2 Type II or similar security and risk management frameworks
Experience leading audits, certifications, and regulatory assessments
Strong stakeholder management and communication skills, with the ability to influence across all organizational levels and business units
Bachelor’s degree in Information Security, Risk Management, or related field

Job Responsibility

Oversee the enterprise-wide risk management lifecycle, including risk assessments, risk issue management, and risk exception management processes
Develop, update and maintain frameworks for identifying, assessing, mitigating, and monitoring security and operational risks
Ensure that risk posture and metrics are accurately reported to executive leadership, governance committees, business units and fellow heads of department
Lead the Information Security compliance program, ensuring alignment with regulatory and industry frameworks (e.g., ISO 27001, SOC 2, NIST, etc)
Coordinate and manage internal and external audits, assessments, and attestations
Partner with Legal, Privacy, and other control functions to ensure consistent and effective control implementation and testing
Lead the Third-Party Risk Management (TPRM) program, utilizing a risk-based due diligence, ongoing monitoring, and remediation process
Collaborate with Procurement, Legal, and business stakeholders to ensure integration of vendor risk management into the enterprise risk framework
Oversee the maintenance and governance of information security policies, standards, and procedures
Ensure policies reflect best practices, regulatory expectations, and evolving threat landscapes

Fulltime

Security Strategy and Risk Management Head of Department

The Security Strategy and Risk Management Head of Department is a senior leaders...

Location

United States , Irvine

Salary:

181240.00 - 259160.00 USD / Year

Hyundai AutoEver America

Expiration Date

Until further notice

Requirements

15–20 years of progressive experience across Information Security, GRC/Risk Management, customer/vendor security management and/or strategic operations
Bachelor’s degree in Cybersecurity, Information Technology, Risk Management, Business Administration or a related discipline
Excellent stakeholder management, communication, and leadership skills
Demonstrated experience working across multi-disciplinary teams to achieve common objectives
Proficient in English for effective communication and coordination

Job Responsibility

Lead enterprise-wide risk assessment, risk issue management, and risk exception management
Maintain and enhance risk management frameworks aligned with industry best practices
Deliver insightful, data-driven risk reporting to senior leadership
Oversee the Information Security compliance and control assurance program
Lead coordination of internal and external audits, assessments, and certification processes
Lead the Third-Party Risk Management (TPRM) program
Oversee creation, governance, maintenance, and communication of Information Security policies, standards, and procedures
Direct the Information Security Training and Awareness program
Partner with the CISO to define and maintain the Information Security strategic roadmap
Lead budget planning, forecasting, tracking, and optimization for the full Information Security organization

Fulltime

Head of Risk and Controls

HSBC

Location:
Bermuda

Category:
Banking

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
December 29, 2025

Expiration:
January 12, 2026

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Head of Risk and Controls

Head of Risk and Control

Head of Risk & Control for Payments Operations - Asia South & JANA Cluster

Operational Risk Head of Data Risk Center of Excellence

Business Risk and Controls Officer

Head of Business Control

Senior Vice President Compliance Risk Management Head

Integrated Risk Management Head of Department

Security Strategy and Risk Management Head of Department

Head of Risk and Controls

HSBC

Location:Bermuda

Category:Banking

Contract Type:Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:December 29, 2025

Expiration:January 12, 2026

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Head of Risk and Controls

Head of Risk and Control

Head of Risk & Control for Payments Operations - Asia South & JANA Cluster

Operational Risk Head of Data Risk Center of Excellence

Business Risk and Controls Officer

Head of Business Control

Senior Vice President Compliance Risk Management Head

Integrated Risk Management Head of Department

Security Strategy and Risk Management Head of Department

Location:
Bermuda

Category:
Banking

Contract Type:
Not provided

Job Posted:
December 29, 2025

Expiration:
January 12, 2026