Head of Regulatory Compliance

• Ensuring that HSBC’s operations in Korea are effective in identifying, managing and mitigating Regulatory Compliance risks
• Leads and directs the stewardship of the Regulatory Compliance sub-function in Korea
• Oversees the provision of advisory services to Korea
• Strengthens the Global Businesses’ knowledge of Risk and Compliance management
• Oversees the management of the relationship with relevant regulators in Korea
• Develops, monitors, and communicates Regulatory Compliance strategy and policies throughout Korea
• Responsible for second line governance of Regulatory Compliance risk exposures
• Assists the senior management of Korea on all relevant material Regulatory Compliance related matters
• Supports in setting key functional targets
• Leads the Regulatory Compliance team
• Fosters a strong risk and control and compliance culture
• Acts in accordance with HSBC’s purpose and values
• Champions a culture that prioritises the fair treatment of all customers
• Works with and supports LoB risk stewards

• Significant compliance experience as a regulator or a senior compliance manager within a global firm, in the financial services industry
• Successful track record in strategic leadership and influencing is essential
• Significant knowledge of a compliance risk framework and experience in its execution
• A background or deep understanding of operational risk is also highly desirable
• Track record of resilience and confident challenge when dealing with senior stakeholders
• Experience of dealing with regulatory matters and confident interaction with Regulators
• Experience of creating, leading and motivating a team
• Experience of working within a matrixed environment preferred
• Significant leadership experience and an experienced strategic thinker
• Excellent communication and inter-personal skills
• Ability to develop practical, cost effective solutions
• Ability to lead change, coordinating with other teams locally & regionally
• Ability to interpret and analyse a large volume of information and / or data
• Ability to prioritise conflicting demands and problem solve in a dynamic environment

Experience of working within a matrixed environment