This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
Regulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities. Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues. KYC & AML Governance: Direct the firm's KYC and AML frameworks, ensuring robust control implementation and total alignment with market best practices and statutory requirements. Regulatory Liaison: Act as the lead point of contact to professionally address and resolve all inquiries, inspections, and correspondence from licensing authorities. Policy Architecture: Continuously review and modernize internal compliance manuals, operational policies, and standard procedures to reflect current regulatory landscapes.
Job Responsibility:
Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities
Serve as the primary compliance advisor to senior management and internal business units
Direct the firm's KYC and AML frameworks
Act as the lead point of contact to professionally address and resolve all inquiries, inspections, and correspondence from licensing authorities
Continuously review and modernize internal compliance manuals, operational policies, and standard procedures
Requirements:
Degree holder in Finance, Law, or a related professional discipline
Minimum of 5 years' relevant experience within the financial services sector
Deep technical knowledge of SFC licensing requirements
Exceptional command of English and Chinese (Cantonese/Mandarin)
Steadfast commitment to integrity
Proactive and flexible personality with time-management skills